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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+3.31%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$307M
AUM Growth
+$56.2M
Cap. Flow
+$50.3M
Cap. Flow %
16.38%
Top 10 Hldgs %
26.29%
Holding
343
New
74
Increased
110
Reduced
112
Closed
30

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.6M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.21M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.91M
4
IBB icon
iShares Biotechnology ETF
IBB
+$5.16M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$5.12M

Top Sells

Rank Stock Value
1
NGD
New Gold Inc
NGD
+$2.42M
2
LGF.B
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
+$2.3M
3
CAT icon
Caterpillar
CAT
+$2.25M
4
X
US Steel
X
+$2.14M
5
LLL
L3 Technologies, Inc.
LLL
+$1.97M

Sector Composition

Rank Sector Weight
1 Financials 11.22%
2 Technology 6.44%
3 Healthcare 5.58%
4 Real Estate 4.89%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
126
Bristol-Myers Squibb
BMY
$132B
$682K 0.22%
11,125
+746
+7% +$46.7K
TSN icon
127
Tyson Foods
TSN
$21.2B
$672K 0.22%
8,284
– –
ETY icon
128
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.28B
$671K 0.22%
55,056
+384
+0.7% +$4.56K
NGD
129
DELISTED
New Gold Inc
NGD
$665K 0.22%
202,231
-720,417
-78% -$2.42M
MPC icon
130
Marathon Petroleum
MPC
$91.1B
$655K 0.21%
9,925
-14
-0.1% -$857
IXJ icon
131
iShares Global Healthcare ETF
IXJ
$4.07B
$653K 0.21%
11,612
+580
+5% +$32.6K
VEU icon
132
Vanguard FTSE All-World ex-US ETF
VEU
$66.5B
$641K 0.21%
11,721
-791
-6% -$42.6K
ADP icon
133
Automatic Data Processing
ADP
$106B
$635K 0.21%
+5,422
New +$620K
BA icon
134
Boeing
BA
$170B
$634K 0.21%
2,149
-661
-24% -$179K
XHR
135
Xenia Hotels & Resorts
XHR
$1.88B
$634K 0.21%
29,362
-5,415
-16% -$118K
SIR
136
DELISTED
SELECT INCOME REIT
SIR
$633K 0.21%
57,341
-929
-2% -$10.1K
VCSH icon
137
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$620K 0.2%
+7,818
New +$623K
PK icon
138
Park Hotels & Resorts
PK
$3.03B
$613K 0.2%
+21,330
New +$611K
COP icon
139
ConocoPhillips
COP
$145B
$608K 0.2%
11,078
-240
-2% -$12.3K
VIRT icon
140
Virtu Financial
VIRT
$5.15B
$601K 0.2%
32,815
-2,600
-7% -$42.1K
DIS icon
141
Walt Disney
DIS
$167B
$600K 0.2%
5,577
+135
+2% +$13.9K
WFC icon
142
Wells Fargo
WFC
$261B
$599K 0.2%
9,871
-617
-6% -$34.8K
PEP icon
143
PepsiCo
PEP
$191B
$597K 0.19%
4,978
+1,415
+40% +$162K
VTWO icon
144
Vanguard Russell 2000 ETF
VTWO
$17.3B
$597K 0.19%
9,760
-602
-6% -$36.3K
MET icon
145
MetLife
MET
$62.4B
$591K 0.19%
11,681
-303
-3% -$16K
KR icon
146
Kroger
KR
$35.5B
$590K 0.19%
+21,477
New +$500K
O icon
147
Realty Income
O
$59.5B
$583K 0.19%
10,546
+2,953
+39% +$160K
AXP icon
148
American Express
AXP
$228B
$573K 0.19%
5,771
-1,444
-20% -$138K
GOOGL icon
149
Alphabet (Google) Class A
GOOGL
$4.31T
$570K 0.19%
10,820
-35,160
-76% -$1.82M
XBI icon
150
State Street SPDR S&P Biotech ETF
XBI
$9.92B
$569K 0.19%
6,702
+791
+13% +$66.3K
4 5
6
7 8

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Arete Wealth Advisors held 343 positions worth $307M, up 22% from $251M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Arete Wealth Advisors deployed $50.3M of net new capital in Q4 2017, opening 74 new positions and adding to 110 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 599,640 shares worth $9.29M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was New Gold Inc, an estimated $2.42M trimmed.

  • Arete Wealth Advisors's largest Q4 2017 buy was Highland Opportunities and Income Fund: 599,640 shares worth $9.29M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2017 reduction was New Gold Inc, cutting an estimated $2.42M.
  • Arete Wealth Advisors fully exited Lions Gate Entertainment Corp. Class B Non-Voting Shares in Q4 2017, selling an estimated $2.3M.
  • Arete Wealth Advisors's ten largest holdings make up 26% of its $307M portfolio in Q4 2017.
  • Arete Wealth Advisors opened 74 new positions and closed 30 in Q4 2017.
  • Arete Wealth Advisors's portfolio value rose 22% quarter-over-quarter to $307M.

Based on Arete Wealth Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.