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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.33%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$847M
AUM Growth
-$64M
Cap. Flow
+$696M
Cap. Flow %
82.19%
Top 10 Hldgs %
27.21%
Holding
553
New
134
Increased
174
Reduced
88
Closed
135

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$813M
2
AAPL icon
Apple
AAPL
+$38M
3
AMZN icon
Amazon
AMZN
+$26.9M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$15.2M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$11.4M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$61.6M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$24.4M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$21M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.8M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$19.5M

Sector Composition

Rank Sector Weight
1 Technology 12.64%
2 Consumer Discretionary 8.68%
3 Healthcare 7.9%
4 Communication Services 6.76%
5 Real Estate 5.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIV
226
RiverNorth Opportunities Fund
RIV
$317M
$512K 0.06%
+35,713
New +$539K
BST icon
227
BlackRock Science and Technology Trust
BST
$1.69B
$504K 0.06%
+11,859
New +$479K
IEMG icon
228
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$504K 0.06%
9,537
-7,002
-42% -$367K
DWSH icon
229
AdvisorShares Dorsey Wright Short ETF
DWSH
$6.16M
$502K 0.06%
26,354
-7,629
-22% -$141K
DNOV icon
230
FT Vest US Equity Deep Buffer ETF November
DNOV
$401M
$499K 0.06%
+15,692
New +$496K
MDLZ icon
231
Mondelez International
MDLZ
$79.9B
$486K 0.06%
8,457
-9,154
-52% -$510K
APD icon
232
Air Products & Chemicals
APD
$67.6B
$485K 0.06%
+1,629
New +$469K
GNR icon
233
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$481K 0.06%
13,276
+5,513
+71% +$213K
SMB icon
234
VanEck Short Muni ETF
SMB
$312M
$480K 0.06%
+26,602
New +$480K
FSLY icon
235
Fastly Inc
FSLY
$3.66B
$463K 0.05%
4,945
-1,178
-19% -$102K
SPOT icon
236
Spotify
SPOT
$100B
$463K 0.05%
1,908
+1,027
+117% +$265K
UNP icon
237
Union Pacific
UNP
$174B
$457K 0.05%
2,323
-14,839
-86% -$2.76M
VMO icon
238
Invesco Municipal Opportunity Trust
VMO
$663M
$454K 0.05%
37,123
-6,737
-15% -$83K
VTR icon
239
Ventas
VTR
$47.9B
$454K 0.05%
10,820
-2,737
-20% -$109K
PWB icon
240
Invesco Large Cap Growth ETF
PWB
$2.39B
$450K 0.05%
+7,276
New +$433K
NXC
241
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$448K 0.05%
28,000
– –
AFT
242
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$448K 0.05%
+34,927
New +$442K
BP icon
243
BP
BP
$107B
$446K 0.05%
+25,521
New +$553K
ITM icon
244
VanEck Intermediate Muni ETF
ITM
$2.15B
$446K 0.05%
+8,694
New +$448K
GDX icon
245
VanEck Gold Miners ETF
GDX
$27.4B
$444K 0.05%
11,350
+2,250
+25% +$91.7K
SH icon
246
ProShares Short S&P500
SH
$897M
$443K 0.05%
+5,450
New +$452K
SDY icon
247
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$441K 0.05%
+4,769
New +$450K
ACN icon
248
Accenture
ACN
$108B
$431K 0.05%
+1,909
New +$437K
DLN icon
249
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$431K 0.05%
8,874
+3,078
+53% +$150K
ERTH icon
250
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$428K 0.05%
7,551
+100
+1% +$5.55K
8 9
10
11 12

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Management held 553 positions worth $847M, down 7% from $911M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Wealth Management deployed $696M of net new capital in Q3 2020, opening 134 new positions and adding to 174 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 2,651 shares worth $884K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $61.6M trimmed.

  • B. Riley Wealth Management's largest Q3 2020 buy was Berkshire Hathaway Class A: 2,651 shares worth $884K.
  • B. Riley Wealth Management added most to Apple in Q3 2020, an estimated $38M increase.
  • B. Riley Wealth Management's biggest Q3 2020 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $61.6M.
  • B. Riley Wealth Management fully exited iShares MSCI EAFE ETF in Q3 2020, selling an estimated $24.4M.
  • B. Riley Wealth Management's ten largest holdings make up 27% of its $847M portfolio in Q3 2020.
  • B. Riley Wealth Management opened 134 new positions and closed 135 in Q3 2020.
  • B. Riley Wealth Management's portfolio value fell 7% quarter-over-quarter to $847M.

Based on B. Riley Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.