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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITA icon
276
iShares US Aerospace & Defense ETF
ITA
$14.6B
$701K 0.05%
+6,730
New +$714K
UBER icon
277
Uber
UBER
$144B
$691K 0.05%
15,427
+3,216
+26% +$141K
FSEP icon
278
FT Vest US Equity Buffer ETF September
FSEP
$1.23B
$685K 0.05%
+20,200
New +$694K
IGSB icon
279
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$682K 0.05%
+12,479
New +$683K
QRVO icon
280
Qorvo
QRVO
$8.41B
$678K 0.05%
+4,055
New +$753K
AMP icon
281
Ameriprise Financial
AMP
$49.5B
$670K 0.05%
+2,535
New +$663K
EMR icon
282
Emerson Electric
EMR
$87.5B
$669K 0.05%
+7,105
New +$709K
VYM icon
283
Vanguard High Dividend Yield ETF
VYM
$82.3B
$662K 0.05%
6,402
+1,937
+43% +$205K
QUAL icon
284
iShares MSCI USA Quality Factor ETF
QUAL
$47.7B
$659K 0.05%
+5,004
New +$688K
BABA icon
285
Alibaba
BABA
$304B
$658K 0.05%
4,445
-5,290
-54% -$962K
PM icon
286
Philip Morris
PM
$293B
$654K 0.05%
+6,895
New +$694K
RAVI icon
287
FlexShares Ultra-Short Income Fund
RAVI
$1.49B
$648K 0.05%
8,506
+1,705
+25% +$130K
AMAT icon
288
Applied Materials
AMAT
$419B
$647K 0.05%
5,023
+559
+13% +$75.9K
OKTA icon
289
Okta
OKTA
$24.9B
$644K 0.05%
+2,714
New +$674K
DOW icon
290
Dow Inc
DOW
$21.9B
$641K 0.05%
+11,129
New +$681K
PANW icon
291
Palo Alto Networks
PANW
$293B
$639K 0.05%
+8,004
New +$562K
SOXX icon
292
iShares Semiconductor ETF
SOXX
$47.7B
$638K 0.05%
+4,296
New +$653K
PSL icon
293
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$84.8M
$623K 0.05%
6,961
+755
+12% +$69.1K
IJH icon
294
iShares Core S&P Mid-Cap ETF
IJH
$125B
$608K 0.05%
11,560
+5,820
+101% +$313K
IWF icon
295
iShares Russell 1000 Growth ETF
IWF
$127B
$606K 0.05%
+8,844
New +$626K
SMH icon
296
VanEck Semiconductor ETF
SMH
$71.8B
$604K 0.05%
4,714
-184
-4% -$24.2K
CB icon
297
Chubb
CB
$137B
$599K 0.05%
3,455
+103
+3% +$18.1K
GE icon
298
GE Aerospace
GE
$389B
$592K 0.05%
+9,223
New +$593K
VEA icon
299
Vanguard FTSE Developed Markets ETF
VEA
$234B
$590K 0.05%
+11,695
New +$608K
ASG
300
Liberty All-Star Growth Fund
ASG
$339M
$584K 0.04%
+67,685
New +$587K
10 11
12
13 14

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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.