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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+0.36%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.33B
AUM Growth
-$308M
Cap. Flow
-$280M
Cap. Flow %
-20.97%
Top 10 Hldgs %
26.73%
Holding
788
New
27
Increased
139
Reduced
144
Closed
467

Top Buys

Rank Stock Value
1
BINC icon
BlackRock Flexible Income ETF
BINC
+$13.4M
2
VUG icon
Vanguard Growth ETF
VUG
+$10.9M
3
SH icon
ProShares Short S&P500
SH
+$10.4M
4
GLD icon
SPDR Gold Trust
GLD
+$10M
5
FBND icon
Fidelity Total Bond ETF
FBND
+$9.62M

Top Sells

Rank Stock Value
1
NMAR
Innovator Growth-100 Power Buffer ETF - March
NMAR
+$14.7M
2
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$9.88M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$8.51M
4
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$7.14M
5
GS icon
Goldman Sachs
GS
+$5.84M

Sector Composition

Rank Sector Weight
1 Technology 10.12%
2 Communication Services 6.18%
3 Financials 3.81%
4 Healthcare 3.56%
5 Consumer Discretionary 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USEP icon
201
Innovator US Equity Ultra Buffer ETF September
USEP
$152M
$1.25M 0.09%
32,472
+6
+0% +$236
SPTL icon
202
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$1.23M 0.09%
46,738
-8,362
-15% -$223K
DYNF icon
203
BlackRock US Equity Factor Rotation ETF
DYNF
$38.1B
$1.22M 0.09%
20,957
-13,161
-39% -$797K
MET icon
204
MetLife
MET
$61B
$1.21M 0.09%
17,128
-1,426
-8% -$107K
IQLT icon
205
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$1.21M 0.09%
26,168
-489
-2% -$23.1K
BNY
206
Bank of New York Mellon
BNY
$108B
$1.19M 0.09%
10,056
+5,935
+144% +$706K
WPC icon
207
W.P. Carey
WPC
$17.1B
$1.19M 0.09%
17,524
+449
+3% +$31.5K
BND icon
208
Vanguard Total Bond Market
BND
$157B
$1.19M 0.09%
16,117
-8,267
-34% -$613K
XLY icon
209
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$1.17M 0.09%
10,748
-125
-1% -$14.6K
MAIN icon
210
Main Street Capital
MAIN
$4.97B
$1.15M 0.09%
21,664
+1,233
+6% +$73K
PYPL icon
211
PayPal
PYPL
$49.5B
$1.12M 0.08%
24,804
+18,158
+273% +$876K
LQD icon
212
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$1.12M 0.08%
10,249
+1,776
+21% +$196K
TLH icon
213
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$1.09M 0.08%
10,847
+3,067
+39% +$313K
GFEB icon
214
FT Vest US Equity Moderate Buffer ETF February
GFEB
$377M
$1.06M 0.08%
25,850
– –
FCBD
215
Frontier Asset Core Bond ETF
FCBD
$40.2M
$1.05M 0.08%
41,379
-2,329
-5% -$59.6K
AAAU icon
216
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.46B
$1.04M 0.08%
22,551
-1,962
-8% -$94.3K
CSX icon
217
CSX Corp
CSX
$98.6B
$1M 0.08%
24,468
-4,059
-14% -$159K
DAL icon
218
Delta Air Lines
DAL
$55.9B
$1M 0.08%
15,058
+11,888
+375% +$800K
BSV icon
219
Vanguard Short-Term Bond ETF
BSV
$44.6B
$975K 0.07%
12,438
+803
+7% +$63.2K
RAAX icon
220
VanEck Inflation Allocation ETF
RAAX
$1.11B
$929K 0.07%
+22,847
New +$900K
TSPY
221
TappAlpha S&P 500 Growth & Daily Income ETF
TSPY
$297M
$895K 0.07%
38,661
+19,054
+97% +$473K
HYG icon
222
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$885K 0.07%
11,118
-1,507
-12% -$121K
BNDX icon
223
Vanguard Total International Bond ETF
BNDX
$82B
$880K 0.07%
18,316
+690
+4% +$33.5K
DIVO icon
224
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.41B
$857K 0.06%
19,144
+6,167
+48% +$282K
SCHD icon
225
Schwab US Dividend Equity ETF
SCHD
$102B
$846K 0.06%
27,577
+4,786
+21% +$145K
7 8
9
10 11

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WA
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4WM
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AFCM
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BFMH
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NEWAS
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FFW
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CRAM
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Arete Wealth Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Arete Wealth Advisors held 788 positions worth $1.33B, down 19% from $1.64B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Arete Wealth Advisors withdrew a net $280M in Q1 2026, closing 467 positions and reducing 144 holdings. Its most notable exit was Innovator Growth-100 Power Buffer ETF - March, an estimated $14.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 12% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Arete Wealth Advisors opened a new position in ProShares Short S&P500 worth $10.9M.

  • Arete Wealth Advisors's largest Q1 2026 buy was ProShares Short S&P500: 286,134 shares worth $10.9M.
  • Arete Wealth Advisors added most to BlackRock Flexible Income ETF in Q1 2026, an estimated $13.4M increase.
  • Arete Wealth Advisors's biggest Q1 2026 reduction was Invesco NASDAQ 100 ETF, cutting an estimated $9.88M.
  • Arete Wealth Advisors fully exited Innovator Growth-100 Power Buffer ETF - March in Q1 2026, selling an estimated $14.7M.
  • Arete Wealth Advisors's ten largest holdings make up 27% of its $1.33B portfolio in Q1 2026.
  • Arete Wealth Advisors opened 27 new positions and closed 467 in Q1 2026.
  • Arete Wealth Advisors's portfolio value fell 19% quarter-over-quarter to $1.33B.

Based on Arete Wealth Advisors's 13F filing for Q1 2026, filed 18 May 2026.