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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-3.8%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$189M
Cap. Flow %
-14.57%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.4M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.17M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.7M
3
AMGN icon
Amgen
AMGN
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

Rank Sector Weight
1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSEP icon
226
FT Vest US Equity Buffer ETF September
FSEP
$1.23B
$891K 0.07%
25,200
+5,000
+25% +$174K
AMP icon
227
Ameriprise Financial
AMP
$48.8B
$883K 0.07%
2,939
-385
-12% -$116K
IWF icon
228
iShares Russell 1000 Growth ETF
IWF
$128B
$882K 0.07%
12,704
+3,868
+44% +$264K
AJG icon
229
Arthur J. Gallagher & Co
AJG
$63.6B
$873K 0.07%
5,000
– –
ARKG icon
230
ARK Genomic Revolution ETF
ARKG
$1.73B
$868K 0.07%
16,552
+6,959
+73% +$332K
TPVG icon
231
TriplePoint Venture Growth BDC
TPVG
$211M
$865K 0.07%
49,567
+3,007
+6% +$51K
NZF icon
232
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$852K 0.07%
58,333
+90
+0.2% +$1.39K
SCI icon
233
Service Corp International
SCI
$11.6B
$849K 0.07%
12,892
+3,897
+43% +$245K
CAT icon
234
Caterpillar
CAT
$387B
$832K 0.06%
3,736
-2,450
-40% -$514K
FMAY icon
235
FT Vest US Equity Buffer ETF May
FMAY
$1.44B
$825K 0.06%
21,690
– –
BLE
236
DELISTED
BlackRock Municipal Income Trust II
BLE
$822K 0.06%
66,736
+1,650
+3% +$22.6K
HYS icon
237
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$820K 0.06%
8,528
-13,828
-62% -$1.34M
ORCL icon
238
Oracle
ORCL
$423B
$818K 0.06%
9,890
-10,502
-52% -$851K
PFFA icon
239
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.48B
$818K 0.06%
33,959
-812
-2% -$19.5K
MU icon
240
Micron Technology
MU
$991B
$811K 0.06%
10,417
+1,329
+15% +$113K
C icon
241
Citigroup
C
$226B
$810K 0.06%
15,170
-3,299
-18% -$204K
KMB icon
242
Kimberly-Clark
KMB
$36.5B
$806K 0.06%
6,541
+2
+0% +$264
IEFA icon
243
iShares Core MSCI EAFE ETF
IEFA
$196B
$801K 0.06%
11,529
-2,821
-20% -$200K
BX icon
244
Blackstone
BX
$110B
$796K 0.06%
6,274
-5,366
-46% -$654K
QUAL icon
245
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
$784K 0.06%
5,824
-1,731
-23% -$230K
XYZ
246
Block Inc
XYZ
$47.5B
$784K 0.06%
5,785
-823
-12% -$99.6K
MPLX icon
247
MPLX
MPLX
$59.7B
$780K 0.06%
23,494
+1,000
+4% +$32.3K
QCOM icon
248
Qualcomm
QCOM
$176B
$780K 0.06%
5,103
-4,381
-46% -$735K
ITA icon
249
iShares US Aerospace & Defense ETF
ITA
$14.7B
$771K 0.06%
6,963
-58
-0.8% -$6.17K
SPAB icon
250
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
$770K 0.06%
27,703
-3,797
-12% -$108K
8 9
10
11 12

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HIH
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B. Riley Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, B. Riley Wealth Management held 721 positions worth $1.3B, down 10% from $1.44B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $189M in Q1 2022, closing 95 positions and reducing 254 holdings. Its most notable exit was Invesco DB Commodity Index Tracking Fund, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Management opened a new position in Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF worth $5.66M.

  • B. Riley Wealth Management's largest Q1 2022 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 320,918 shares worth $5.66M.
  • B. Riley Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q1 2022, an estimated $6.4M increase.
  • B. Riley Wealth Management's biggest Q1 2022 reduction was JPMorgan Chase, cutting an estimated $95M.
  • B. Riley Wealth Management fully exited Invesco DB Commodity Index Tracking Fund in Q1 2022, selling an estimated $7.61M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q1 2022.
  • B. Riley Wealth Management opened 67 new positions and closed 95 in Q1 2022.
  • B. Riley Wealth Management's portfolio value fell 10% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.