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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+9.75%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.31B
AUM Growth
+$734M
Cap. Flow
+$647M
Cap. Flow %
49.35%
Top 10 Hldgs %
23.1%
Holding
778
New
272
Increased
284
Reduced
155
Closed
37

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$55.2M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$31.5M
3
AAPL icon
Apple
AAPL
+$30.8M
4
ABT icon
Abbott
ABT
+$26.8M
5
MSFT icon
Microsoft
MSFT
+$16.2M

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$1.01M
2
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$902K
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$809K
4
TGT icon
Target
TGT
+$806K
5
HOG icon
Harley-Davidson
HOG
+$764K

Sector Composition

Rank Sector Weight
1 Healthcare 10.22%
2 Technology 8.53%
3 Financials 8.14%
4 Consumer Discretionary 4.49%
5 Communication Services 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUAL icon
201
iShares MSCI USA Quality Factor ETF
QUAL
$46.3B
$1.3M 0.1%
8,859
+1,949
+28% +$270K
SO icon
202
Southern Company
SO
$110B
$1.29M 0.1%
18,461
+1,450
+9% +$99.6K
INTC icon
203
Intel
INTC
$435B
$1.29M 0.1%
+25,857
New +$1.05M
T icon
204
AT&T
T
$169B
$1.29M 0.1%
76,928
-3,065
-4% -$48.4K
MBB icon
205
iShares MBS ETF
MBB
$39.3B
$1.28M 0.1%
13,566
+3,354
+33% +$301K
DFJ icon
206
WisdomTree Japan SmallCap Dividend Fund
DFJ
$382M
$1.25M 0.1%
+16,739
New +$1.17M
CRWD icon
207
CrowdStrike
CRWD
$185B
$1.24M 0.09%
+19,816
New +$1.04M
IVW icon
208
iShares S&P 500 Growth ETF
IVW
$72B
$1.24M 0.09%
16,506
+10,041
+155% +$715K
AMD icon
209
Advanced Micro Devices
AMD
$748B
$1.24M 0.09%
8,418
+305
+4% +$35.9K
SHYG icon
210
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$1.22M 0.09%
+28,829
New +$1.19M
FNDF icon
211
Schwab Fundamental International Large Company Index ETF
FNDF
$24.5B
$1.22M 0.09%
+36,081
New +$1.16M
GFEB icon
212
FT Vest US Equity Moderate Buffer ETF February
GFEB
$377M
$1.21M 0.09%
+36,775
New +$1.16M
LQD icon
213
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$1.21M 0.09%
10,961
+3,365
+44% +$350K
SPEM icon
214
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$1.21M 0.09%
+34,125
New +$1.16M
ULST icon
215
State Street Ultra Short Term Bond ETF
ULST
$527M
$1.2M 0.09%
29,785
+192
+0.6% +$7.73K
OEF icon
216
iShares S&P 100 ETF
OEF
$19.9B
$1.2M 0.09%
5,382
+1,323
+33% +$278K
NEAR icon
217
iShares Short Maturity Bond ETF
NEAR
$4.83B
$1.19M 0.09%
23,527
+154
+0.7% +$7.71K
NEE icon
218
NextEra Energy
NEE
$188B
$1.18M 0.09%
19,484
+422
+2% +$24.1K
SHOP icon
219
Shopify
SHOP
$172B
$1.18M 0.09%
+15,113
New +$965K
APO icon
220
Apollo Global Management
APO
$71.7B
$1.17M 0.09%
12,532
+660
+6% +$58.3K
JAAA icon
221
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$1.16M 0.09%
23,004
+530
+2% +$26.6K
TXN icon
222
Texas Instruments
TXN
$254B
$1.16M 0.09%
6,778
+298
+5% +$46.2K
GILD icon
223
Gilead Sciences
GILD
$166B
$1.16M 0.09%
14,263
+988
+7% +$76.9K
JEPQ icon
224
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.6B
$1.15M 0.09%
+22,998
New +$1.11M
VV icon
225
Vanguard Large-Cap ETF
VV
$52B
$1.14M 0.09%
5,239
+1,028
+24% +$210K
7 8
9
10 11

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WA
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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Arete Wealth Advisors held 778 positions worth $1.31B, up 127% from $578M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Arete Wealth Advisors deployed $647M of net new capital in Q4 2023, opening 272 new positions and adding to 284 existing holdings. Its largest new stake was AbbVie: 378,835 shares worth $58.6M.

By sector, the portfolio is most concentrated in Healthcare at 10% of assets, up from 5.8% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was MidCap Financial Investment, an estimated $1.01M trimmed.

  • Arete Wealth Advisors's largest Q4 2023 buy was AbbVie: 378,835 shares worth $58.6M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $31.5M increase.
  • Arete Wealth Advisors's biggest Q4 2023 reduction was MidCap Financial Investment, cutting an estimated $1.01M.
  • Arete Wealth Advisors fully exited Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q4 2023, selling an estimated $902K.
  • Arete Wealth Advisors's ten largest holdings make up 23% of its $1.31B portfolio in Q4 2023.
  • Arete Wealth Advisors opened 272 new positions and closed 37 in Q4 2023.
  • Arete Wealth Advisors's portfolio value rose 127% quarter-over-quarter to $1.31B.

Based on Arete Wealth Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.