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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
226
3M
MMM
$90.9B
$128K 0.1%
938
-238
-20% -$30.6K
SYY icon
227
Sysco
SYY
$40.8B
$128K 0.1%
3,246
+97
+3% +$3.76K
VNQI icon
228
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$127K 0.1%
2,383
– –
VOYA icon
229
Voya Financial
VOYA
$9.01B
$127K 0.1%
3,000
– –
VIOV icon
230
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$125K 0.1%
2,482
– –
VEA icon
231
Vanguard FTSE Developed Markets ETF
VEA
$229B
$124K 0.1%
3,280
-169
-5% -$6.54K
ACIC icon
232
American Coastal Insurance
ACIC
$515M
$123K 0.1%
+2,850
New +$53K
JNK icon
233
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$123K 0.1%
1,066
+3
+0.3% +$356
SYF icon
234
Synchrony
SYF
$24.7B
$119K 0.1%
+4,000
New +$111K
ARG
235
DELISTED
Airgas Inc
ARG
$119K 0.1%
1,039
-100
-9% -$11.3K
TRGP icon
236
Targa Resources
TRGP
$58B
$118K 0.1%
+1,120
New +$130K
VTV icon
237
Vanguard Morningstar Value ETF
VTV
$188B
$118K 0.1%
1,400
+713
+104% +$58.9K
NFLX icon
238
Netflix
NFLX
$299B
$117K 0.1%
24,150
+17,150
+245% +$92.1K
CLX icon
239
Clorox
CLX
$11.6B
$116K 0.09%
1,116
+6
+0.5% +$600
IJJ icon
240
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$116K 0.09%
1,816
-3,344
-65% -$207K
MS icon
241
Morgan Stanley
MS
$331B
$116K 0.09%
3,000
-23,800
-89% -$847K
HAL icon
242
Halliburton
HAL
$26.9B
$115K 0.09%
2,941
+201
+7% +$9.78K
TJX icon
243
TJX Companies
TJX
$174B
$115K 0.09%
3,380
+208
+7% +$6.63K
NVGS icon
244
Navigator Holdings
NVGS
$1.38B
$114K 0.09%
5,450
-1,065
-16% -$23.4K
RTX icon
245
RTX Corp
RTX
$290B
$113K 0.09%
1,567
+161
+11% +$11K
RJA
246
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$112K 0.09%
15,325
-120
-0.8% -$884
TEP
247
DELISTED
Tallgrass Energy Partners, LP
TEP
$111K 0.09%
2,500
+1,851
+285% +$77.9K
AMZN icon
248
Amazon
AMZN
$2.92T
$110K 0.09%
7,100
– –
GTE icon
249
Gran Tierra Energy
GTE
$265M
$110K 0.09%
2,880
-1,750
-38% -$75.5K
MPLX icon
250
MPLX
MPLX
$59.3B
$110K 0.09%
1,500
+500
+50% +$31.8K
8 9
10
11 12

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.