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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRNA icon
226
Moderna
MRNA
$21.5B
$985K 0.08%
2,560
+91
+4% +$33.6K
FTHY
227
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$496M
$976K 0.08%
47,517
-1,250
-3% -$25.5K
NZF icon
228
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$972K 0.07%
58,114
+417
+0.7% +$7.22K
XLV icon
229
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$972K 0.07%
7,637
-115
-1% -$15.2K
STZ icon
230
Constellation Brands
STZ
$22.6B
$968K 0.07%
4,592
+3,315
+260% +$724K
GPN icon
231
Global Payments
GPN
$24B
$967K 0.07%
6,137
+29
+0.5% +$5.04K
EWX icon
232
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$688M
$957K 0.07%
16,321
+2,596
+19% +$156K
IEFA icon
233
iShares Core MSCI EAFE ETF
IEFA
$194B
$957K 0.07%
12,887
+2,184
+20% +$166K
FCX icon
234
Freeport-McMoran
FCX
$95.5B
$942K 0.07%
28,973
+14,016
+94% +$493K
PENN icon
235
PENN Entertainment
PENN
$2.69B
$942K 0.07%
+13,007
New +$956K
PDP icon
236
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$936K 0.07%
10,460
-277
-3% -$25.5K
ACN icon
237
Accenture
ACN
$105B
$929K 0.07%
2,905
+1,808
+165% +$588K
SPAB icon
238
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.75B
$927K 0.07%
30,525
+620
+2% +$18.7K
FAUG icon
239
FT Vest US Equity Buffer ETF August
FAUG
$1.2B
$912K 0.07%
+25,000
New +$928K
WFC icon
240
Wells Fargo
WFC
$265B
$912K 0.07%
+19,642
New +$909K
IGHG icon
241
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$884K 0.07%
+11,695
New +$884K
DGRO icon
242
iShares Core Dividend Growth ETF
DGRO
$43.4B
$865K 0.07%
17,215
+192
+1% +$9.95K
FPEI icon
243
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$860K 0.07%
41,648
+98
+0.2% +$2.03K
CRWD icon
244
CrowdStrike
CRWD
$211B
$847K 0.07%
13,788
+2,836
+26% +$183K
ILMN icon
245
Illumina
ILMN
$29.3B
$847K 0.07%
+2,146
New +$987K
BTX
246
BlackRock Technology and Private Equity Term Trust
BTX
$982M
$844K 0.06%
46,618
+2,053
+5% +$39.9K
PGHY icon
247
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$226M
$842K 0.06%
38,770
+3,286
+9% +$72K
SO icon
248
Southern Company
SO
$107B
$841K 0.06%
+13,569
New +$874K
KMB icon
249
Kimberly-Clark
KMB
$36.1B
$839K 0.06%
6,336
+2,272
+56% +$309K
COP icon
250
ConocoPhillips
COP
$142B
$836K 0.06%
12,335
-4,053
-25% -$234K
8 9
10
11 12

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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.