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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$907M
AUM Growth
+$194M
Cap. Flow
+$38.2M
Cap. Flow %
4.21%
Top 10 Hldgs %
28.28%
Holding
455
New
71
Increased
201
Reduced
124
Closed
44

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$22.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
3
DFAI
Dimensional International Core Equity Market ETF
DFAI
+$5.59M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$3.46M
5
IXN icon
iShares Global Tech ETF
IXN
+$2.62M

Top Sells

Rank Stock Value
1
TCHP icon
T. Rowe Price Blue Chip Growth ETF
TCHP
+$16M
2
GLD icon
SPDR Gold Trust
GLD
+$7.05M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$4.38M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$2.85M
5
GDXJ icon
VanEck Junior Gold Miners ETF
GDXJ
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 5.64%
2 Financials 5.58%
3 Communication Services 4.34%
4 Consumer Discretionary 2.83%
5 Healthcare 2.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFIV icon
151
Dimensional International Value ETF
DFIV
$20.9B
$1.19M 0.13%
+36,394
New +$1.2M
NEA icon
152
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
$1.16M 0.13%
76,240
+1,328
+2% +$21K
AMT icon
153
American Tower
AMT
$77.7B
$1.15M 0.13%
4,334
-1,092
-20% -$311K
IEFA icon
154
iShares Core MSCI EAFE ETF
IEFA
$188B
$1.15M 0.13%
15,491
+2,100
+16% +$160K
USEP icon
155
Innovator US Equity Ultra Buffer ETF September
USEP
$147M
$1.14M 0.13%
41,110
-2,050
-5% -$57.7K
SPEM icon
156
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
$1.14M 0.13%
26,750
+796
+3% +$34.6K
GE icon
157
GE Aerospace
GE
$375B
$1.14M 0.13%
17,632
-2,907
-14% -$187K
FPE icon
158
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$1.13M 0.12%
55,082
+4,689
+9% +$96.8K
KBWB icon
159
Invesco KBW Bank ETF
KBWB
$6.88B
$1.12M 0.12%
16,660
+2,751
+20% +$178K
CVX icon
160
Chevron
CVX
$378B
$1.11M 0.12%
10,913
+1,045
+11% +$104K
NZF icon
161
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$1.09M 0.12%
65,219
+547
+0.8% +$9.47K
IXUS icon
162
iShares Core MSCI Total International Stock ETF
IXUS
$57.7B
$1.09M 0.12%
15,315
-2,472
-14% -$180K
JNK icon
163
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$1.05M 0.12%
+14,485
New +$1.59M
DUK icon
164
Duke Energy
DUK
$100B
$1.04M 0.11%
10,672
-261
-2% -$27K
XBI icon
165
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$1.03M 0.11%
8,148
+140
+2% +$18K
DFUS
166
Dimensional US Equity ETF
DFUS
$20.6B
$1.02M 0.11%
21,728
-303
-1% -$14.7K
AFB
167
AllianceBernstein National Municipal Income Fund
AFB
$314M
$1.01M 0.11%
67,507
+1,027
+2% +$15.5K
MUI
168
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$1.01M 0.11%
66,292
+1,142
+2% +$18.1K
DSM
169
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$1.01M 0.11%
126,225
+2,142
+2% +$17.9K
F icon
170
Ford
F
$58.5B
$996K 0.11%
69,656
+40,018
+135% +$544K
XLY icon
171
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
$987K 0.11%
10,984
-294
-3% -$26.7K
SPSB icon
172
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$977K 0.11%
31,249
+4,281
+16% +$134K
SHOP icon
173
Shopify
SHOP
$165B
$975K 0.11%
7,190
-1,590
-18% -$238K
HFRO
174
Highland Opportunities and Income Fund
HFRO
$403M
$962K 0.11%
89,350
+1,493
+2% +$16K
XYZ
175
Block Inc
XYZ
$48.4B
$942K 0.1%
3,929
+591
+18% +$152K
5 6
7
8 9

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Arete Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Arete Wealth Advisors held 455 positions worth $907M, up 27% from $713M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Arete Wealth Advisors deployed $38.2M of net new capital in Q3 2021, opening 71 new positions and adding to 201 existing holdings. Its largest new stake was Dimensional International Core Equity Market ETF: 188,768 shares worth $5.46M.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, up from 4.7% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $7.05M trimmed.

  • Arete Wealth Advisors's largest Q3 2021 buy was Dimensional International Core Equity Market ETF: 188,768 shares worth $5.46M.
  • Arete Wealth Advisors added most to Walt Disney in Q3 2021, an estimated $22.3M increase.
  • Arete Wealth Advisors's biggest Q3 2021 reduction was SPDR Gold Trust, cutting an estimated $7.05M.
  • Arete Wealth Advisors fully exited T. Rowe Price Blue Chip Growth ETF in Q3 2021, selling an estimated $16M.
  • Arete Wealth Advisors's ten largest holdings make up 28% of its $907M portfolio in Q3 2021.
  • Arete Wealth Advisors opened 71 new positions and closed 44 in Q3 2021.
  • Arete Wealth Advisors's portfolio value rose 27% quarter-over-quarter to $907M.

Based on Arete Wealth Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.