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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VPU
251
Vanguard Utilities ETF
VPU
$8.3B
$835K 0.06%
6,000
+413
+7% +$60.3K
PFFA icon
252
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.47B
$827K 0.06%
33,213
+8,718
+36% +$219K
CI icon
253
Cigna
CI
$72.7B
$816K 0.06%
+4,076
New +$886K
SNAP icon
254
Snap
SNAP
$8.83B
$816K 0.06%
11,051
+224
+2% +$16.2K
SCHV
255
Schwab US Large-Cap Value ETF
SCHV
$16B
$813K 0.06%
+36,159
New +$836K
DAUG icon
256
FT Vest US Equity Deep Buffer ETF August
DAUG
$374M
$808K 0.06%
23,697
-300
-1% -$10.3K
FMAY icon
257
FT Vest US Equity Buffer ETF May
FMAY
$1.44B
$807K 0.06%
22,190
+500
+2% +$18.4K
COUP
258
DELISTED
Coupa Software Incorporated
COUP
$796K 0.06%
3,631
+2,465
+211% +$579K
MDLZ icon
259
Mondelez International
MDLZ
$80.1B
$782K 0.06%
13,447
+8,065
+150% +$502K
DKNG icon
260
DraftKings
DKNG
$11B
$774K 0.06%
16,068
+11,774
+274% +$624K
FPFD icon
261
Fidelity Preferred Securities & Income ETF
FPFD
$80.8M
$772K 0.06%
+30,521
New +$773K
AXON
262
Axon Enterprise
AXON
$42.4B
$768K 0.06%
4,389
+959
+28% +$174K
VWO icon
263
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$757K 0.06%
+15,145
New +$783K
LIT icon
264
Global X Lithium & Battery Tech ETF
LIT
$1.56B
$751K 0.06%
9,168
+650
+8% +$53.3K
AJG icon
265
Arthur J. Gallagher & Co
AJG
$64.5B
$743K 0.06%
+5,000
New +$715K
ARKG icon
266
ARK Genomic Revolution ETF
ARKG
$1.63B
$736K 0.06%
9,851
-8,296
-46% -$696K
IYG icon
267
iShares US Financial Services ETF
IYG
$2.21B
$736K 0.06%
11,730
+1,545
+15% +$97K
MBSD icon
268
FlexShares Disciplined Duration MBS Index Fund
MBSD
$88.7M
$731K 0.06%
31,117
+77
+0.2% +$1.82K
PAPR icon
269
Innovator US Equity Power Buffer ETF April
PAPR
$959M
$725K 0.06%
25,357
– –
TPVG icon
270
TriplePoint Venture Growth BDC
TPVG
$212M
$725K 0.06%
+45,755
New +$716K
TJX icon
271
TJX Companies
TJX
$179B
$724K 0.06%
+10,974
New +$766K
MGC icon
272
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$718K 0.06%
+4,713
New +$741K
ECL icon
273
Ecolab
ECL
$79.5B
$715K 0.05%
3,426
-200
-6% -$43.8K
VTIP icon
274
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$715K 0.05%
+13,597
New +$713K
OPEN icon
275
Opendoor
OPEN
$3.34B
$704K 0.05%
+35,437
New +$573K
9 10
11
12 13

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.