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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Energy 7.09%
2 Technology 7%
3 Healthcare 6.91%
4 Financials 6.16%
5 Industrials 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.94T
$10.9M 2.83%
443,684
-928,096
-68% -$22.8M
PG icon
2
Procter & Gamble
PG
$350B
$5.52M 1.44%
65,914
-13,940
-17% -$1.14M
T icon
3
AT&T
T
$167B
$4.28M 1.11%
159,611
-152,662
-49% -$4.06M
CVX icon
4
Chevron
CVX
$383B
$4.28M 1.11%
35,890
-41,446
-54% -$5.29M
GE icon
5
GE Aerospace
GE
$371B
$4.1M 1.07%
33,382
-36,436
-52% -$4.54M
JNJ icon
6
Johnson & Johnson
JNJ
$647B
$4M 1.04%
37,560
-37,496
-50% -$3.89M
IJH icon
7
iShares Core S&P Mid-Cap ETF
IJH
$122B
$3.93M 1.02%
143,715
-63,620
-31% -$1.79M
BRK.B icon
8
Berkshire Hathaway Class B
BRK.B
$1.08T
$3.77M 0.98%
27,267
-22,548
-45% -$3M
MNKD icon
9
MannKind Corp
MNKD
$1.25B
$3.66M 0.95%
123,888
-52,100
-30% -$2.06M
MSFT icon
10
Microsoft
MSFT
$2.89T
$3.31M 0.86%
69,705
-77,455
-53% -$3.46M
XOM icon
11
ExxonMobil
XOM
$642B
$3.31M 0.86%
35,165
-39,035
-53% -$3.89M
DVY icon
12
iShares Select Dividend ETF
DVY
$23.9B
$3.29M 0.86%
44,551
-41,938
-48% -$3.16M
META icon
13
Meta Platforms (Facebook)
META
$1.53T
$3.17M 0.83%
38,473
-90,915
-70% -$6.67M
BSJI
14
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$2.94M 0.77%
110,350
-106,765
-49% -$2.89M
BVN icon
15
Compañía de Minas Buenaventura
BVN
$7.79B
$2.86M 0.75%
247,323
-253,323
-51% -$3.16M
VZ icon
16
Verizon
VZ
$198B
$2.83M 0.74%
56,689
-66,700
-54% -$3.32M
PFE icon
17
Pfizer
PFE
$142B
$2.67M 0.7%
95,284
-77,400
-45% -$2.17M
MO icon
18
Altria Group
MO
$122B
$2.64M 0.69%
57,535
-17,482
-23% -$749K
FXEN
19
DELISTED
FX ENERGY INC
FXEN
$2.43M 0.63%
799,123
-724,378
-48% -$2.33M
SLYG icon
20
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.04B
$2.08M 0.54%
48,832
-44,848
-48% -$1.97M
EPD icon
21
Enterprise Products Partners
EPD
$82.9B
$2.06M 0.54%
51,080
-51,172
-50% -$2.01M
MRK icon
22
Merck
MRK
$327B
$2.03M 0.53%
35,909
-33,287
-48% -$1.87M
USMV icon
23
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$1.99M 0.52%
52,678
-57,128
-52% -$2.15M
SPY icon
24
State Street SPDR S&P 500 ETF Trust
SPY
$779B
$1.92M 0.5%
28,970
+4,399
+18% +$870K
TIP icon
25
iShares TIPS Bond ETF
TIP
$14.5B
$1.8M 0.47%
16,079
-17,260
-52% -$1.97M
1
2 3 4 5

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 9.2% a quarter earlier, followed by Technology and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.