We are live on ! Find out more
AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$578M
AUM Growth
-$554M
Cap. Flow
-$529M
Cap. Flow %
-91.61%
Top 10 Hldgs %
24.41%
Holding
758
New
94
Increased
175
Reduced
220
Closed
252

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.61M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.41M
3
GLD icon
SPDR Gold Trust
GLD
+$5.7M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.21M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.99M

Top Sells

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$50.4M
2
AAPL icon
Apple
AAPL
+$35.7M
3
ABT icon
Abbott
ABT
+$28M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$23.6M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$17.7M

Sector Composition

Rank Sector Weight
1 Financials 13.53%
2 Real Estate 6.3%
3 Technology 5.86%
4 Healthcare 5.83%
5 Consumer Discretionary 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZN icon
176
AstraZeneca
AZN
$267B
$731K 0.13%
5,400
+149
+3% +$20.4K
BMY icon
177
Bristol-Myers Squibb
BMY
$130B
$731K 0.13%
12,599
-10,199
-45% -$625K
SCHD icon
178
Schwab US Dividend Equity ETF
SCHD
$104B
$731K 0.13%
30,993
+3,714
+14% +$91.1K
DKS icon
179
Dick's Sporting Goods
DKS
$18.6B
$730K 0.13%
+6,720
New +$850K
VTV icon
180
Vanguard Value ETF
VTV
$191B
$727K 0.13%
5,272
-19,900
-79% -$2.85M
VBK icon
181
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$724K 0.13%
3,379
-205
-6% -$46.6K
GEHC icon
182
GE HealthCare
GEHC
$28.5B
$715K 0.12%
10,509
+2,677
+34% +$195K
HON icon
183
Honeywell
HON
$78.7B
$710K 0.12%
4,076
+204
+5% +$37.3K
CXM icon
184
Sprinklr
CXM
$1.49B
$705K 0.12%
50,921
-2,000
-4% -$28.6K
PFF icon
185
iShares Preferred and Income Securities ETF
PFF
$13.2B
$704K 0.12%
23,345
-39,002
-63% -$1.19M
PLD icon
186
Prologis
PLD
$138B
$692K 0.12%
6,165
+14
+0.2% +$1.71K
SLB icon
187
SLB Ltd
SLB
$75.3B
$683K 0.12%
11,719
+2,066
+21% +$120K
VGT icon
188
Vanguard Information Technology ETF
VGT
$136B
$682K 0.12%
13,144
+920
+8% +$50K
CSX icon
189
CSX Corp
CSX
$95.6B
$677K 0.12%
22,019
-529
-2% -$16.8K
LOW icon
190
Lowe's Companies
LOW
$122B
$670K 0.12%
3,225
-7,739
-71% -$1.74M
MCK icon
191
McKesson
MCK
$102B
$670K 0.12%
1,541
-63
-4% -$26.6K
SDY icon
192
State Street SPDR S&P Dividend ETF
SDY
$22.4B
$667K 0.12%
5,796
-1,933
-25% -$236K
AMJ
193
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$655K 0.11%
26,512
-135
-0.5% -$3.23K
AMN icon
194
AMN Healthcare
AMN
$1.34B
$653K 0.11%
+7,671
New +$727K
KREF
195
KKR Real Estate Finance Trust
KREF
$476M
$647K 0.11%
54,522
+10
+0% +$123
WM icon
196
Waste Management
WM
$96.3B
$646K 0.11%
4,236
-3,986
-48% -$645K
GDX icon
197
VanEck Gold Miners ETF
GDX
$22.9B
$631K 0.11%
23,452
-2,881
-11% -$84.9K
EPD icon
198
Enterprise Products Partners
EPD
$84B
$627K 0.11%
22,913
-4,384
-16% -$117K
PEG icon
199
Public Service Enterprise Group
PEG
$39.8B
$622K 0.11%
10,925
+685
+7% +$42.1K
ARCC icon
200
Ares Capital
ARCC
$13.7B
$619K 0.11%
31,783
+13,376
+73% +$259K
6 7
8
9 10

Similar funds

RCM
Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return
WA
WBH Advisory Baltimore, Maryland $1.34B AUM 15.16% 1-Year Est. Return
4WM
49 Wealth Management Austin, Texas $1.34B AUM 12.81% 1-Year Est. Return
BFMH
Baring Fintech Manager Holding Castel, Guernsey $1.34B AUM 20.23% 1-Year Est. Return
NEWAS
N.E.W. Advisory Services De Pere, Wisconsin $1.34B AUM 15.38% 1-Year Est. Return
FFW
Fusion Family Wealth Woodbury, New York $1.34B AUM 18.88% 1-Year Est. Return
CRAM
Compass Rose Asset Management New York $1.33B AUM 2.38% 1-Year Est. Return
OCMI
Oaktop Capital Management II Chatham, New Jersey $1.34B AUM 114.5% 1-Year Est. Return

Arete Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Arete Wealth Advisors held 758 positions worth $578M, down 49% from $1.13B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Arete Wealth Advisors withdrew a net $529M in Q3 2023, closing 252 positions and reducing 220 holdings. Its most notable exit was AbbVie, an estimated $50.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 8% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Arete Wealth Advisors opened a new position in ProShares Short S&P500 worth $9.96M.

  • Arete Wealth Advisors's largest Q3 2023 buy was ProShares Short S&P500: 172,105 shares worth $9.96M.
  • Arete Wealth Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, an estimated $6.41M increase.
  • Arete Wealth Advisors's biggest Q3 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $23.6M.
  • Arete Wealth Advisors fully exited AbbVie in Q3 2023, selling an estimated $50.4M.
  • Arete Wealth Advisors's ten largest holdings make up 24% of its $578M portfolio in Q3 2023.
  • Arete Wealth Advisors opened 94 new positions and closed 252 in Q3 2023.
  • Arete Wealth Advisors's portfolio value fell 49% quarter-over-quarter to $578M.

Based on Arete Wealth Advisors's 13F filing for Q3 2023, filed 30 Oct 2023.