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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$576M
AUM Growth
+$52.6M
Cap. Flow
+$22.3M
Cap. Flow %
3.87%
Top 10 Hldgs %
25.2%
Holding
440
New
36
Increased
141
Reduced
188
Closed
49

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.35M
2
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$5.4M
3
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.11M
4
MMM icon
3M
MMM
+$3.54M
5
VTV icon
Vanguard Value ETF
VTV
+$3.39M

Top Sells

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$7.29M
2
BAC icon
Bank of America
BAC
+$6.24M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.48M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.12M
5
BGIO
BlackRock 2022 Global Income Opportunity Trust
BGIO
+$2.03M

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.13%
3 Healthcare 5.13%
4 Industrials 4.48%
5 Consumer Discretionary 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMP icon
201
Ameriprise Financial
AMP
$46.8B
$632K 0.11%
3,796
+2
+0.1% +$310
VGT icon
202
Vanguard Information Technology ETF
VGT
$139B
$632K 0.11%
20,632
+40
+0.2% +$1.15K
SHM icon
203
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$626K 0.11%
12,749
+6
+0% +$294
LIN icon
204
Linde
LIN
$237B
$623K 0.11%
2,925
-16
-0.5% -$3.22K
ICE icon
205
Intercontinental Exchange
ICE
$82.4B
$620K 0.11%
6,703
+1,163
+21% +$108K
PM icon
206
Philip Morris
PM
$301B
$620K 0.11%
7,287
-140
-2% -$11.5K
CAH icon
207
Cardinal Health
CAH
$53.4B
$615K 0.11%
12,178
– –
CCD
208
Calamos Dynamic Convertible & Income Fund
CCD
$714M
$614K 0.11%
+29,002
New +$601K
COP icon
209
ConocoPhillips
COP
$147B
$611K 0.11%
9,371
-1,352
-13% -$79.5K
CCI icon
210
Crown Castle
CCI
$32.7B
$602K 0.1%
4,234
+430
+11% +$58.7K
ORLY icon
211
O'Reilly Automotive
ORLY
$72.4B
$602K 0.1%
20,595
+30
+0.1% +$858
PRF icon
212
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$598K 0.1%
23,600
+285
+1% +$6.94K
CSQ icon
213
Calamos Strategic Total Return Fund
CSQ
$3.21B
$588K 0.1%
43,221
+5,000
+13% +$65.6K
PARA
214
DELISTED
Paramount Global Class B
PARA
$588K 0.1%
+14,006
New +$542K
IWD icon
215
iShares Russell 1000 Value ETF
IWD
$82B
$580K 0.1%
4,253
-2,286
-35% -$301K
AIG icon
216
American International
AIG
$41.9B
$577K 0.1%
11,232
-47
-0.4% -$2.49K
SWK icon
217
Stanley Black & Decker
SWK
$14.2B
$573K 0.1%
3,456
-20
-0.6% -$3.1K
SPYD icon
218
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.65B
$567K 0.1%
14,372
-212
-1% -$8.18K
EZM icon
219
WisdomTree US MidCap Fund
EZM
$937M
$563K 0.1%
13,725
+4,127
+43% +$168K
IEFA icon
220
iShares Core MSCI EAFE ETF
IEFA
$186B
$563K 0.1%
8,633
+429
+5% +$27.2K
SHYG icon
221
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$563K 0.1%
12,118
-1,208
-9% -$55.8K
MO icon
222
Altria Group
MO
$122B
$555K 0.1%
11,169
-7,240
-39% -$342K
CRM icon
223
Salesforce
CRM
$134B
$529K 0.09%
3,251
+1,871
+136% +$293K
FTSL icon
224
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$528K 0.09%
11,025
-360
-3% -$17.1K
C icon
225
Citigroup
C
$222B
$526K 0.09%
6,582
-3,109
-32% -$230K
7 8
9
10 11

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4WM
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Arete Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Arete Wealth Advisors held 440 positions worth $576M, up 10% from $523M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Arete Wealth Advisors deployed $22.3M of net new capital in Q4 2019, opening 36 new positions and adding to 141 existing holdings. Its largest new stake was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Highland Opportunities and Income Fund, an estimated $7.29M trimmed.

  • Arete Wealth Advisors's largest Q4 2019 buy was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $7.35M increase.
  • Arete Wealth Advisors's biggest Q4 2019 reduction was Highland Opportunities and Income Fund, cutting an estimated $7.29M.
  • Arete Wealth Advisors fully exited Bank of America in Q4 2019, selling an estimated $6.24M.
  • Arete Wealth Advisors's ten largest holdings make up 25% of its $576M portfolio in Q4 2019.
  • Arete Wealth Advisors opened 36 new positions and closed 49 in Q4 2019.
  • Arete Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $576M.

Based on Arete Wealth Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.