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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.97T
$14.3M 4.58%
715,960
+35,392
+5% +$669K
IJH icon
2
iShares Core S&P Mid-Cap ETF
IJH
$122B
$6.47M 2.07%
241,780
+207,725
+610% +$5.36M
IVV icon
3
iShares Core S&P 500 ETF
IVV
$867B
$5.71M 1.83%
+30,783
New +$5.48M
T icon
4
AT&T
T
$167B
$5.01M 1.6%
188,857
+23,574
+14% +$620K
CVX icon
5
Chevron
CVX
$382B
$4.59M 1.47%
36,757
+151
+0.4% +$18.3K
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$779B
$4.57M 1.46%
24,717
-8,521
-26% -$1.51M
GE icon
7
GE Aerospace
GE
$372B
$3.66M 1.17%
27,240
+892
+3% +$112K
SGNT
8
DELISTED
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
$3.58M 1.14%
+140,891
New +$3.18M
SSO icon
9
ProShares Ultra S&P500
SSO
$7.68B
$3.42M 1.09%
534,176
+503,632
+1,649% +$2.95M
XOM icon
10
ExxonMobil
XOM
$641B
$3.42M 1.09%
33,760
-483
-1% -$44.7K
DVY icon
11
iShares Select Dividend ETF
DVY
$23.8B
$3.38M 1.08%
47,330
-4,778
-9% -$332K
MVV icon
12
ProShares Ultra MidCap400
MVV
$154M
$3.3M 1.05%
+156,192
New +$3.06M
BVN icon
13
Compañía de Minas Buenaventura
BVN
$7.87B
$3.15M 1.01%
280,985
-3,300
-1% -$40.9K
JNJ icon
14
Johnson & Johnson
JNJ
$645B
$3.08M 0.98%
33,642
+3,954
+13% +$364K
PCI
15
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$3.06M 0.98%
136,223
+2,813
+2% +$62.4K
BSJI
16
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$3M 0.96%
111,320
-434
-0.4% -$11.7K
VZ icon
17
Verizon
VZ
$198B
$2.97M 0.95%
60,450
-1,501
-2% -$73.8K
FXEN
18
DELISTED
FX ENERGY INC
FXEN
$2.89M 0.92%
790,566
+15,433
+2% +$52.6K
MSFT icon
19
Microsoft
MSFT
$2.91T
$2.51M 0.8%
67,052
+2,226
+3% +$80.9K
VER
20
DELISTED
VEREIT, Inc.
VER
$2.39M 0.76%
37,259
-427
-1% -$27.6K
PSEC icon
21
Prospect Capital
PSEC
$1.14B
$2.29M 0.73%
204,140
+125,779
+161% +$1.42M
PG icon
22
Procter & Gamble
PG
$347B
$2.27M 0.72%
27,868
-292
-1% -$23.8K
META icon
23
Meta Platforms (Facebook)
META
$1.53T
$2.21M 0.7%
40,389
-1,949
-5% -$97.9K
USMV icon
24
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$2.18M 0.7%
61,359
+3,853
+7% +$134K
PFE icon
25
Pfizer
PFE
$141B
$2.17M 0.69%
74,691
-5,113
-6% -$149K
1
2 3 4 5

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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.