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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+3.31%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$307M
AUM Growth
+$56.2M
Cap. Flow
+$50.3M
Cap. Flow %
16.38%
Top 10 Hldgs %
26.29%
Holding
343
New
74
Increased
110
Reduced
112
Closed
30

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.6M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.21M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.91M
4
IBB icon
iShares Biotechnology ETF
IBB
+$5.16M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$5.12M

Top Sells

Rank Stock Value
1
NGD
New Gold Inc
NGD
+$2.42M
2
LGF.B
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
+$2.3M
3
CAT icon
Caterpillar
CAT
+$2.25M
4
X
US Steel
X
+$2.14M
5
LLL
L3 Technologies, Inc.
LLL
+$1.97M

Sector Composition

Rank Sector Weight
1 Financials 11.22%
2 Technology 6.44%
3 Healthcare 5.58%
4 Real Estate 4.89%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCZ icon
201
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$388K 0.13%
6,020
-5,668
-48% -$357K
BST icon
202
BlackRock Science and Technology Trust
BST
$1.62B
$387K 0.13%
14,667
-711
-5% -$18.4K
GE icon
203
GE Aerospace
GE
$374B
$376K 0.12%
4,497
-1,015
-18% -$96.9K
EFG icon
204
iShares MSCI EAFE Growth ETF
EFG
$16.6B
$375K 0.12%
4,642
+1,833
+65% +$145K
BIV icon
205
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$369K 0.12%
4,406
+723
+20% +$60.9K
RPAI
206
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$363K 0.12%
26,991
-3,640
-12% -$47.3K
CELG
207
DELISTED
Celgene Corp
CELG
$360K 0.12%
3,446
-14,553
-81% -$1.64M
RSG icon
208
Republic Services
RSG
$64.6B
$357K 0.12%
+5,284
New +$341K
LHX icon
209
L3Harris
LHX
$51.7B
$356K 0.12%
+2,514
New +$351K
ACN icon
210
Accenture
ACN
$101B
$355K 0.12%
2,320
-51
-2% -$7.39K
PFG icon
211
Principal Financial Group
PFG
$24.3B
$355K 0.12%
5,030
+97
+2% +$6.68K
AABA
212
DELISTED
Altaba Inc
AABA
$355K 0.12%
+5,079
New +$353K
BG icon
213
Bunge Global
BG
$20.3B
$354K 0.12%
5,278
-100
-2% -$6.8K
NAGE
214
Niagen Bioscience
NAGE
$266M
$348K 0.11%
59,259
-3,334
-5% -$18K
IJJ icon
215
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.84B
$345K 0.11%
4,314
-1,046
-20% -$81.6K
IAU icon
216
iShares Gold Trust
IAU
$62.9B
$341K 0.11%
13,633
-5,055
-27% -$124K
PNNT
217
Pennant Park Investment Corp
PNNT
$215M
$338K 0.11%
48,853
-3,324
-6% -$24.6K
PNFP icon
218
Pinnacle Financial Partners Inc
PNFP
$15.9B
$336K 0.11%
+5,062
New +$337K
BOE icon
219
BlackRock Enhanced Global Dividend Trust
BOE
$675M
$333K 0.11%
26,581
-15,123
-36% -$202K
TRV icon
220
Travelers Companies
TRV
$78.8B
$322K 0.1%
2,374
+185
+8% +$24.4K
IEFA icon
221
iShares Core MSCI EAFE ETF
IEFA
$191B
$321K 0.1%
4,864
+307
+7% +$20K
SDY icon
222
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$316K 0.1%
3,344
+33
+1% +$3.09K
MSFG
223
DELISTED
MainSource Financial Group Inc
MSFG
$315K 0.1%
+8,679
New +$325K
AOS icon
224
A.O. Smith
AOS
$8.29B
$314K 0.1%
+5,121
New +$311K
VHT icon
225
Vanguard Health Care ETF
VHT
$18.2B
$314K 0.1%
2,038
-14
-0.7% -$2.15K
7 8
9
10 11

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Arete Wealth Advisors held 343 positions worth $307M, up 22% from $251M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Arete Wealth Advisors deployed $50.3M of net new capital in Q4 2017, opening 74 new positions and adding to 110 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 599,640 shares worth $9.29M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was New Gold Inc, an estimated $2.42M trimmed.

  • Arete Wealth Advisors's largest Q4 2017 buy was Highland Opportunities and Income Fund: 599,640 shares worth $9.29M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2017 reduction was New Gold Inc, cutting an estimated $2.42M.
  • Arete Wealth Advisors fully exited Lions Gate Entertainment Corp. Class B Non-Voting Shares in Q4 2017, selling an estimated $2.3M.
  • Arete Wealth Advisors's ten largest holdings make up 26% of its $307M portfolio in Q4 2017.
  • Arete Wealth Advisors opened 74 new positions and closed 30 in Q4 2017.
  • Arete Wealth Advisors's portfolio value rose 22% quarter-over-quarter to $307M.

Based on Arete Wealth Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.