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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.94T
$15.2M 3.08%
523,972
-57,872
-10% -$1.64M
META icon
2
Meta Platforms (Facebook)
META
$1.53T
$9.16M 1.86%
79,656
+2,454
+3% +$301K
BNDX icon
3
Vanguard Total International Bond ETF
BNDX
$82.1B
$7.86M 1.6%
144,730
+613
+0.4% +$33.6K
ITOT icon
4
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$7.63M 1.55%
148,711
-23,906
-14% -$1.2M
BSV icon
5
Vanguard Short-Term Bond ETF
BSV
$44.6B
$7.57M 1.54%
95,307
-6,764
-7% -$541K
BIV icon
6
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$6.59M 1.34%
79,296
-2,079
-3% -$177K
MSFT icon
7
Microsoft
MSFT
$2.9T
$6.38M 1.3%
102,655
-1,526
-1% -$91.8K
T icon
8
AT&T
T
$167B
$6.15M 1.25%
191,261
-3,313
-2% -$97.8K
JNJ icon
9
Johnson & Johnson
JNJ
$647B
$6.02M 1.22%
52,204
-4,701
-8% -$543K
GNL icon
10
Global Net Lease
GNL
$1.89B
$5.96M 1.21%
253,855
+36,589
+17% +$837K
VEA icon
11
Vanguard FTSE Developed Markets ETF
VEA
$226B
$5.51M 1.12%
150,819
-1,254
-0.8% -$45.8K
DVY icon
12
iShares Select Dividend ETF
DVY
$23.9B
$5.42M 1.1%
61,176
+234
+0.4% +$20.2K
BRK.B icon
13
Berkshire Hathaway Class B
BRK.B
$1.08T
$5.18M 1.05%
31,785
-3,366
-10% -$518K
GE icon
14
GE Aerospace
GE
$371B
$4.81M 0.98%
31,779
-1,456
-4% -$211K
MO icon
15
Altria Group
MO
$122B
$4.73M 0.96%
69,922
-8,313
-11% -$535K
AMZN icon
16
Amazon
AMZN
$2.51T
$4.36M 0.89%
116,120
+23,580
+25% +$924K
GOOGL icon
17
Alphabet (Google) Class A
GOOGL
$3.97T
$4.24M 0.86%
106,940
+46,780
+78% +$1.87M
VZ icon
18
Verizon
VZ
$198B
$4.22M 0.86%
79,060
-9,244
-10% -$462K
JPM icon
19
JPMorgan Chase
JPM
$945B
$4.15M 0.84%
48,038
-23
-0% -$1.75K
EXP icon
20
Eagle Materials
EXP
$6.72B
$4.08M 0.83%
41,366
-39,384
-49% -$3.54M
IGD
21
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$506M
$4.06M 0.82%
598,311
+66,586
+13% +$464K
STRP
22
DELISTED
Straight Path Communications Inc.
STRP
$4M 0.81%
118,000
-2,200
-2% -$60.7K
BMY icon
23
Bristol-Myers Squibb
BMY
$129B
$3.97M 0.81%
67,843
-4,194
-6% -$229K
CVX icon
24
Chevron
CVX
$383B
$3.95M 0.8%
33,539
-14,475
-30% -$1.58M
WFC icon
25
Wells Fargo
WFC
$265B
$3.9M 0.79%
70,804
-5,236
-7% -$263K
1
2 3 4 5

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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.