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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+9.75%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.31B
AUM Growth
+$734M
Cap. Flow
+$647M
Cap. Flow %
49.35%
Top 10 Hldgs %
23.1%
Holding
778
New
272
Increased
284
Reduced
155
Closed
37

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$55.2M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$31.5M
3
AAPL icon
Apple
AAPL
+$30.8M
4
ABT icon
Abbott
ABT
+$26.8M
5
MSFT icon
Microsoft
MSFT
+$16.2M

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$1.01M
2
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$902K
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$809K
4
TGT icon
Target
TGT
+$806K
5
HOG icon
Harley-Davidson
HOG
+$764K

Sector Composition

Rank Sector Weight
1 Healthcare 10.22%
2 Technology 8.53%
3 Financials 8.14%
4 Consumer Discretionary 4.49%
5 Communication Services 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
X
176
DELISTED
US Steel
X
$1.54M 0.12%
31,612
+5,594
+22% +$203K
NAD icon
177
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$1.53M 0.12%
133,343
+101
+0.1% +$1.07K
OKE icon
178
Oneok
OKE
$55.9B
$1.51M 0.12%
21,485
+378
+2% +$25.3K
DE icon
179
Deere & Co
DE
$173B
$1.5M 0.11%
3,739
+337
+10% +$127K
GD icon
180
General Dynamics
GD
$106B
$1.49M 0.11%
5,752
-220
-4% -$53.7K
IVT icon
181
InvenTrust Properties
IVT
$2.81B
$1.49M 0.11%
58,872
-4,579
-7% -$114K
GOVI icon
182
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$1.46M 0.11%
+50,645
New +$1.38M
MCHI icon
183
iShares MSCI China ETF
MCHI
$6.16B
$1.45M 0.11%
+35,681
New +$1.5M
PFFA icon
184
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.44B
$1.45M 0.11%
70,094
+19,530
+39% +$375K
AMLP icon
185
Alerian MLP ETF
AMLP
$12.9B
$1.44M 0.11%
33,868
+10,613
+46% +$450K
JCPB icon
186
JPMorgan Core Plus Bond ETF
JCPB
$13.9B
$1.44M 0.11%
+30,569
New +$1.38M
GWX icon
187
State Street SPDR S&P International Small Cap ETF
GWX
$851M
$1.43M 0.11%
+45,036
New +$1.32M
SPTL icon
188
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$1.41M 0.11%
48,582
+39,287
+423% +$1.05M
FLOT icon
189
iShares Floating Rate Bond ETF
FLOT
$10.2B
$1.39M 0.11%
+27,413
New +$1.39M
USEP icon
190
Innovator US Equity Ultra Buffer ETF September
USEP
$148M
$1.37M 0.1%
43,780
+15,665
+56% +$470K
CMCSA icon
191
Comcast
CMCSA
$85.8B
$1.35M 0.1%
30,875
+4,440
+17% +$190K
UFPI icon
192
UFP Industries
UFPI
$5.14B
$1.35M 0.1%
10,751
+1,940
+22% +$209K
VTWO icon
193
Vanguard Russell 2000 ETF
VTWO
$17.5B
$1.35M 0.1%
+16,623
New +$1.2M
MLPA icon
194
Global X MLP ETF
MLPA
$2.27B
$1.35M 0.1%
+30,403
New +$1.36M
WPC icon
195
W.P. Carey
WPC
$16.8B
$1.35M 0.1%
20,779
-1,651
-7% -$95.1K
ADBE icon
196
Adobe
ADBE
$99B
$1.34M 0.1%
2,246
+663
+42% +$382K
UNP icon
197
Union Pacific
UNP
$175B
$1.33M 0.1%
5,415
+538
+11% +$118K
FTCS icon
198
First Trust Capital Strength ETF
FTCS
$8.03B
$1.33M 0.1%
+16,593
New +$1.26M
SMIZ icon
199
Zacks Small/Mid Cap ETF
SMIZ
$271M
$1.31M 0.1%
+45,986
New +$1.19M
PRU icon
200
Prudential Financial
PRU
$43B
$1.31M 0.1%
12,626
-369
-3% -$35.4K
6 7
8
9 10

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Arete Wealth Advisors held 778 positions worth $1.31B, up 127% from $578M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Arete Wealth Advisors deployed $647M of net new capital in Q4 2023, opening 272 new positions and adding to 284 existing holdings. Its largest new stake was AbbVie: 378,835 shares worth $58.6M.

By sector, the portfolio is most concentrated in Healthcare at 10% of assets, up from 5.8% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was MidCap Financial Investment, an estimated $1.01M trimmed.

  • Arete Wealth Advisors's largest Q4 2023 buy was AbbVie: 378,835 shares worth $58.6M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $31.5M increase.
  • Arete Wealth Advisors's biggest Q4 2023 reduction was MidCap Financial Investment, cutting an estimated $1.01M.
  • Arete Wealth Advisors fully exited Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q4 2023, selling an estimated $902K.
  • Arete Wealth Advisors's ten largest holdings make up 23% of its $1.31B portfolio in Q4 2023.
  • Arete Wealth Advisors opened 272 new positions and closed 37 in Q4 2023.
  • Arete Wealth Advisors's portfolio value rose 127% quarter-over-quarter to $1.31B.

Based on Arete Wealth Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.