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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.98T
$11.6M 3.96%
680,568
+54,040
+9% +$896K
IEI icon
2
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$6.69M 2.29%
55,111
+51,977
+1,658% +$6.26M
IWM icon
3
iShares Russell 2000 ETF
IWM
$80.1B
$6.27M 2.14%
58,788
-4,122
-7% -$426K
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$780B
$5.58M 1.91%
33,238
+27,770
+508% +$4.65M
CVX icon
5
Chevron
CVX
$381B
$4.45M 1.52%
36,606
+995
+3% +$122K
T icon
6
AT&T
T
$167B
$4.22M 1.44%
165,283
+5,582
+3% +$147K
DVY icon
7
iShares Select Dividend ETF
DVY
$23.8B
$3.46M 1.18%
52,108
-9,030
-15% -$600K
UWM icon
8
ProShares Ultra Russell2000
UWM
$247M
$3.38M 1.16%
185,528
-51,536
-22% -$882K
BVN icon
9
Compañía de Minas Buenaventura
BVN
$7.89B
$3.33M 1.14%
284,285
-500
-0.2% -$6.61K
GE icon
10
GE Aerospace
GE
$372B
$3.02M 1.03%
26,348
+1,209
+5% +$139K
PCI
11
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$2.97M 1.01%
133,410
-182,754
-58% -$3.97M
BSJI
12
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$2.96M 1.01%
111,754
+18,680
+20% +$492K
XOM icon
13
ExxonMobil
XOM
$639B
$2.95M 1.01%
34,243
+1,519
+5% +$137K
VZ icon
14
Verizon
VZ
$198B
$2.89M 0.99%
61,951
+5,691
+10% +$278K
IOC
15
DELISTED
Interoil Corporation
IOC
$2.82M 0.96%
39,526
-528
-1% -$39.4K
FXEN
16
DELISTED
FX ENERGY INC
FXEN
$2.66M 0.91%
775,133
+65,490
+9% +$222K
JNJ icon
17
Johnson & Johnson
JNJ
$645B
$2.57M 0.88%
29,688
-139
-0.5% -$12.5K
VER
18
DELISTED
VEREIT, Inc.
VER
$2.3M 0.79%
37,686
-197
-0.5% -$13.4K
PFE icon
19
Pfizer
PFE
$141B
$2.17M 0.74%
79,804
+1,289
+2% +$35.1K
MSFT icon
20
Microsoft
MSFT
$2.92T
$2.16M 0.74%
64,826
+8,398
+15% +$276K
PG icon
21
Procter & Gamble
PG
$347B
$2.13M 0.73%
28,160
-316
-1% -$25.1K
META icon
22
Meta Platforms (Facebook)
META
$1.54T
$2.13M 0.73%
42,338
-15,619
-27% -$581K
UST icon
23
ProShares Ultra 7-10 Year Treasury
UST
$15.9M
$2.09M 0.72%
40,284
+36,508
+967% +$1.86M
USMV icon
24
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$1.91M 0.65%
57,506
+9,619
+20% +$321K
GOOG icon
25
Alphabet (Google) Class C
GOOG
$4.01T
$1.86M 0.64%
85,399
+57,455
+206% +$1.27M
1
2 3 4 5

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BCIM
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PCP
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B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.