We are live on ! Find out more
AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$576M
AUM Growth
+$52.6M
Cap. Flow
+$22.3M
Cap. Flow %
3.87%
Top 10 Hldgs %
25.2%
Holding
440
New
36
Increased
141
Reduced
188
Closed
49

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.35M
2
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$5.4M
3
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.11M
4
MMM icon
3M
MMM
+$3.54M
5
VTV icon
Vanguard Value ETF
VTV
+$3.39M

Top Sells

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$7.29M
2
BAC icon
Bank of America
BAC
+$6.24M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.48M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.12M
5
BGIO
BlackRock 2022 Global Income Opportunity Trust
BGIO
+$2.03M

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.13%
3 Healthcare 5.13%
4 Industrials 4.48%
5 Consumer Discretionary 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
176
Mastercard
MA
$477B
$798K 0.14%
2,673
+99
+4% +$27.9K
AVB icon
177
AvalonBay Communities
AVB
$27.1B
$792K 0.14%
+3,775
New +$809K
DSU icon
178
BlackRock Debt Strategies Fund
DSU
$591M
$781K 0.14%
69,754
-41
-0.1% -$445
MUI
179
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$779K 0.14%
54,677
-391
-0.7% -$5.53K
CB icon
180
Chubb
CB
$140B
$777K 0.14%
4,991
+59
+1% +$9.03K
STZ icon
181
Constellation Brands
STZ
$22.2B
$774K 0.13%
4,082
+41
+1% +$7.74K
TFC icon
182
Truist Financial
TFC
$63.2B
$770K 0.13%
+13,665
New +$740K
SDY icon
183
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$766K 0.13%
7,122
-81
-1% -$8.5K
NVS icon
184
Novartis
NVS
$295B
$752K 0.13%
7,944
-277
-3% -$24.9K
VXUS icon
185
Vanguard Total International Stock ETF
VXUS
$153B
$720K 0.13%
+12,907
New +$694K
FTSM icon
186
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$711K 0.12%
11,837
-1,632
-12% -$98.1K
TJX icon
187
TJX Companies
TJX
$170B
$709K 0.12%
11,606
-23
-0.2% -$1.36K
EMR icon
188
Emerson Electric
EMR
$82.9B
$706K 0.12%
9,258
+354
+4% +$25.5K
IWM icon
189
iShares Russell 2000 ETF
IWM
$79.8B
$705K 0.12%
4,254
-869
-17% -$137K
HFRO
190
Highland Opportunities and Income Fund
HFRO
$407M
$700K 0.12%
56,323
-605,650
-91% -$7.29M
USMV icon
191
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$697K 0.12%
10,627
+6,502
+158% +$418K
EFV icon
192
iShares MSCI EAFE Value ETF
EFV
$27.6B
$695K 0.12%
13,912
-1,772
-11% -$86.9K
ITA icon
193
iShares US Aerospace & Defense ETF
ITA
$14.2B
$693K 0.12%
6,244
+70
+1% +$7.86K
BABA icon
194
Alibaba
BABA
$269B
$690K 0.12%
3,246
+298
+10% +$55.9K
HEI icon
195
HEICO Corp
HEI
$48.9B
$678K 0.12%
5,939
-79
-1% -$9.72K
TSLA icon
196
Tesla
TSLA
$1.24T
$675K 0.12%
24,195
+1,245
+5% +$27K
NVDA icon
197
NVIDIA
NVDA
$5.01T
$673K 0.12%
114,400
-2,840
-2% -$14.8K
DUK icon
198
Duke Energy
DUK
$102B
$661K 0.11%
7,258
+622
+9% +$57K
XLU icon
199
State Street Utilities Select Sector SPDR ETF
XLU
$23.8B
$658K 0.11%
20,582
+3,724
+22% +$118K
RSP icon
200
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$653K 0.11%
5,639
+2,461
+77% +$273K
6 7
8
9 10

Similar funds

RCM
Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return
WA
WBH Advisory Baltimore, Maryland $1.34B AUM 15.16% 1-Year Est. Return
4WM
49 Wealth Management Austin, Texas $1.34B AUM 12.81% 1-Year Est. Return
AFCM
Applied Finance Capital Management San Juan, Puerto Rico $1.33B AUM 23.73% 1-Year Est. Return
BFMH
Baring Fintech Manager Holding Castel, Guernsey $1.34B AUM 20.23% 1-Year Est. Return
NEWAS
N.E.W. Advisory Services De Pere, Wisconsin $1.34B AUM 15.38% 1-Year Est. Return
FFW
Fusion Family Wealth Woodbury, New York $1.34B AUM 18.88% 1-Year Est. Return
CRAM
Compass Rose Asset Management New York $1.33B AUM 2.38% 1-Year Est. Return

Arete Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Arete Wealth Advisors held 440 positions worth $576M, up 10% from $523M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Arete Wealth Advisors deployed $22.3M of net new capital in Q4 2019, opening 36 new positions and adding to 141 existing holdings. Its largest new stake was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Highland Opportunities and Income Fund, an estimated $7.29M trimmed.

  • Arete Wealth Advisors's largest Q4 2019 buy was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $7.35M increase.
  • Arete Wealth Advisors's biggest Q4 2019 reduction was Highland Opportunities and Income Fund, cutting an estimated $7.29M.
  • Arete Wealth Advisors fully exited Bank of America in Q4 2019, selling an estimated $6.24M.
  • Arete Wealth Advisors's ten largest holdings make up 25% of its $576M portfolio in Q4 2019.
  • Arete Wealth Advisors opened 36 new positions and closed 49 in Q4 2019.
  • Arete Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $576M.

Based on Arete Wealth Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.