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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$133M
AUM Growth
+$10.7M
Cap. Flow
+$7.59M
Cap. Flow %
5.7%
Top 10 Hldgs %
13.99%
Holding
1,183
New
129
Increased
270
Reduced
250
Closed
125

Top Buys

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.01M
2
NXPI icon
NXP Semiconductors
NXPI
+$872K
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$821K
4
AMGN icon
Amgen
AMGN
+$772K
5
BURL icon
Burlington
BURL
+$751K

Top Sells

Rank Stock Value
1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.19M
2
AAPL icon
Apple
AAPL
+$1.13M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$969K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$868K
5
NKE icon
Nike
NKE
+$809K

Sector Composition

Rank Sector Weight
1 Healthcare 8.21%
2 Energy 8.15%
3 Industrials 7.56%
4 Consumer Discretionary 7.53%
5 Technology 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.A
226
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$151K 0.11%
2,537
+32
+1% +$2.03K
GLCN
227
DELISTED
VanEck China Growth Leaders ETF
GLCN
$150K 0.11%
+2,849
New +$132K
ETN icon
228
Eaton
ETN
$170B
$148K 0.11%
2,181
+9
+0.4% +$612
LNC icon
229
Lincoln National
LNC
$8.82B
$145K 0.11%
2,541
-100
-4% -$5.58K
CADE
230
DELISTED
Cadence Bank
CADE
$143K 0.11%
6,200
– –
PSEC icon
231
Prospect Capital
PSEC
$1.11B
$143K 0.11%
17,000
-3,020
-15% -$25.8K
D icon
232
Dominion Energy
D
$60.5B
$142K 0.11%
2,005
-446
-18% -$33.1K
KKR icon
233
KKR & Co
KKR
$95.7B
$141K 0.11%
6,207
+22
+0.4% +$519
OPK icon
234
Opko Health
OPK
$978M
$141K 0.11%
10,000
– –
ENBL
235
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$139K 0.1%
8,500
-1,000
-11% -$17.9K
IJK icon
236
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$137K 0.1%
3,196
-316
-9% -$13.1K
IWD icon
237
iShares Russell 1000 Value ETF
IWD
$82.6B
$135K 0.1%
1,313
-116
-8% -$12K
DUK icon
238
Duke Energy
DUK
$96.9B
$134K 0.1%
1,757
+11
+0.6% +$893
VNQI icon
239
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$134K 0.1%
2,383
– –
WMB icon
240
Williams Companies
WMB
$86.1B
$133K 0.1%
2,630
+1,480
+129% +$68.6K
YELP icon
241
Yelp
YELP
$1.47B
$130K 0.1%
2,750
+850
+45% +$42.1K
ED icon
242
Consolidated Edison
ED
$39.8B
$128K 0.1%
2,107
-14
-0.7% -$909
MNK
243
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$128K 0.1%
1,017
+1,000
+5,882% +$114K
UGAZ
244
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
$128K 0.1%
5
+3
+150% +$116K
QCOM icon
245
Qualcomm
QCOM
$159B
$127K 0.1%
1,835
-1,240
-40% -$87.4K
VIOV icon
246
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.88B
$127K 0.1%
2,482
– –
ATRA icon
247
Atara Biotherapeutics
ATRA
$77M
$124K 0.09%
+120
New +$79.3K
CLX icon
248
Clorox
CLX
$11.9B
$123K 0.09%
1,122
+6
+0.5% +$651
MMM icon
249
3M
MMM
$91.4B
$122K 0.09%
891
-47
-5% -$6.48K
PYZ icon
250
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$73M
$122K 0.09%
2,271
-963
-30% -$51.5K
8 9
10
11 12

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q1 2015 Portfolio in Review

As of Q1 2015, B. Riley Wealth Management held 1,183 positions worth $133M, up 8.8% from $122M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $7.59M of net new capital in Q1 2015, opening 129 new positions and adding to 270 existing holdings. Its largest new stake was Burlington: 14,000 shares worth $831K.

By sector, the portfolio is most concentrated in Healthcare at 8.2% of assets, up from 6.1% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was First Trust Financials AlphaDEX Fund, an estimated $1.19M trimmed.

  • B. Riley Wealth Management's largest Q1 2015 buy was Burlington: 14,000 shares worth $831K.
  • B. Riley Wealth Management added most to First Trust Energy AlphaDEX Fund in Q1 2015, an estimated $1.01M increase.
  • B. Riley Wealth Management's biggest Q1 2015 reduction was First Trust Financials AlphaDEX Fund, cutting an estimated $1.19M.
  • B. Riley Wealth Management fully exited Amedisys in Q1 2015, selling an estimated $789K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $133M portfolio in Q1 2015.
  • B. Riley Wealth Management opened 129 new positions and closed 125 in Q1 2015.
  • B. Riley Wealth Management's portfolio value rose 8.8% quarter-over-quarter to $133M.

Based on B. Riley Wealth Management's 13F filing for Q1 2015, filed 13 Apr 2015.