B. Riley Wealth Advisors’s FT Vest US Equity Moderate Buffer ETF December GDEC Stock Holding History

B. Riley Wealth Advisors’s Portfolio GDEC Stock Details GDEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	–	Sell	-6,850	Closed	-$231K	–	1358
2024 Q4	$231K	Sell	6,850 -50	-0.7%	-$1.68K	0.01%	974
2024 Q3	$229K	Hold	6,900	–	–	0.01%	1077
2024 Q2	$224K	Buy	+6,900	New	+$219K	0.01%	1173
2024 Q1	–	Sell	-6,850	Closed	-$207K	–	1474
2023 Q4	$207K	Buy	+6,850	New	+$207K	0.01%	1243

Other funds holding GDEC

AWM

AE Wealth Management Topeka, Kansas $21.5B AUM 26.98% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

MCM

MAI Capital Management Independence, Ohio $26.6B AUM 22.97% 1-Year Est. Return

FWM

FSR Wealth Management Elmhurst, Illinois $87.8M AUM 10.63% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

LAS

Lloyd Advisory Services Suwanee, Georgia $258M AUM 15.83% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

B. Riley Wealth Advisors's GDEC Position: Q1 2025 in Review

B. Riley Wealth Advisors sold out of FT Vest US Equity Moderate Buffer ETF December (GDEC) in Q1 2025, closing a stake of 6,850 shares — an estimated $231K sold.

B. Riley Wealth Advisors first reported a position in GDEC in Q4 2023 and held it in 4 quarters. The position peaked at $231K in Q4 2024. 101 funds tracked by Wall St. Rank hold GDEC as of Q1 2025.

B. Riley Wealth Advisors reported no remaining FT Vest US Equity Moderate Buffer ETF December position as of Q1 2025 after selling out during the quarter.
B. Riley Wealth Advisors sold 6,850 FT Vest US Equity Moderate Buffer ETF December shares in Q1 2025, an estimated $231K.
B. Riley Wealth Advisors first reported a position in FT Vest US Equity Moderate Buffer ETF December in Q4 2023 and held it in 4 quarters.
B. Riley Wealth Advisors's FT Vest US Equity Moderate Buffer ETF December position peaked at $231K in Q4 2024.
101 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF December as of Q1 2025.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2025, filed 28 Aug 2026.