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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-3.8%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$189M
Cap. Flow %
-14.57%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.4M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.17M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.7M
3
AMGN icon
Amgen
AMGN
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

Rank Sector Weight
1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWO icon
251
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$756K 0.06%
16,394
+1,195
+8% +$57.5K
MGC icon
252
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$753K 0.06%
4,735
-680
-13% -$107K
SO icon
253
Southern Company
SO
$107B
$748K 0.06%
10,321
-2,993
-22% -$203K
DAUG icon
254
FT Vest US Equity Deep Buffer ETF August
DAUG
$374M
$746K 0.06%
21,345
-1,198
-5% -$41.4K
PAPR icon
255
Innovator US Equity Power Buffer ETF April
PAPR
$961M
$738K 0.06%
24,897
-100
-0.4% -$2.92K
MDT icon
256
Medtronic
MDT
$112B
$736K 0.06%
6,631
-5,795
-47% -$612K
DOCU
257
DocuSign
DOCU
$11.5B
$733K 0.06%
6,844
+236
+4% +$27.1K
PSL icon
258
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$85.5M
$733K 0.06%
8,558
+1,272
+17% +$108K
DG icon
259
Dollar General
DG
$27.9B
$728K 0.06%
3,272
+602
+23% +$128K
ISRG icon
260
Intuitive Surgical
ISRG
$134B
$723K 0.06%
2,397
-787
-25% -$230K
VGIT icon
261
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$723K 0.06%
+11,500
New +$744K
VOT icon
262
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$721K 0.06%
3,234
+1,044
+48% +$230K
CB icon
263
Chubb
CB
$135B
$709K 0.05%
3,315
-255
-7% -$51.8K
VYM icon
264
Vanguard High Dividend Yield ETF
VYM
$82.8B
$709K 0.05%
6,317
-29
-0.5% -$3.23K
DLN icon
265
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$706K 0.05%
10,750
+1,304
+14% +$84.4K
IYG icon
266
iShares US Financial Services ETF
IYG
$2.2B
$705K 0.05%
11,730
– –
AGG icon
267
iShares Core US Aggregate Bond ETF
AGG
$138B
$704K 0.05%
6,575
+739
+13% +$81.3K
FAPR icon
268
FT Vest US Equity Buffer ETF April
FAPR
$1.29B
$702K 0.05%
21,700
-42,500
-66% -$1.35M
PH icon
269
Parker-Hannifin
PH
$135B
$702K 0.05%
2,472
+347
+16% +$105K
COIN icon
270
Coinbase
COIN
$40.5B
$701K 0.05%
3,690
+1,669
+83% +$326K
ARCC icon
271
Ares Capital
ARCC
$14.4B
$687K 0.05%
32,809
+3,752
+13% +$80K
QYLD icon
272
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.26B
$685K 0.05%
32,647
+8,200
+34% +$169K
SOXX icon
273
iShares Semiconductor ETF
SOXX
$48.7B
$685K 0.05%
4,344
+444
+11% +$71.1K
SOFI icon
274
SoFi Technologies
SOFI
$23.7B
$678K 0.05%
71,700
+11,445
+19% +$131K
PDP icon
275
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$672K 0.05%
8,295
-1,921
-19% -$156K
9 10
11
12 13

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HIH
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B. Riley Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, B. Riley Wealth Management held 721 positions worth $1.3B, down 10% from $1.44B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $189M in Q1 2022, closing 95 positions and reducing 254 holdings. Its most notable exit was Invesco DB Commodity Index Tracking Fund, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Management opened a new position in Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF worth $5.66M.

  • B. Riley Wealth Management's largest Q1 2022 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 320,918 shares worth $5.66M.
  • B. Riley Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q1 2022, an estimated $6.4M increase.
  • B. Riley Wealth Management's biggest Q1 2022 reduction was JPMorgan Chase, cutting an estimated $95M.
  • B. Riley Wealth Management fully exited Invesco DB Commodity Index Tracking Fund in Q1 2022, selling an estimated $7.61M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q1 2022.
  • B. Riley Wealth Management opened 67 new positions and closed 95 in Q1 2022.
  • B. Riley Wealth Management's portfolio value fell 10% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.