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B. Riley Wealth Advisors’s FT Vest US Equity Moderate Buffer ETF August GAUG Stock Holding History

B. Riley Wealth Advisors’s Portfolio GAUG Stock Details GAUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q1 		– Sell
-7,106
Closed -$251K – 1356
2024
Q4 		$251K Hold
7,106
– – 0.01% 944
2024
Q3 		$246K Buy
7,106
+733
+12% +$24.9K 0.01% 1050
2024
Q2 		$215K Buy
+6,373
New +$211K 0.01% 1203

Other funds holding GAUG

Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return
WTFG
Wood Tarver Financial Group Boise, Idaho $424M AUM 24.33% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
IFG
Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return
AP
Americana Partners Houston, Texas $4.44B AUM 29.45% 1-Year Est. Return
MAM
Milestone Asset Management Pittsburgh, Pennsylvania $636M AUM 22.1% 1-Year Est. Return
SI
Stephens Inc Little Rock, Arkansas $8.93B AUM 25.13% 1-Year Est. Return
CHC
City Holding Co Charleston, West Virginia $884M AUM 27.52% 1-Year Est. Return

B. Riley Wealth Advisors's GAUG Position: Q1 2025 in Review

B. Riley Wealth Advisors sold out of FT Vest US Equity Moderate Buffer ETF August (GAUG) in Q1 2025, closing a stake of 7,106 shares — an estimated $251K sold.

B. Riley Wealth Advisors first reported a position in GAUG in Q2 2024 and held it in 3 quarters. The position peaked at $251K in Q4 2024. 78 funds tracked by Wall St. Rank hold GAUG as of Q1 2025.

  • B. Riley Wealth Advisors reported no remaining FT Vest US Equity Moderate Buffer ETF August position as of Q1 2025 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 7,106 FT Vest US Equity Moderate Buffer ETF August shares in Q1 2025, an estimated $251K.
  • B. Riley Wealth Advisors first reported a position in FT Vest US Equity Moderate Buffer ETF August in Q2 2024 and held it in 3 quarters.
  • B. Riley Wealth Advisors's FT Vest US Equity Moderate Buffer ETF August position peaked at $251K in Q4 2024.
  • 78 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF August as of Q1 2025.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2025, filed 28 Aug 2026.