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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+9.75%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.31B
AUM Growth
+$734M
Cap. Flow
+$647M
Cap. Flow %
49.35%
Top 10 Hldgs %
23.1%
Holding
778
New
272
Increased
284
Reduced
155
Closed
37

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$55.2M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$31.5M
3
AAPL icon
Apple
AAPL
+$30.8M
4
ABT icon
Abbott
ABT
+$26.8M
5
MSFT icon
Microsoft
MSFT
+$16.2M

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$1.01M
2
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$902K
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$809K
4
TGT icon
Target
TGT
+$806K
5
HOG icon
Harley-Davidson
HOG
+$764K

Sector Composition

Rank Sector Weight
1 Healthcare 10.22%
2 Technology 8.53%
3 Financials 8.14%
4 Consumer Discretionary 4.49%
5 Communication Services 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
151
ConocoPhillips
COP
$139B
$1.86M 0.14%
16,029
-374
-2% -$43.8K
VYM icon
152
Vanguard High Dividend Yield ETF
VYM
$82.1B
$1.84M 0.14%
16,480
+8,975
+120% +$943K
ITCI
153
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$1.84M 0.14%
25,658
+81
+0.3% +$4.66K
QCOM icon
154
Qualcomm
QCOM
$177B
$1.83M 0.14%
12,661
-180
-1% -$22.3K
SBUX icon
155
Starbucks
SBUX
$118B
$1.83M 0.14%
19,070
+443
+2% +$43.1K
TBLL icon
156
Invesco Short Term Treasury ETF
TBLL
$2.61B
$1.83M 0.14%
+17,317
New +$1.83M
AXP icon
157
American Express
AXP
$226B
$1.83M 0.14%
9,751
+2,158
+28% +$347K
PM icon
158
Philip Morris
PM
$317B
$1.82M 0.14%
19,322
+834
+5% +$76.8K
NNDM
159
Nano Dimension
NNDM
$314M
$1.8M 0.14%
750,692
+248,066
+49% +$624K
F icon
160
Ford
F
$59.7B
$1.78M 0.14%
145,794
-1,213
-0.8% -$13.5K
JPST icon
161
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$1.77M 0.13%
35,215
+12,044
+52% +$604K
IOVA icon
162
Iovance Biotherapeutics
IOVA
$2.15B
$1.76M 0.13%
216,250
+183,250
+555% +$959K
BLK icon
163
Blackrock
BLK
$170B
$1.73M 0.13%
2,136
+5
+0.2% +$3.49K
GNL icon
164
Global Net Lease
GNL
$1.87B
$1.72M 0.13%
172,398
-81,496
-32% -$713K
DOW icon
165
Dow Inc
DOW
$21B
$1.68M 0.13%
30,592
-70
-0.2% -$3.58K
CLF icon
166
Cleveland-Cliffs
CLF
$7.04B
$1.67M 0.13%
+81,968
New +$1.4M
SVOL icon
167
Simplify Volatility Premium ETF
SVOL
$517M
$1.66M 0.13%
+73,022
New +$1.65M
ORCL icon
168
Oracle
ORCL
$347B
$1.66M 0.13%
15,749
+3,079
+24% +$336K
GS icon
169
Goldman Sachs
GS
$307B
$1.65M 0.13%
4,283
+204
+5% +$68.1K
QQQE icon
170
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$1.64M 0.13%
+19,381
New +$1.5M
VT icon
171
Vanguard Total World Stock ETF
VT
$76.5B
$1.62M 0.12%
15,777
+119
+0.8% +$11.5K
VOE icon
172
Vanguard Mid-Cap Value ETF
VOE
$24.1B
$1.61M 0.12%
11,094
+9,187
+482% +$1.23M
IMCG icon
173
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.95B
$1.59M 0.12%
+24,712
New +$1.45M
MU icon
174
Micron Technology
MU
$933B
$1.58M 0.12%
18,500
+2,294
+14% +$170K
FSCO
175
FS Credit Opportunities Corp
FSCO
$997M
$1.57M 0.12%
277,485
-28,787
-9% -$161K
5 6
7
8 9

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Arete Wealth Advisors held 778 positions worth $1.31B, up 127% from $578M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Arete Wealth Advisors deployed $647M of net new capital in Q4 2023, opening 272 new positions and adding to 284 existing holdings. Its largest new stake was AbbVie: 378,835 shares worth $58.6M.

By sector, the portfolio is most concentrated in Healthcare at 10% of assets, up from 5.8% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was MidCap Financial Investment, an estimated $1.01M trimmed.

  • Arete Wealth Advisors's largest Q4 2023 buy was AbbVie: 378,835 shares worth $58.6M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $31.5M increase.
  • Arete Wealth Advisors's biggest Q4 2023 reduction was MidCap Financial Investment, cutting an estimated $1.01M.
  • Arete Wealth Advisors fully exited Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q4 2023, selling an estimated $902K.
  • Arete Wealth Advisors's ten largest holdings make up 23% of its $1.31B portfolio in Q4 2023.
  • Arete Wealth Advisors opened 272 new positions and closed 37 in Q4 2023.
  • Arete Wealth Advisors's portfolio value rose 127% quarter-over-quarter to $1.31B.

Based on Arete Wealth Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.