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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$576M
AUM Growth
+$52.6M
Cap. Flow
+$22.3M
Cap. Flow %
3.87%
Top 10 Hldgs %
25.2%
Holding
440
New
36
Increased
141
Reduced
188
Closed
49

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.35M
2
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$5.4M
3
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.11M
4
MMM icon
3M
MMM
+$3.54M
5
VTV icon
Vanguard Value ETF
VTV
+$3.39M

Top Sells

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$7.29M
2
BAC icon
Bank of America
BAC
+$6.24M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.48M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.12M
5
BGIO
BlackRock 2022 Global Income Opportunity Trust
BGIO
+$2.03M

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.13%
3 Healthcare 5.13%
4 Industrials 4.48%
5 Consumer Discretionary 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUG icon
126
Vanguard Growth ETF
VUG
$216B
$1.06M 0.18%
34,716
-3,996
-10% -$115K
KEYS icon
127
Keysight
KEYS
$54.5B
$1.05M 0.18%
10,254
-174
-2% -$17.8K
RSPS icon
128
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$249M
$1.05M 0.18%
35,910
+17,955
+100% +$507K
ES icon
129
Eversource Energy
ES
$28.2B
$1.04M 0.18%
12,247
+65
+0.5% +$5.41K
PAYC icon
130
Paycom
PAYC
$6.78B
$1.03M 0.18%
3,884
-56
-1% -$13.3K
MRSH
131
Marsh
MRSH
$86.3B
$1.01M 0.18%
9,093
-26
-0.3% -$2.72K
CSCO icon
132
Cisco
CSCO
$450B
$1M 0.17%
20,947
-28,122
-57% -$1.31M
VRSK icon
133
Verisk Analytics
VRSK
$26.4B
$1M 0.17%
6,726
-368
-5% -$54.5K
SPTI icon
134
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$1M 0.17%
32,403
-5,058
-14% -$157K
REET icon
135
iShares Global REIT ETF
REET
$5.12B
$997K 0.17%
36,093
+5,377
+18% +$151K
VNQ icon
136
Vanguard Real Estate ETF
VNQ
$39.9B
$996K 0.17%
10,843
-1,840
-15% -$170K
LQD icon
137
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$993K 0.17%
7,748
-2,218
-22% -$282K
IEMG icon
138
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$978K 0.17%
18,010
+5,013
+39% +$258K
ROST icon
139
Ross Stores
ROST
$76.6B
$977K 0.17%
8,393
-116
-1% -$13.1K
VO icon
140
Vanguard Mid-Cap ETF
VO
$106B
$964K 0.17%
21,632
+180
+0.8% +$7.73K
RPG icon
141
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$947K 0.16%
37,340
+18,585
+99% +$452K
VYM icon
142
Vanguard High Dividend Yield ETF
VYM
$81.1B
$946K 0.16%
10,095
+590
+6% +$53.5K
VEEV icon
143
Veeva Systems
VEEV
$30.3B
$937K 0.16%
6,664
-135
-2% -$19.8K
FBND icon
144
Fidelity Total Bond ETF
FBND
$26.9B
$932K 0.16%
18,004
– –
EPD icon
145
Enterprise Products Partners
EPD
$83.8B
$931K 0.16%
33,047
-6,496
-16% -$176K
ROK icon
146
Rockwell Automation
ROK
$51.4B
$930K 0.16%
4,588
-51
-1% -$9.45K
TMX
147
DELISTED
Terminix Global Holdings, Inc.
TMX
$927K 0.16%
+23,973
New +$1.02M
IAU icon
148
iShares Gold Trust
IAU
$63B
$924K 0.16%
31,866
+837
+3% +$23.7K
VSS icon
149
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$907K 0.16%
8,162
+5,916
+263% +$631K
SBUX icon
150
Starbucks
SBUX
$118B
$896K 0.16%
10,184
+59
+0.6% +$5.03K
4 5
6
7 8

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4WM
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Arete Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Arete Wealth Advisors held 440 positions worth $576M, up 10% from $523M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Arete Wealth Advisors deployed $22.3M of net new capital in Q4 2019, opening 36 new positions and adding to 141 existing holdings. Its largest new stake was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Highland Opportunities and Income Fund, an estimated $7.29M trimmed.

  • Arete Wealth Advisors's largest Q4 2019 buy was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $7.35M increase.
  • Arete Wealth Advisors's biggest Q4 2019 reduction was Highland Opportunities and Income Fund, cutting an estimated $7.29M.
  • Arete Wealth Advisors fully exited Bank of America in Q4 2019, selling an estimated $6.24M.
  • Arete Wealth Advisors's ten largest holdings make up 25% of its $576M portfolio in Q4 2019.
  • Arete Wealth Advisors opened 36 new positions and closed 49 in Q4 2019.
  • Arete Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $576M.

Based on Arete Wealth Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.