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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LDSF icon
276
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$713K 0.05%
35,653
-82,921
-70% -$1.66M
VYM icon
277
Vanguard High Dividend Yield ETF
VYM
$82.3B
$711K 0.05%
6,346
-56
-0.9% -$6.09K
QRVO icon
278
Qorvo
QRVO
$8.41B
$707K 0.05%
4,520
+465
+11% +$73.9K
SOXX icon
279
iShares Semiconductor ETF
SOXX
$47.7B
$705K 0.05%
3,900
-396
-9% -$66.4K
CB icon
280
Chubb
CB
$137B
$690K 0.05%
3,570
+115
+3% +$21.6K
IGHG icon
281
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$687K 0.05%
9,233
-2,462
-21% -$185K
MRNA icon
282
Moderna
MRNA
$21.5B
$682K 0.05%
2,685
+125
+5% +$36.5K
IJH icon
283
iShares Core S&P Mid-Cap ETF
IJH
$125B
$678K 0.05%
11,980
+420
+4% +$23.4K
PH icon
284
Parker-Hannifin
PH
$135B
$676K 0.05%
2,125
+648
+44% +$200K
FIXD icon
285
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$675K 0.05%
12,679
-7,506
-37% -$400K
IWF icon
286
iShares Russell 1000 Growth ETF
IWF
$127B
$675K 0.05%
8,836
-8
-0.1% -$593
AGG icon
287
iShares Core US Aggregate Bond ETF
AGG
$137B
$666K 0.05%
5,836
+2,564
+78% +$293K
MPLX icon
288
MPLX
MPLX
$61.3B
$666K 0.05%
22,494
+4,718
+27% +$141K
PSL icon
289
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$84.8M
$666K 0.05%
7,286
+325
+5% +$29.2K
VV icon
290
Vanguard Morningstar Large-Cap ETF
VV
$54B
$665K 0.05%
3,007
+463
+18% +$99.3K
PLTR icon
291
Palantir
PLTR
$375B
$657K 0.05%
36,082
-27,326
-43% -$603K
UBER icon
292
Uber
UBER
$144B
$654K 0.05%
15,604
+177
+1% +$7.63K
SCI icon
293
Service Corp International
SCI
$11.6B
$639K 0.04%
8,995
+2,473
+38% +$164K
MUNI icon
294
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
$635K 0.04%
11,300
+3,400
+43% +$191K
PM icon
295
Philip Morris
PM
$293B
$635K 0.04%
6,688
-207
-3% -$19.3K
MET icon
296
MetLife
MET
$63.7B
$634K 0.04%
10,146
+1,783
+21% +$112K
PENN icon
297
PENN Entertainment
PENN
$2.69B
$632K 0.04%
12,196
-811
-6% -$49.2K
SJNK icon
298
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$631K 0.04%
22,617
+4,791
+27% +$130K
DG icon
299
Dollar General
DG
$28.1B
$630K 0.04%
2,670
+1,041
+64% +$230K
DLN icon
300
WisdomTree US LargeCap Dividend Fund
DLN
$6.37B
$624K 0.04%
9,446
+214
+2% +$13.5K
10 11
12
13 14

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.