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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$775M
AUM Growth
-$72.6M
Cap. Flow
-$142M
Cap. Flow %
-18.35%
Top 10 Hldgs %
27.84%
Holding
496
New
78
Increased
77
Reduced
196
Closed
111

Top Buys

Rank Stock Value
1
SAII
Software Acquisition Group Inc. II Class A Common Stock
SAII
+$5.51M
2
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$4.11M
3
CVS icon
CVS Health
CVS
+$2.11M
4
AWH
Aspira Women's Health Inc. Common Stock
AWH
+$1.79M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$1.74M

Top Sells

Rank Stock Value
1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$13.2M
2
VZ icon
Verizon
VZ
+$12M
3
V icon
Visa
V
+$11.7M
4
AAPL icon
Apple
AAPL
+$10.8M
5
VTHR icon
Vanguard Russell 3000 ETF
VTHR
+$7.59M

Sector Composition

Rank Sector Weight
1 Technology 13.01%
2 Consumer Discretionary 9%
3 Healthcare 8.99%
4 Communication Services 5.7%
5 Real Estate 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTO
226
CTO Realty Growth
CTO
$815M
$425K 0.05%
+30,213
New +$398K
FXR icon
227
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$424K 0.05%
+8,445
New +$391K
POCT icon
228
Innovator US Equity Power Buffer ETF October
POCT
$973M
$423K 0.05%
15,212
-685
-4% -$18.6K
RDIV icon
229
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
$423K 0.05%
+12,500
New +$389K
BLK icon
230
Blackrock
BLK
$176B
$422K 0.05%
585
-475
-45% -$315K
GNR icon
231
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$420K 0.05%
9,915
-3,361
-25% -$139K
COUP
232
DELISTED
Coupa Software Incorporated
COUP
$420K 0.05%
1,239
-163
-12% -$50.4K
EPRF icon
233
Innovator S&P Investment Grade Preferred ETF
EPRF
$68.2M
$414K 0.05%
+16,734
New +$410K
NET icon
234
Cloudflare
NET
$107B
$414K 0.05%
+5,449
New +$357K
PINS icon
235
Pinterest
PINS
$13.4B
$410K 0.05%
+6,217
New +$373K
JD icon
236
JD.com
JD
$44.5B
$408K 0.05%
4,640
+77
+2% +$6.43K
VUG icon
237
Vanguard Morningstar Growth ETF
VUG
$231B
$408K 0.05%
9,672
– –
NXTG icon
238
First Trust Indxx NextG ETF
NXTG
$564M
$406K 0.05%
+5,871
New +$375K
NAC icon
239
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$402K 0.05%
26,500
-9,295
-26% -$138K
WORK
240
DELISTED
Slack Technologies, Inc.
WORK
$388K 0.05%
9,175
-24,973
-73% -$844K
VTR icon
241
Ventas
VTR
$47.9B
$387K 0.05%
7,892
-2,928
-27% -$135K
NTG
242
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$386K 0.05%
18,745
-92
-0.5% -$1.68K
IVV icon
243
iShares Core S&P 500 ETF
IVV
$902B
$384K 0.05%
1,024
– –
VYM icon
244
Vanguard High Dividend Yield ETF
VYM
$82.8B
$381K 0.05%
4,160
– –
GDX icon
245
VanEck Gold Miners ETF
GDX
$27.4B
$369K 0.05%
10,251
-1,099
-10% -$41K
MPLX icon
246
MPLX
MPLX
$59.7B
$359K 0.05%
16,603
-112,993
-87% -$2.23M
QSR icon
247
Restaurant Brands International
QSR
$25.8B
$359K 0.05%
5,877
+1
+0% +$58
SLV icon
248
iShares Silver Trust
SLV
$30.7B
$359K 0.05%
14,600
+2,814
+24% +$64K
FTLS icon
249
First Trust Long/Short Equity ETF
FTLS
$2.5B
$355K 0.05%
8,132
– –
MRVL icon
250
Marvell Technology
MRVL
$196B
$355K 0.05%
7,459
-928
-11% -$40.2K
8 9
10
11 12

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Management held 496 positions worth $775M, down 8.6% from $847M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management withdrew a net $142M in Q4 2020, closing 111 positions and reducing 196 holdings. Its most notable exit was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Management opened a new position in Software Acquisition Group Inc. II Class A Common Stock worth $3.98M.

  • B. Riley Wealth Management's largest Q4 2020 buy was Software Acquisition Group Inc. II Class A Common Stock: 562,500 shares worth $3.98M.
  • B. Riley Wealth Management added most to BlackRock Core Bond Trust in Q4 2020, an estimated $1.74M increase.
  • B. Riley Wealth Management's biggest Q4 2020 reduction was Apple, cutting an estimated $10.8M.
  • B. Riley Wealth Management fully exited WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund in Q4 2020, selling an estimated $13.2M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $775M portfolio in Q4 2020.
  • B. Riley Wealth Management opened 78 new positions and closed 111 in Q4 2020.
  • B. Riley Wealth Management's portfolio value fell 8.6% quarter-over-quarter to $775M.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.