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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+13.15%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$706M
AUM Growth
+$42.4M
Cap. Flow
-$25.2M
Cap. Flow %
-3.57%
Top 10 Hldgs %
26.69%
Holding
458
New
77
Increased
110
Reduced
195
Closed
56

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$19.6M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$7.88M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$5.42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$5.18M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$4.01M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$17M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$8.71M
3
MSFT icon
Microsoft
MSFT
+$5.62M
4
HALO icon
Halozyme
HALO
+$3.88M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.56M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.93%
3 Healthcare 2.95%
4 Consumer Discretionary 2.76%
5 Communication Services 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
151
ExxonMobil
XOM
$634B
$1M 0.14%
24,260
-17,038
-41% -$639K
VER
152
DELISTED
VEREIT, Inc.
VER
$973K 0.14%
27,281
+1,168
+4% +$41.5K
NZF icon
153
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$967K 0.14%
60,014
+218
+0.4% +$3.33K
SCHA icon
154
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$967K 0.14%
43,532
+27,520
+172% +$548K
GE icon
155
GE Aerospace
GE
$377B
$966K 0.14%
18,087
-3,211
-15% -$144K
MUI
156
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$953K 0.14%
64,077
+5,867
+10% +$84.5K
ACN icon
157
Accenture
ACN
$101B
$951K 0.13%
3,690
-7,977
-68% -$1.91M
HFRO
158
Highland Opportunities and Income Fund
HFRO
$406M
$945K 0.13%
90,913
-4,376
-5% -$38.9K
KO icon
159
Coca-Cola
KO
$380B
$929K 0.13%
17,074
-19,291
-53% -$997K
BA icon
160
Boeing
BA
$175B
$925K 0.13%
4,422
-2,545
-37% -$489K
BX icon
161
Blackstone
BX
$107B
$922K 0.13%
14,348
+423
+3% +$24.6K
IWD icon
162
iShares Russell 1000 Value ETF
IWD
$82.2B
$915K 0.13%
6,781
+448
+7% +$57.5K
VHT icon
163
Vanguard Health Care ETF
VHT
$18.6B
$905K 0.13%
4,053
-547
-12% -$117K
QCOM icon
164
Qualcomm
QCOM
$172B
$899K 0.13%
5,956
-5,349
-47% -$745K
VCSH icon
165
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$879K 0.12%
10,558
-42,937
-80% -$3.56M
PFF icon
166
iShares Preferred and Income Securities ETF
PFF
$13.2B
$867K 0.12%
22,571
+3,298
+17% +$123K
GSY icon
167
Invesco Ultra Short Duration ETF
GSY
$3.86B
$859K 0.12%
16,977
-2,655
-14% -$134K
DSM
168
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$857K 0.12%
+108,852
New +$819K
AFB
169
AllianceBernstein National Municipal Income Fund
AFB
$314M
$853K 0.12%
59,176
+275
+0.5% +$3.81K
CCD
170
Calamos Dynamic Convertible & Income Fund
CCD
$704M
$821K 0.12%
29,154
– –
LOW icon
171
Lowe's Companies
LOW
$122B
$805K 0.11%
5,019
-4,680
-48% -$760K
BMY icon
172
Bristol-Myers Squibb
BMY
$130B
$803K 0.11%
12,966
+1,211
+10% +$74.5K
AXP icon
173
American Express
AXP
$227B
$779K 0.11%
6,457
-806
-11% -$89.3K
XLU icon
174
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$777K 0.11%
25,054
+6,602
+36% +$209K
ADBE icon
175
Adobe
ADBE
$99B
$771K 0.11%
1,638
-4,200
-72% -$2.03M
5 6
7
8 9

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4WM
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NEWAS
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FFW
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OCMI
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Arete Wealth Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Arete Wealth Advisors held 458 positions worth $706M, up 6.4% from $664M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Arete Wealth Advisors withdrew a net $25.2M in Q4 2020, closing 56 positions and reducing 195 holdings. Its most notable exit was Halozyme, an estimated $3.88M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Arete Wealth Advisors opened a new position in State Street Materials Select Sector SPDR ETF worth $5.72M.

  • Arete Wealth Advisors's largest Q4 2020 buy was State Street Materials Select Sector SPDR ETF: 158,246 shares worth $5.72M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2020, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2020 reduction was Vanguard Growth ETF, cutting an estimated $17M.
  • Arete Wealth Advisors fully exited Halozyme in Q4 2020, selling an estimated $3.88M.
  • Arete Wealth Advisors's ten largest holdings make up 27% of its $706M portfolio in Q4 2020.
  • Arete Wealth Advisors opened 77 new positions and closed 56 in Q4 2020.
  • Arete Wealth Advisors's portfolio value rose 6.4% quarter-over-quarter to $706M.

Based on Arete Wealth Advisors's 13F filing for Q4 2020, filed 8 Feb 2021.