We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$3.39B
AUM Growth
+$337M
Cap. Flow
+$351M
Cap. Flow %
10.36%
Top 10 Hldgs %
21.16%
Holding
1,429
New
293
Increased
609
Reduced
370
Closed
108

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$43M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.1M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$18.4M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17.5M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$13.9M

Top Sells

Rank Stock Value
1
FC icon
Franklin Covey
FC
+$16.8M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$10.4M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$9.02M
4
IBM icon
IBM
IBM
+$6.56M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$5.86M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.97%
2 Technology 16.71%
3 Financials 6.44%
4 Healthcare 5.59%
5 Consumer Discretionary 5.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLRN icon
1326
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.92B
– –
-15,039
Closed -$462K
FLTR icon
1327
VanEck IG Floating Rate ETF
FLTR
$3.08B
– –
-45,042
Closed -$1.15M
FMAY icon
1328
FT Vest US Equity Buffer ETF May
FMAY
$1.46B
– –
-5,448
Closed -$258K
FNDX icon
1329
Schwab Fundamental US Large Company Index ETF
FNDX
$27.6B
– –
-10,811
Closed -$256K
FPEI icon
1330
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
– –
-10,671
Closed -$200K
FSEP icon
1331
FT Vest US Equity Buffer ETF September
FSEP
$1.25B
– –
-11,059
Closed -$505K
FTRI icon
1332
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$131M
– –
-13,039
Closed -$157K
FTXL icon
1333
First Trust Nasdaq Semiconductor ETF
FTXL
$1.24B
– –
-2,531
Closed -$221K
GAB icon
1334
Gabelli Equity Trust
GAB
$1.76B
– –
-17,245
Closed -$92.8K
GAUG icon
1335
FT Vest US Equity Moderate Buffer ETF August
GAUG
$295M
– –
-7,106
Closed -$251K
GBAB
1336
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
– –
-16,854
Closed -$256K
GDEC icon
1337
FT Vest US Equity Moderate Buffer ETF December
GDEC
$439M
– –
-6,850
Closed -$231K
GJUN icon
1338
FT Vest US Equity Moderate Buffer ETF June
GJUN
$536M
– –
-7,675
Closed -$276K
GMAY icon
1339
FT Vest US Equity Moderate Buffer ETF May
GMAY
$542M
– –
-12,815
Closed -$473K
GSAT icon
1340
Globalstar
GSAT
$10.6B
– –
-1,522
Closed -$47.3K
GUG
1341
Guggenheim Active Allocation Fund
GUG
$502M
– –
-16,563
Closed -$246K
HYHG icon
1342
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$202M
– –
-3,333
Closed -$218K
IAT icon
1343
iShares US Regional Banks ETF
IAT
$663M
– –
-8,052
Closed -$406K
IBRX icon
1344
ImmunityBio
IBRX
$8.53B
– –
-81,550
Closed -$209K
ICLR icon
1345
Icon
ICLR
$13.1B
– –
-1,273
Closed -$267K
ICSH icon
1346
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.58B
– –
-5,425
Closed -$274K
IGLB icon
1347
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.96B
– –
-31,169
Closed -$1.54M
ILCB icon
1348
iShares Morningstar US Equity ETF
ILCB
$1.31B
– –
-8,562
Closed -$695K
IR icon
1349
Ingersoll Rand
IR
$30.5B
– –
-2,374
Closed -$215K
ITB icon
1350
iShares US Home Construction ETF
ITB
$2.25B
– –
-8,412
Closed -$870K
52 53
54
55 56

Similar funds

KI
Keystone Investors Singapore $1.87B AUM
TCBWMS
Texas Capital Bank Wealth Management Services Dallas, Texas $1.87B AUM 24.49% 1-Year Est. Return
LI
LMCG Investments Boston, Massachusetts $1.87B AUM 50.61% 1-Year Est. Return
RAM
Robinhood Asset Management Menlo Park, California $1.87B AUM
PA
Proem Advisors Dallas, Texas $1.87B AUM 202.8% 1-Year Est. Return
BHWM
Bar Harbor Wealth Management Concord, New Hampshire $1.86B AUM 32.07% 1-Year Est. Return
IPW
Invictus Private Wealth Denver, Colorado $1.86B AUM 25.51% 1-Year Est. Return
AP
Atwood & Palmer Kansas City, Missouri $1.87B AUM 24.22% 1-Year Est. Return

B. Riley Wealth Advisors's Q1 2025 Portfolio in Review

As of Q1 2025, B. Riley Wealth Advisors held 1,429 positions worth $3.39B, up 11% from $3.05B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors deployed $351M of net new capital in Q1 2025, opening 293 new positions and adding to 609 existing holdings. Its largest new stake was Invesco QQQ Trust: 84,582 shares worth $39.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, up from 41% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $10.4M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2025 buy was Invesco QQQ Trust: 84,582 shares worth $39.7M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q1 2025, an estimated $34.1M increase.
  • B. Riley Wealth Advisors's biggest Q1 2025 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $10.4M.
  • B. Riley Wealth Advisors fully exited Franklin Covey in Q1 2025, selling an estimated $16.8M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.39B portfolio in Q1 2025.
  • B. Riley Wealth Advisors opened 293 new positions and closed 108 in Q1 2025.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $3.39B.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2025, filed 28 Aug 2026.