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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$578M
AUM Growth
-$554M
Cap. Flow
-$529M
Cap. Flow %
-91.61%
Top 10 Hldgs %
24.41%
Holding
758
New
94
Increased
175
Reduced
220
Closed
252

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.61M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.41M
3
GLD icon
SPDR Gold Trust
GLD
+$5.7M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.21M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.99M

Top Sells

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$50.4M
2
AAPL icon
Apple
AAPL
+$35.7M
3
ABT icon
Abbott
ABT
+$28M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$23.6M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$17.7M

Sector Composition

Rank Sector Weight
1 Financials 13.53%
2 Real Estate 6.3%
3 Technology 5.86%
4 Healthcare 5.83%
5 Consumer Discretionary 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JEPI icon
151
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$861K 0.15%
16,074
-148,418
-90% -$8.18M
X
152
DELISTED
US Steel
X
$849K 0.15%
+26,018
New +$730K
SMH icon
153
VanEck Semiconductor ETF
SMH
$63.2B
$843K 0.15%
5,817
+4,133
+245% +$626K
AMD icon
154
Advanced Micro Devices
AMD
$741B
$835K 0.14%
8,113
+1,610
+25% +$175K
RTX icon
155
RTX Corp
RTX
$297B
$832K 0.14%
11,555
+1,498
+15% +$128K
VV icon
156
Vanguard Large-Cap ETF
VV
$51.7B
$824K 0.14%
4,211
-1,028
-20% -$209K
USEP icon
157
Innovator US Equity Ultra Buffer ETF September
USEP
$147M
$823K 0.14%
28,115
-19,642
-41% -$581K
OEF icon
158
iShares S&P 100 ETF
OEF
$19.8B
$814K 0.14%
4,059
+804
+25% +$168K
ADBE icon
159
Adobe
ADBE
$97.8B
$807K 0.14%
1,583
+78
+5% +$40.9K
NBH
160
Neuberger Municipal Fund Inc
NBH
$306M
$799K 0.14%
86,718
+8,280
+11% +$82.7K
WFC icon
161
Wells Fargo
WFC
$263B
$797K 0.14%
20,096
+9,819
+96% +$424K
VYM icon
162
Vanguard High Dividend Yield ETF
VYM
$81.9B
$775K 0.13%
7,505
-11,379
-60% -$1.22M
LQD icon
163
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$775K 0.13%
7,596
-1,262
-14% -$133K
HOG icon
164
Harley-Davidson
HOG
$2.64B
$764K 0.13%
+23,102
New +$804K
IEMG icon
165
iShares Core MSCI Emerging Markets ETF
IEMG
$146B
$761K 0.13%
15,999
-45,211
-74% -$2.24M
HFRO
166
Highland Opportunities and Income Fund
HFRO
$403M
$760K 0.13%
94,560
+5,140
+6% +$43K
DHR icon
167
Danaher
DHR
$146B
$752K 0.13%
3,420
-2,380
-41% -$531K
DUK icon
168
Duke Energy
DUK
$103B
$752K 0.13%
8,515
-3,622
-30% -$332K
SPLK
169
DELISTED
Splunk Inc
SPLK
$747K 0.13%
5,110
-148
-3% -$16.8K
DHI icon
170
D.R. Horton
DHI
$42.4B
$746K 0.13%
+6,945
New +$832K
FLTR icon
171
VanEck IG Floating Rate ETF
FLTR
$2.94B
$743K 0.13%
29,372
-136,233
-82% -$3.44M
C icon
172
Citigroup
C
$220B
$741K 0.13%
18,018
+4,580
+34% +$201K
EOG icon
173
EOG Resources
EOG
$75.8B
$740K 0.13%
+5,838
New +$743K
NVO
174
Novo Nordisk
NVO
$223B
$739K 0.13%
8,130
+5,462
+205% +$481K
VUG icon
175
Vanguard Growth ETF
VUG
$213B
$733K 0.13%
16,146
-261,708
-94% -$12.4M
5 6
7
8 9

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WA
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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Arete Wealth Advisors held 758 positions worth $578M, down 49% from $1.13B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Arete Wealth Advisors withdrew a net $529M in Q3 2023, closing 252 positions and reducing 220 holdings. Its most notable exit was AbbVie, an estimated $50.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 8% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Arete Wealth Advisors opened a new position in ProShares Short S&P500 worth $9.96M.

  • Arete Wealth Advisors's largest Q3 2023 buy was ProShares Short S&P500: 172,105 shares worth $9.96M.
  • Arete Wealth Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, an estimated $6.41M increase.
  • Arete Wealth Advisors's biggest Q3 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $23.6M.
  • Arete Wealth Advisors fully exited AbbVie in Q3 2023, selling an estimated $50.4M.
  • Arete Wealth Advisors's ten largest holdings make up 24% of its $578M portfolio in Q3 2023.
  • Arete Wealth Advisors opened 94 new positions and closed 252 in Q3 2023.
  • Arete Wealth Advisors's portfolio value fell 49% quarter-over-quarter to $578M.

Based on Arete Wealth Advisors's 13F filing for Q3 2023, filed 30 Oct 2023.