We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$775M
AUM Growth
-$72.6M
Cap. Flow
-$142M
Cap. Flow %
-18.35%
Top 10 Hldgs %
27.84%
Holding
496
New
78
Increased
77
Reduced
196
Closed
111

Top Buys

Rank Stock Value
1
SAII
Software Acquisition Group Inc. II Class A Common Stock
SAII
+$5.51M
2
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$4.11M
3
CVS icon
CVS Health
CVS
+$2.11M
4
AWH
Aspira Women's Health Inc. Common Stock
AWH
+$1.79M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$1.74M

Top Sells

Rank Stock Value
1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$13.2M
2
VZ icon
Verizon
VZ
+$12M
3
V icon
Visa
V
+$11.7M
4
AAPL icon
Apple
AAPL
+$10.8M
5
VTHR icon
Vanguard Russell 3000 ETF
VTHR
+$7.59M

Sector Composition

Rank Sector Weight
1 Technology 13.01%
2 Consumer Discretionary 9%
3 Healthcare 8.99%
4 Communication Services 5.7%
5 Real Estate 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNOV icon
251
FT Vest US Equity Buffer ETF November
FNOV
$1.23B
$352K 0.05%
10,000
– –
ARWR icon
252
Arrowhead Research
ARWR
$12.4B
$345K 0.04%
+4,500
New +$288K
VONG icon
253
Vanguard Russell 1000 Growth ETF
VONG
$45B
$344K 0.04%
5,560
– –
SEDG icon
254
SolarEdge
SEDG
$1.95B
$339K 0.04%
+1,062
New +$294K
LH icon
255
Labcorp
LH
$25.9B
$338K 0.04%
1,932
-204
-10% -$35.2K
PTLC icon
256
Pacer Trendpilot US Large Cap ETF
PTLC
$3.38B
$338K 0.04%
10,332
– –
NXC
257
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$332K 0.04%
20,564
-7,436
-27% -$119K
FALN icon
258
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
$331K 0.04%
+11,262
New +$319K
GLPI icon
259
Gaming and Leisure Properties
GLPI
$12.8B
$331K 0.04%
7,797
-2,712
-26% -$109K
STZ icon
260
Constellation Brands
STZ
$23.2B
$329K 0.04%
1,501
-257
-15% -$50.5K
CARR icon
261
Carrier Global
CARR
$52.8B
$326K 0.04%
8,644
+194
+2% +$7.02K
DCP
262
DELISTED
DCP Midstream, LP
DCP
$326K 0.04%
17,610
-550
-3% -$8.64K
MDLZ icon
263
Mondelez International
MDLZ
$79.9B
$323K 0.04%
5,517
-2,940
-35% -$168K
SE icon
264
Sea Limited
SE
$69.5B
$321K 0.04%
1,612
-236
-13% -$42K
ORCL icon
265
Oracle
ORCL
$423B
$320K 0.04%
4,946
-6,394
-56% -$381K
CVET
266
DELISTED
Covetrus, Inc. Common Stock
CVET
$320K 0.04%
11,147
-2,048
-16% -$55.3K
MRNA icon
267
Moderna
MRNA
$23.6B
$314K 0.04%
3,009
-4,705
-61% -$476K
APD icon
268
Air Products & Chemicals
APD
$67.6B
$312K 0.04%
1,141
-488
-30% -$137K
DKNG icon
269
DraftKings
DKNG
$11.9B
$310K 0.04%
+6,664
New +$317K
QQQX icon
270
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$300K 0.04%
+11,517
New +$285K
NOBL icon
271
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$294K 0.04%
7,358
-11,992
-62% -$462K
ADM icon
272
Archer Daniels Midland
ADM
$36.9B
$287K 0.04%
5,698
-214
-4% -$10.6K
CRSP icon
273
CRISPR Therapeutics
CRSP
$5.17B
$283K 0.04%
+1,850
New +$219K
AAL icon
274
American Airlines Group
AAL
$10.6B
$276K 0.04%
+17,531
New +$243K
DWSH icon
275
AdvisorShares Dorsey Wright Short ETF
DWSH
$6.16M
$276K 0.04%
24,186
-2,168
-8% -$31.5K
9 10
11
12 13

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Management held 496 positions worth $775M, down 8.6% from $847M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management withdrew a net $142M in Q4 2020, closing 111 positions and reducing 196 holdings. Its most notable exit was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Management opened a new position in Software Acquisition Group Inc. II Class A Common Stock worth $3.98M.

  • B. Riley Wealth Management's largest Q4 2020 buy was Software Acquisition Group Inc. II Class A Common Stock: 562,500 shares worth $3.98M.
  • B. Riley Wealth Management added most to BlackRock Core Bond Trust in Q4 2020, an estimated $1.74M increase.
  • B. Riley Wealth Management's biggest Q4 2020 reduction was Apple, cutting an estimated $10.8M.
  • B. Riley Wealth Management fully exited WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund in Q4 2020, selling an estimated $13.2M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $775M portfolio in Q4 2020.
  • B. Riley Wealth Management opened 78 new positions and closed 111 in Q4 2020.
  • B. Riley Wealth Management's portfolio value fell 8.6% quarter-over-quarter to $775M.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.