B. Riley Wealth Advisors’s ProShares Ultra 7-10 Year Treasury UST Stock Holding History

B. Riley Wealth Advisors’s Portfolio UST Stock Details UST Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-2,670	Closed	-$148	–	1917
2014 Q4	$148	Buy	+2,670	New	+$147K	﹤0.01%	1530
2014 Q3	–	Sell	-32,888	Closed	-$927K	–	1827
2014 Q2	$927K	Buy	+32,888	New	+$1.74M	0.22%	98
2013 Q4	–	Sell	-40,284	Closed	-$2.09M	–	722
2013 Q3	$2.09M	Buy	40,284 +36,508	+967%	+$1.86M	0.72%	23
2013 Q2	$197K	Buy	+3,776	New	+$212K	0.07%	325

Other funds holding UST

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

CMT Trading Chicago, Illinois $22.4M AUM 78.15% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

NFG

Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return

BCM

Bluefin Capital Management New York $156M AUM 18.47% 1-Year Est. Return

DRW Securities Chicago, Illinois $7.21B AUM 20.54% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

B. Riley Wealth Advisors's UST Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of ProShares Ultra 7-10 Year Treasury (UST) in Q1 2015, closing a stake of 2,670 shares — an estimated $148 sold.

B. Riley Wealth Advisors first reported a position in UST in Q2 2013 and held it in 4 quarters. The position peaked at $2.09M in Q3 2013. 19 funds tracked by Wall St. Rank hold UST as of Q1 2015.

B. Riley Wealth Advisors reported no remaining ProShares Ultra 7-10 Year Treasury position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 2,670 ProShares Ultra 7-10 Year Treasury shares in Q1 2015, an estimated $148.
B. Riley Wealth Advisors first reported a position in ProShares Ultra 7-10 Year Treasury in Q2 2013 and held it in 4 quarters.
B. Riley Wealth Advisors's ProShares Ultra 7-10 Year Treasury position peaked at $2.09M in Q3 2013.
19 funds tracked by Wall St. Rank held ProShares Ultra 7-10 Year Treasury as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.