We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.94T
$145M 3.91%
754,386
-23,587
-3% -$4.36M
IVV icon
2
iShares Core S&P 500 ETF
IVV
$867B
$117M 3.16%
245,368
-19,295
-7% -$8.64M
MSFT icon
3
Microsoft
MSFT
$2.9T
$102M 2.75%
271,828
-19,619
-7% -$6.98M
VUG icon
4
Vanguard Growth ETF
VUG
$215B
$84.2M 2.27%
1,625,124
-466,920
-22% -$22.5M
AMZN icon
5
Amazon
AMZN
$2.49T
$75.4M 2.03%
496,350
-22,179
-4% -$3.11M
NVDA icon
6
NVIDIA
NVDA
$4.77T
$70.5M 1.9%
1,423,170
-21,000
-1% -$973K
VTV icon
7
Vanguard Value ETF
VTV
$189B
$62.7M 1.69%
419,150
-125,235
-23% -$17.6M
QQQ icon
8
Invesco QQQ Trust
QQQ
$447B
$47.7M 1.28%
116,453
-4,359
-4% -$1.65M
SPY icon
9
State Street SPDR S&P 500 ETF Trust
SPY
$779B
$37.9M 1.02%
79,387
-3,282
-4% -$1.46M
HD icon
10
Home Depot
HD
$337B
$32.1M 0.87%
92,749
-5,392
-5% -$1.67M
META icon
11
Meta Platforms (Facebook)
META
$1.52T
$31.7M 0.85%
89,582
-6,300
-7% -$2.05M
VOO icon
12
Vanguard S&P 500 ETF
VOO
$966B
$31.4M 0.84%
71,776
-3,351
-4% -$1.37M
AVGO icon
13
Broadcom
AVGO
$1.81T
$30.3M 0.82%
271,650
+180
+0.1% +$17K
TSLA icon
14
Tesla
TSLA
$1.21T
$28.3M 0.76%
114,042
+18,739
+20% +$4.45M
GOOG icon
15
Alphabet (Google) Class C
GOOG
$4T
$28.3M 0.76%
200,525
-4,161
-2% -$565K
GOOGL icon
16
Alphabet (Google) Class A
GOOGL
$3.99T
$27.5M 0.74%
196,851
-14,892
-7% -$2M
PG icon
17
Procter & Gamble
PG
$346B
$26.9M 0.73%
183,908
+20,519
+13% +$3.04M
BRK.B icon
18
Berkshire Hathaway Class B
BRK.B
$1.07T
$25.9M 0.7%
72,738
-5,171
-7% -$1.81M
XOM icon
19
ExxonMobil
XOM
$640B
$25.7M 0.69%
256,659
-8,053
-3% -$846K
UNH icon
20
UnitedHealth
UNH
$380B
$25.5M 0.69%
48,497
-7,198
-13% -$3.84M
JPM icon
21
JPMorgan Chase
JPM
$939B
$25.3M 0.68%
148,444
-14,523
-9% -$2.2M
V icon
22
Visa
V
$690B
$23.7M 0.64%
91,134
-7,358
-7% -$1.81M
LLY icon
23
Eli Lilly
LLY
$1.07T
$23.4M 0.63%
40,105
-2,973
-7% -$1.74M
JEPI icon
24
JPMorgan Equity Premium Income ETF
JEPI
$45.6B
$22.6M 0.61%
407,515
-47,114
-10% -$2.54M
JNJ icon
25
Johnson & Johnson
JNJ
$645B
$22.2M 0.6%
141,684
-6,802
-5% -$1.04M
1
2 3 4 5

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.