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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$667M
AUM Growth
+$93.8M
Cap. Flow
+$49.4M
Cap. Flow %
7.41%
Top 10 Hldgs %
25.83%
Holding
451
New
57
Increased
175
Reduced
127
Closed
51

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$5.24M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.21M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.99M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$2.51M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.47M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.36M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.85M
3
UNH icon
UnitedHealth
UNH
+$1.63M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.56M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.49M

Sector Composition

Rank Sector Weight
1 Technology 9.72%
2 Consumer Discretionary 4.59%
3 Financials 4.15%
4 Energy 3.81%
5 Communication Services 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHC
251
Diversified Healthcare Trust
DHC
$2.13B
$374K 0.06%
44,305
-6,000
-12% -$50.6K
AWK icon
252
American Water Works
AWK
$26.1B
$373K 0.06%
3,040
-1,606
-35% -$195K
MDLZ icon
253
Mondelez International
MDLZ
$78.8B
$373K 0.06%
6,765
-4,801
-42% -$257K
BLV icon
254
Vanguard Long-Term Bond ETF
BLV
$5.71B
$371K 0.06%
3,702
+18
+0.5% +$1.82K
NCB
255
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$370K 0.06%
23,400
– –
XLI icon
256
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$367K 0.06%
4,500
+34
+0.8% +$2.71K
SIVB
257
DELISTED
SVB Financial Group
SIVB
$367K 0.06%
1,463
-195
-12% -$44.3K
UPS icon
258
United Parcel Service
UPS
$90.8B
$365K 0.05%
3,118
+488
+19% +$57.8K
VRML
259
DELISTED
Vermillion, Inc.
VRML
$363K 0.05%
448,552
+115,702
+35% +$76.2K
EFAV icon
260
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$362K 0.05%
4,851
– –
BND icon
261
Vanguard Total Bond Market
BND
$157B
$360K 0.05%
4,287
+1,796
+72% +$151K
HYI
262
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
$352K 0.05%
22,500
+4,750
+27% +$72.6K
VGT icon
263
Vanguard Information Technology ETF
VGT
$141B
$350K 0.05%
11,432
+1,720
+18% +$49.2K
HRL icon
264
Hormel Foods
HRL
$13.9B
$346K 0.05%
7,677
-724
-9% -$31.2K
COP icon
265
ConocoPhillips
COP
$145B
$343K 0.05%
5,277
+479
+10% +$28.2K
VXF icon
266
Vanguard Extended Market ETF
VXF
$30.8B
$342K 0.05%
2,716
-425
-14% -$51.3K
BRK.A icon
267
Berkshire Hathaway Class A
BRK.A
$1.1T
$340K 0.05%
1
– –
BSJN
268
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$340K 0.05%
+12,992
New +$337K
RPM icon
269
RPM International
RPM
$14.2B
$339K 0.05%
4,412
-62
-1% -$4.5K
FDL icon
270
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.79B
$338K 0.05%
10,380
-103
-1% -$3.28K
QTEC icon
271
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.63B
$336K 0.05%
+3,361
New +$313K
QCOM icon
272
Qualcomm
QCOM
$159B
$333K 0.05%
3,778
-4
-0.1% -$335
EWZ icon
273
iShares MSCI Brazil ETF
EWZ
$9.22B
$328K 0.05%
6,929
-2,674
-28% -$117K
MGC icon
274
Vanguard Morningstar Mega Cap ETF
MGC
$10.1B
$328K 0.05%
2,940
-20
-0.7% -$2.13K
SYY icon
275
Sysco
SYY
$40.7B
$326K 0.05%
3,811
+7
+0.2% +$567
9 10
11
12 13

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SM
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HIH
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B. Riley Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Management held 451 positions worth $667M, up 16% from $573M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $49.4M of net new capital in Q4 2019, opening 57 new positions and adding to 175 existing holdings. Its largest new stake was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $2.36M trimmed.

  • B. Riley Wealth Management's largest Q4 2019 buy was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.
  • B. Riley Wealth Management added most to iShares Select Dividend ETF in Q4 2019, an estimated $5.24M increase.
  • B. Riley Wealth Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $2.36M.
  • B. Riley Wealth Management fully exited iShares Morningstar Mid-Cap Growth ETF in Q4 2019, selling an estimated $1.85M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $667M portfolio in Q4 2019.
  • B. Riley Wealth Management opened 57 new positions and closed 51 in Q4 2019.
  • B. Riley Wealth Management's portfolio value rose 16% quarter-over-quarter to $667M.

Based on B. Riley Wealth Management's 13F filing for Q4 2019, filed 14 Feb 2020.