B. Riley Wealth Advisors’s First Trust Institutional Preferred Securities and Income ETF FPEI Stock Holding History

B. Riley Wealth Advisors’s Portfolio FPEI Stock Details FPEI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	–	Sell	-10,671	Closed	-$200K	–	1351
2024 Q4	$200K	Sell	10,671 -29,234	-73%	-$551K	0.01%	1046
2024 Q3	$760K	Sell	39,905 -6,040	-13%	-$113K	0.02%	582
2024 Q2	$844K	Buy	45,945 +5,191	+13%	+$94.5K	0.02%	598
2024 Q1	$688K	Buy	40,754 +2,425	+6%	+$43.7K	0.02%	648
2023 Q4	$683K	Sell	38,329 -2,425	-6%	-$41.4K	0.02%	668
2023 Q3	$688K	Sell	40,754 -2,190	-5%	-$37.4K	0.02%	648
2023 Q2	$724K	Buy	42,944 +10	+0%	+$168	0.02%	689
2023 Q1	$719K	Buy	42,934 +9	+0%	+$162	0.02%	666
2022 Q4	$765K	Sell	42,925 -47,131	-52%	-$827K	0.02%	634
2022 Q3	$1.54M	Buy	+90,056	New	+$1.63M	0.05%	369

Other funds holding FPEI

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return

CPSAC

Chas P. Smith & Associates (CPS) Lakeland, Florida $1.97B AUM 20.77% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

B. Riley Wealth Advisors's FPEI Position: Q1 2025 in Review

B. Riley Wealth Advisors sold out of First Trust Institutional Preferred Securities and Income ETF (FPEI) in Q1 2025, closing a stake of 10,671 shares — an estimated $200K sold.

B. Riley Wealth Advisors first reported a position in FPEI in Q3 2022 and held it in 10 quarters. The position peaked at $1.54M in Q3 2022. 181 funds tracked by Wall St. Rank hold FPEI as of Q1 2025.

B. Riley Wealth Advisors reported no remaining First Trust Institutional Preferred Securities and Income ETF position as of Q1 2025 after selling out during the quarter.
B. Riley Wealth Advisors sold 10,671 First Trust Institutional Preferred Securities and Income ETF shares in Q1 2025, an estimated $200K.
B. Riley Wealth Advisors first reported a position in First Trust Institutional Preferred Securities and Income ETF in Q3 2022 and held it in 10 quarters.
B. Riley Wealth Advisors's First Trust Institutional Preferred Securities and Income ETF position peaked at $1.54M in Q3 2022.
181 funds tracked by Wall St. Rank held First Trust Institutional Preferred Securities and Income ETF as of Q1 2025.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2025, filed 28 Aug 2026.