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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+13.15%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$706M
AUM Growth
+$42.4M
Cap. Flow
-$25.2M
Cap. Flow %
-3.57%
Top 10 Hldgs %
26.69%
Holding
458
New
77
Increased
110
Reduced
195
Closed
56

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$19.6M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$7.88M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$5.42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$5.18M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$4.01M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$17M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$8.71M
3
MSFT icon
Microsoft
MSFT
+$5.62M
4
HALO icon
Halozyme
HALO
+$3.88M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.56M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.93%
3 Healthcare 2.95%
4 Consumer Discretionary 2.76%
5 Communication Services 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
D icon
126
Dominion Energy
D
$62B
$1.19M 0.17%
15,758
-525
-3% -$41.7K
MOAT icon
127
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
$1.18M 0.17%
19,164
+11,116
+138% +$655K
NVDA icon
128
NVIDIA
NVDA
$4.67T
$1.18M 0.17%
89,880
-8,880
-9% -$119K
SPYV icon
129
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.4B
$1.17M 0.17%
34,079
+4,236
+14% +$138K
NTG
130
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1.17M 0.17%
56,576
-53,507
-49% -$977K
USEP icon
131
Innovator US Equity Ultra Buffer ETF September
USEP
$147M
$1.16M 0.16%
43,160
– –
VNQ icon
132
Vanguard Real Estate ETF
VNQ
$39.9B
$1.16M 0.16%
14,001
-144
-1% -$11.9K
XBI icon
133
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$1.16M 0.16%
8,249
-4,906
-37% -$628K
XSD icon
134
State Street SPDR S&P Semiconductor ETF
XSD
$2.55B
$1.15M 0.16%
+6,785
New +$1.01M
PEP icon
135
PepsiCo
PEP
$197B
$1.15M 0.16%
7,802
-2,603
-25% -$370K
DSU icon
136
BlackRock Debt Strategies Fund
DSU
$592M
$1.15M 0.16%
109,722
+1,891
+2% +$19K
IAU icon
137
iShares Gold Trust
IAU
$63B
$1.14M 0.16%
30,776
+2,973
+11% +$106K
IEMG icon
138
iShares Core MSCI Emerging Markets ETF
IEMG
$145B
$1.14M 0.16%
18,119
-817
-4% -$47.1K
REET icon
139
iShares Global REIT ETF
REET
$5.16B
$1.14M 0.16%
48,852
-3,996
-8% -$90K
LMBS icon
140
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$1.13M 0.16%
21,927
-6,747
-24% -$348K
IPO icon
141
Renaissance IPO ETF
IPO
$152M
$1.12M 0.16%
17,599
+3,026
+21% +$179K
IGV icon
142
iShares Expanded Tech-Software Sector ETF
IGV
$12.5B
$1.12M 0.16%
+16,090
New +$1.07M
XLP icon
143
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$1.11M 0.16%
16,561
+8,218
+99% +$543K
SPEM icon
144
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$16.8B
$1.05M 0.15%
24,862
+11,265
+83% +$447K
VGSH icon
145
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$1.03M 0.15%
16,691
-3,769
-18% -$234K
NEA icon
146
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$1.02M 0.14%
67,279
+229
+0.3% +$3.34K
IBM icon
147
IBM
IBM
$216B
$1.01M 0.14%
8,421
-761
-8% -$88K
PBW icon
148
Invesco WilderHill Clean Energy ETF
PBW
$384M
$1.01M 0.14%
+9,744
New +$789K
XLY icon
149
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22B
$1.01M 0.14%
12,604
+7,694
+157% +$593K
IT icon
150
Gartner
IT
$11.1B
$1.01M 0.14%
6,364
-100
-2% -$14.4K
4 5
6
7 8

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Arete Wealth Advisors held 458 positions worth $706M, up 6.4% from $664M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Arete Wealth Advisors withdrew a net $25.2M in Q4 2020, closing 56 positions and reducing 195 holdings. Its most notable exit was Halozyme, an estimated $3.88M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Arete Wealth Advisors opened a new position in State Street Materials Select Sector SPDR ETF worth $5.72M.

  • Arete Wealth Advisors's largest Q4 2020 buy was State Street Materials Select Sector SPDR ETF: 158,246 shares worth $5.72M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2020, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2020 reduction was Vanguard Growth ETF, cutting an estimated $17M.
  • Arete Wealth Advisors fully exited Halozyme in Q4 2020, selling an estimated $3.88M.
  • Arete Wealth Advisors's ten largest holdings make up 27% of its $706M portfolio in Q4 2020.
  • Arete Wealth Advisors opened 77 new positions and closed 56 in Q4 2020.
  • Arete Wealth Advisors's portfolio value rose 6.4% quarter-over-quarter to $706M.

Based on Arete Wealth Advisors's 13F filing for Q4 2020, filed 8 Feb 2021.