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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-11.21%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$477M
AUM Growth
+$69.9M
Cap. Flow
+$128M
Cap. Flow %
26.85%
Top 10 Hldgs %
28.16%
Holding
423
New
95
Increased
136
Reduced
99
Closed
75

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.8M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.06M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.45M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.69M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.06M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.8M
2
EW icon
Edwards Lifesciences
EW
+$1.74M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.62M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$1.61M
5
CELG
Celgene Corp
CELG
+$1.57M

Sector Composition

Rank Sector Weight
1 Technology 8.33%
2 Financials 4.68%
3 Consumer Discretionary 4.35%
4 Healthcare 4.11%
5 Communication Services 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
301
Corning
GLW
$126B
$206K 0.04%
6,814
-71
-1% -$2.27K
XLC icon
302
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$204K 0.04%
+4,933
New +$221K
APC
303
DELISTED
Anadarko Petroleum
APC
$204K 0.04%
4,670
+1,479
+46% +$83.4K
PEG icon
304
Public Service Enterprise Group
PEG
$38.2B
$202K 0.04%
+3,876
New +$209K
TXN icon
305
Texas Instruments
TXN
$246B
$202K 0.04%
+2,140
New +$207K
WB icon
306
Weibo
WB
$2.01B
$202K 0.04%
3,452
+419
+14% +$25.4K
ARDC
307
Are Dynamic Credit Allocation Fund
ARDC
$298M
$174K 0.04%
+12,644
New +$188K
QUAL icon
308
iShares MSCI USA Quality Factor ETF
QUAL
$47B
$173K 0.04%
+2,250
New +$187K
AMRN
309
Amarin Corp
AMRN
$297M
$169K 0.04%
620
-1,040
-63% -$379K
DBC icon
310
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$169K 0.04%
11,646
-4,960
-30% -$81.4K
DOC
311
DELISTED
PHYSICIANS REALTY TRUST
DOC
$164K 0.03%
10,200
– –
SNAP icon
312
Snap
SNAP
$8.48B
$163K 0.03%
+29,564
New +$192K
BILI icon
313
Bilibili
BILI
$8.05B
$160K 0.03%
10,975
-1,500
-12% -$21K
VVR icon
314
Invesco Senior Income Trust
VVR
$457M
$148K 0.03%
37,951
+18,000
+90% +$74.3K
DBO icon
315
Invesco DB Oil Fund
DBO
$380M
$147K 0.03%
17,304
– –
NVAX icon
316
Novavax
NVAX
$1.22B
$142K 0.03%
3,853
+2,607
+209% +$101K
DBL
317
DoubleLine Opportunistic Credit Fund
DBL
$279M
$132K 0.03%
+6,939
New +$134K
FCRD
318
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$128K 0.03%
+21,000
New +$153K
OLP
319
One Liberty Properties
OLP
$531M
$124K 0.03%
+15,482
New +$401K
NSLR
320
Neostellar Capital Corp
NSLR
$278M
$117K 0.02%
+26,774
New +$148K
FIV
321
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$110K 0.02%
13,329
-7,585
-36% -$67.5K
JILL icon
322
J. Jill
JILL
$277M
$107K 0.02%
+4,764
New +$109K
EXG icon
323
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.01B
$91K 0.02%
12,209
– –
TST
324
DELISTED
TheStreet, Inc.
TST
$91K 0.02%
4,471
+1,112
+33% +$21.7K
IDN icon
325
Intellicheck
IDN
$76.8M
$84K 0.02%
39,250
-5,250
-12% -$12.2K
11 12
13
14 15

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Management held 423 positions worth $477M, up 17% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management deployed $128M of net new capital in Q4 2018, opening 95 new positions and adding to 136 existing holdings. Its largest new stake was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $3.8M trimmed.

  • B. Riley Wealth Management's largest Q4 2018 buy was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.
  • B. Riley Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q4 2018, an estimated $11.8M increase.
  • B. Riley Wealth Management's biggest Q4 2018 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $3.8M.
  • B. Riley Wealth Management fully exited Edwards Lifesciences in Q4 2018, selling an estimated $1.74M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $477M portfolio in Q4 2018.
  • B. Riley Wealth Management opened 95 new positions and closed 75 in Q4 2018.
  • B. Riley Wealth Management's portfolio value rose 17% quarter-over-quarter to $477M.

Based on B. Riley Wealth Management's 13F filing for Q4 2018, filed 19 Feb 2019.