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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$775M
AUM Growth
-$72.6M
Cap. Flow
-$142M
Cap. Flow %
-18.35%
Top 10 Hldgs %
27.84%
Holding
496
New
78
Increased
77
Reduced
196
Closed
111

Top Buys

Rank Stock Value
1
SAII
Software Acquisition Group Inc. II Class A Common Stock
SAII
+$5.51M
2
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$4.11M
3
CVS icon
CVS Health
CVS
+$2.11M
4
AWH
Aspira Women's Health Inc. Common Stock
AWH
+$1.79M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$1.74M

Top Sells

Rank Stock Value
1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$13.2M
2
VZ icon
Verizon
VZ
+$12M
3
V icon
Visa
V
+$11.7M
4
AAPL icon
Apple
AAPL
+$10.8M
5
VTHR icon
Vanguard Russell 3000 ETF
VTHR
+$7.59M

Sector Composition

Rank Sector Weight
1 Technology 13.01%
2 Consumer Discretionary 9%
3 Healthcare 8.99%
4 Communication Services 5.7%
5 Real Estate 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKF icon
301
ARK Blockchain & Fintech Innovation ETF
ARKF
$769M
$240K 0.03%
+4,828
New +$218K
NAD icon
302
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$236K 0.03%
15,344
-33,460
-69% -$494K
QUAL icon
303
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
$236K 0.03%
+2,030
New +$224K
MAR icon
304
Marriott International
MAR
$92.3B
$234K 0.03%
+1,775
New +$203K
CHWY icon
305
Chewy
CHWY
$9.63B
$233K 0.03%
2,594
-1,216
-32% -$88.7K
ALL icon
306
Allstate
ALL
$67.5B
$231K 0.03%
+2,102
New +$207K
BPMC
307
DELISTED
Blueprint Medicines
BPMC
$231K 0.03%
+2,060
New +$217K
IJR icon
308
iShares Core S&P Small-Cap ETF
IJR
$112B
$231K 0.03%
+2,516
New +$207K
EQIX icon
309
Equinix
EQIX
$103B
$230K 0.03%
322
+21
+7% +$15.6K
OKE icon
310
Oneok
OKE
$54.5B
$230K 0.03%
+5,990
New +$201K
MTUM icon
311
iShares MSCI USA Momentum Factor ETF
MTUM
$26.2B
$227K 0.03%
1,405
-539
-28% -$82.6K
SRVR icon
312
Pacer Data & Infrastructure Real Estate ETF
SRVR
$383M
$227K 0.03%
6,322
-1,360
-18% -$48.3K
XRN
313
Chiron Real Estate Inc
XRN
$477M
$225K 0.03%
3,438
-11,245
-77% -$774K
VKQ icon
314
Invesco Municipal Trust
VKQ
$551M
$225K 0.03%
17,535
-3,614
-17% -$44.9K
JPST icon
315
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$224K 0.03%
4,403
-11,173
-72% -$567K
LIT icon
316
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$224K 0.03%
+3,625
New +$180K
LYFT icon
317
Lyft
LYFT
$6.63B
$224K 0.03%
+4,551
New +$166K
SDY icon
318
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$224K 0.03%
2,118
-2,651
-56% -$268K
TLS icon
319
Telos
TLS
$358M
$224K 0.03%
+6,800
New +$162K
AMAT icon
320
Applied Materials
AMAT
$428B
$223K 0.03%
+2,580
New +$191K
IHTA
321
DELISTED
Invesco High Income 2024 Target Term Fund
IHTA
$223K 0.03%
25,611
+508
+2% +$4.21K
DOC
322
DELISTED
PHYSICIANS REALTY TRUST
DOC
$223K 0.03%
12,506
-5,251
-30% -$94K
POOL icon
323
Pool Corp
POOL
$7.5B
$221K 0.03%
+593
New +$207K
PBW icon
324
Invesco WilderHill Clean Energy ETF
PBW
$429M
$217K 0.03%
+2,100
New +$170K
EPAM icon
325
EPAM Systems
EPAM
$5.03B
$215K 0.03%
+600
New +$200K
11 12
13
14 15

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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Management held 496 positions worth $775M, down 8.6% from $847M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management withdrew a net $142M in Q4 2020, closing 111 positions and reducing 196 holdings. Its most notable exit was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Management opened a new position in Software Acquisition Group Inc. II Class A Common Stock worth $3.98M.

  • B. Riley Wealth Management's largest Q4 2020 buy was Software Acquisition Group Inc. II Class A Common Stock: 562,500 shares worth $3.98M.
  • B. Riley Wealth Management added most to BlackRock Core Bond Trust in Q4 2020, an estimated $1.74M increase.
  • B. Riley Wealth Management's biggest Q4 2020 reduction was Apple, cutting an estimated $10.8M.
  • B. Riley Wealth Management fully exited WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund in Q4 2020, selling an estimated $13.2M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $775M portfolio in Q4 2020.
  • B. Riley Wealth Management opened 78 new positions and closed 111 in Q4 2020.
  • B. Riley Wealth Management's portfolio value fell 8.6% quarter-over-quarter to $775M.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.