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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-11.21%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$477M
AUM Growth
+$69.9M
Cap. Flow
+$128M
Cap. Flow %
26.85%
Top 10 Hldgs %
28.16%
Holding
423
New
95
Increased
136
Reduced
99
Closed
75

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.8M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.06M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.45M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.69M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.06M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.8M
2
EW icon
Edwards Lifesciences
EW
+$1.74M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.62M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$1.61M
5
CELG
Celgene Corp
CELG
+$1.57M

Sector Composition

Rank Sector Weight
1 Technology 8.33%
2 Financials 4.68%
3 Consumer Discretionary 4.35%
4 Healthcare 4.11%
5 Communication Services 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYLS icon
226
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.62B
$350K 0.07%
7,805
+420
+6% +$19.6K
SPR
227
DELISTED
Spirit AeroSystems
SPR
$348K 0.07%
4,827
-281
-6% -$22.8K
AXP icon
228
American Express
AXP
$232B
$345K 0.07%
3,615
+82
+2% +$8.58K
MMM icon
229
3M
MMM
$91.6B
$344K 0.07%
2,158
-375
-15% -$62.2K
ON icon
230
ON Semiconductor
ON
$31.3B
$343K 0.07%
+20,805
New +$360K
LLY icon
231
Eli Lilly
LLY
$1T
$340K 0.07%
2,936
+356
+14% +$39.8K
UTG icon
232
Reaves Utility Income Fund
UTG
$3.55B
$340K 0.07%
+11,537
New +$352K
NBB icon
233
Nuveen Taxable Municipal Income Fund
NBB
$450M
$332K 0.07%
+17,147
New +$329K
ISRG icon
234
Intuitive Surgical
ISRG
$134B
$327K 0.07%
2,049
+279
+16% +$47.3K
VXF icon
235
Vanguard Extended Market ETF
VXF
$30.8B
$313K 0.07%
3,137
-70
-2% -$7.67K
CCI icon
236
Crown Castle
CCI
$33.7B
$310K 0.07%
2,851
+1
+0% +$110
QSR icon
237
Restaurant Brands International
QSR
$25.3B
$307K 0.06%
5,866
– –
BRK.A icon
238
Berkshire Hathaway Class A
BRK.A
$1.1T
$306K 0.06%
+1
New +$313K
RPM icon
239
RPM International
RPM
$14.2B
$305K 0.06%
5,190
-1,043
-17% -$63.9K
COP icon
240
ConocoPhillips
COP
$145B
$303K 0.06%
4,872
-343
-7% -$23.3K
SLRC icon
241
SLR Investment Corp
SLRC
$710M
$301K 0.06%
+15,692
New +$324K
NTG
242
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$300K 0.06%
+2,449
New +$346K
CWB icon
243
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$299K 0.06%
6,384
-8,139
-56% -$409K
STC icon
244
Stewart Information Services
STC
$2.11B
$295K 0.06%
+7,124
New +$299K
FDL icon
245
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.8B
$294K 0.06%
10,782
– –
BOX icon
246
Box
BOX
$4.41B
$293K 0.06%
17,365
+8,385
+93% +$154K
SHY icon
247
iShares 1-3 Year Treasury Bond ETF
SHY
$25B
$293K 0.06%
+3,502
New +$291K
AMGN icon
248
Amgen
AMGN
$205B
$292K 0.06%
1,500
+74
+5% +$14.4K
EWZ icon
249
iShares MSCI Brazil ETF
EWZ
$9.23B
$292K 0.06%
7,640
-1,367
-15% -$52.9K
GE icon
250
GE Aerospace
GE
$383B
$292K 0.06%
8,042
-82
-1% -$3.7K
8 9
10
11 12

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Management held 423 positions worth $477M, up 17% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management deployed $128M of net new capital in Q4 2018, opening 95 new positions and adding to 136 existing holdings. Its largest new stake was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $3.8M trimmed.

  • B. Riley Wealth Management's largest Q4 2018 buy was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.
  • B. Riley Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q4 2018, an estimated $11.8M increase.
  • B. Riley Wealth Management's biggest Q4 2018 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $3.8M.
  • B. Riley Wealth Management fully exited Edwards Lifesciences in Q4 2018, selling an estimated $1.74M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $477M portfolio in Q4 2018.
  • B. Riley Wealth Management opened 95 new positions and closed 75 in Q4 2018.
  • B. Riley Wealth Management's portfolio value rose 17% quarter-over-quarter to $477M.

Based on B. Riley Wealth Management's 13F filing for Q4 2018, filed 19 Feb 2019.