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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-14.01%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$508M
AUM Growth
-$67.5M
Cap. Flow
+$40.9M
Cap. Flow %
8.05%
Top 10 Hldgs %
31.71%
Holding
432
New
41
Increased
132
Reduced
152
Closed
91

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$47.5M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$14.3M
3
EMNT icon
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
+$8.12M
4
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$7.74M
5
HFRO
Highland Opportunities and Income Fund
HFRO
+$7.14M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$15.2M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$11.1M
3
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$5.71M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.34M
5
RDIV icon
Invesco S&P Ultra Dividend Revenue ETF
RDIV
+$4.38M

Sector Composition

Rank Sector Weight
1 Financials 8%
2 Technology 7.08%
3 Healthcare 4.99%
4 Consumer Discretionary 3.52%
5 Industrials 2.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIN icon
201
Linde
LIN
$236B
$453K 0.09%
2,621
-304
-10% -$60K
XLU icon
202
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$453K 0.09%
16,896
-3,686
-18% -$118K
ITA icon
203
iShares US Aerospace & Defense ETF
ITA
$14B
$451K 0.09%
6,276
+32
+0.5% +$3.27K
IWM icon
204
iShares Russell 2000 ETF
IWM
$79.1B
$448K 0.09%
3,914
-340
-8% -$50.7K
AEP icon
205
American Electric Power
AEP
$70.4B
$447K 0.09%
5,593
+2,934
+110% +$277K
RSPS icon
206
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$255M
$444K 0.09%
17,955
-17,955
-50% -$500K
MLPA icon
207
Global X MLP ETF
MLPA
$2.26B
$442K 0.09%
23,486
+5,234
+29% +$195K
EMR icon
208
Emerson Electric
EMR
$81.6B
$421K 0.08%
8,836
-422
-5% -$27.8K
FTSL icon
209
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$418K 0.08%
9,995
-1,030
-9% -$47.2K
GIS icon
210
General Mills
GIS
$20.2B
$417K 0.08%
7,931
-1,069
-12% -$56.5K
XYZ
211
Block Inc
XYZ
$48.9B
$416K 0.08%
7,935
+229
+3% +$15.7K
NOC icon
212
Northrop Grumman
NOC
$76B
$405K 0.08%
339
-1,097
-76% -$382K
TLH icon
213
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$397K 0.08%
+2,369
New +$366K
ORLY icon
214
O'Reilly Automotive
ORLY
$75.1B
$393K 0.08%
19,605
-990
-5% -$25.3K
MO icon
215
Altria Group
MO
$125B
$389K 0.08%
10,219
-950
-9% -$42.2K
EFV icon
216
iShares MSCI EAFE Value ETF
EFV
$28.3B
$387K 0.08%
10,845
-3,067
-22% -$136K
ORCL icon
217
Oracle
ORCL
$339B
$384K 0.08%
7,948
-1,600
-17% -$82.6K
CSQ icon
218
Calamos Strategic Total Return Fund
CSQ
$3.13B
$383K 0.08%
39,225
-3,996
-9% -$50.1K
NDP
219
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$382K 0.08%
41,476
-250
-0.6% -$6.02K
GE icon
220
GE Aerospace
GE
$364B
$374K 0.07%
9,602
+512
+6% +$27.3K
FMB icon
221
First Trust Managed Municipal ETF
FMB
$2.04B
$372K 0.07%
6,888
-1,373
-17% -$76.3K
PCI
222
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$372K 0.07%
22,095
+5,020
+29% +$116K
BST icon
223
BlackRock Science and Technology Trust
BST
$1.53B
$371K 0.07%
13,094
-13,116
-50% -$422K
AMP icon
224
Ameriprise Financial
AMP
$47.8B
$370K 0.07%
3,611
-185
-5% -$27.4K
SJNK icon
225
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
$368K 0.07%
15,621
+1,044
+7% +$27.1K
7 8
9
10 11

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4WM
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BFMH
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NEWAS
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FFW
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OCMI
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Arete Wealth Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Arete Wealth Advisors held 432 positions worth $508M, down 12% from $576M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Arete Wealth Advisors deployed $40.9M of net new capital in Q1 2020, opening 41 new positions and adding to 132 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 233,007 shares worth $14.5M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $15.2M trimmed.

  • Arete Wealth Advisors's largest Q1 2020 buy was Vanguard Short-Term Treasury ETF: 233,007 shares worth $14.5M.
  • Arete Wealth Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2020, an estimated $47.5M increase.
  • Arete Wealth Advisors's biggest Q1 2020 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $15.2M.
  • Arete Wealth Advisors fully exited iShares Short Maturity Bond ETF in Q1 2020, selling an estimated $11.1M.
  • Arete Wealth Advisors's ten largest holdings make up 32% of its $508M portfolio in Q1 2020.
  • Arete Wealth Advisors opened 41 new positions and closed 91 in Q1 2020.
  • Arete Wealth Advisors's portfolio value fell 12% quarter-over-quarter to $508M.

Based on Arete Wealth Advisors's 13F filing for Q1 2020, filed 14 May 2020.