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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+3.31%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$307M
AUM Growth
+$56.2M
Cap. Flow
+$50.3M
Cap. Flow %
16.38%
Top 10 Hldgs %
26.29%
Holding
343
New
74
Increased
110
Reduced
112
Closed
30

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.6M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.21M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.91M
4
IBB icon
iShares Biotechnology ETF
IBB
+$5.16M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$5.12M

Top Sells

Rank Stock Value
1
NGD
New Gold Inc
NGD
+$2.42M
2
LGF.B
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
+$2.3M
3
CAT icon
Caterpillar
CAT
+$2.25M
4
X
US Steel
X
+$2.14M
5
LLL
L3 Technologies, Inc.
LLL
+$1.97M

Sector Composition

Rank Sector Weight
1 Financials 11.22%
2 Technology 6.44%
3 Healthcare 5.58%
4 Real Estate 4.89%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
176
Chevron
CVX
$390B
$473K 0.15%
3,778
+665
+21% +$78.9K
AMJ
177
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$473K 0.15%
+17,203
New +$467K
FLOT icon
178
iShares Floating Rate Bond ETF
FLOT
$10.2B
$465K 0.15%
9,150
+2,000
+28% +$102K
ACRE
179
Ares Commercial Real Estate
ACRE
$236M
$464K 0.15%
35,934
-450
-1% -$5.98K
PSX icon
180
Phillips 66
PSX
$84.6B
$463K 0.15%
4,574
+121
+3% +$11.5K
HBI
181
DELISTED
Hanesbrands
HBI
$462K 0.15%
22,100
+300
+1% +$6.41K
VVR icon
182
Invesco Senior Income Trust
VVR
$459M
$461K 0.15%
105,080
-125,880
-55% -$555K
BSV icon
183
Vanguard Short-Term Bond ETF
BSV
$44.6B
$460K 0.15%
5,809
+1,385
+31% +$110K
ARI
184
Apollo Commercial Real Estate
ARI
$876M
$459K 0.15%
24,863
-3,153
-11% -$58.1K
MCD icon
185
McDonald's
MCD
$192B
$458K 0.15%
+2,657
New +$446K
VCIT icon
186
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$446K 0.15%
+5,108
New +$448K
ADM icon
187
Archer Daniels Midland
ADM
$38.6B
$439K 0.14%
10,961
+124
+1% +$5.1K
NTB icon
188
Bank of N.T. Butterfield & Son
NTB
$2.42B
$434K 0.14%
+11,966
New +$445K
BR icon
189
Broadridge
BR
$17.7B
$426K 0.14%
+4,698
New +$410K
VYM icon
190
Vanguard High Dividend Yield ETF
VYM
$81B
$426K 0.14%
4,980
+323
+7% +$27K
FTSL icon
191
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$425K 0.14%
8,855
-521
-6% -$25.1K
CEFL
192
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$424K 0.14%
23,375
– –
RITM icon
193
Rithm Capital
RITM
$5.45B
$413K 0.13%
23,085
-4,650
-17% -$81.9K
NRE
194
DELISTED
NorthStar Realty Europe Corp.
NRE
$413K 0.13%
+30,786
New +$426K
SO icon
195
Southern Company
SO
$109B
$410K 0.13%
8,524
+837
+11% +$42.6K
BNY
196
Bank of New York Mellon
BNY
$106B
$402K 0.13%
7,465
-167
-2% -$8.9K
VTEB icon
197
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$399K 0.13%
+7,725
New +$399K
VTA
198
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$399K 0.13%
+34,102
New +$399K
IGSB icon
199
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$395K 0.13%
7,552
+20
+0.3% +$1.05K
HD icon
200
Home Depot
HD
$331B
$391K 0.13%
2,063
-45
-2% -$7.77K
6 7
8
9 10

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4WM
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NEWAS
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FFW
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OCMI
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Arete Wealth Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Arete Wealth Advisors held 343 positions worth $307M, up 22% from $251M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Arete Wealth Advisors deployed $50.3M of net new capital in Q4 2017, opening 74 new positions and adding to 110 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 599,640 shares worth $9.29M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was New Gold Inc, an estimated $2.42M trimmed.

  • Arete Wealth Advisors's largest Q4 2017 buy was Highland Opportunities and Income Fund: 599,640 shares worth $9.29M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2017 reduction was New Gold Inc, cutting an estimated $2.42M.
  • Arete Wealth Advisors fully exited Lions Gate Entertainment Corp. Class B Non-Voting Shares in Q4 2017, selling an estimated $2.3M.
  • Arete Wealth Advisors's ten largest holdings make up 26% of its $307M portfolio in Q4 2017.
  • Arete Wealth Advisors opened 74 new positions and closed 30 in Q4 2017.
  • Arete Wealth Advisors's portfolio value rose 22% quarter-over-quarter to $307M.

Based on Arete Wealth Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.