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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+9.75%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.31B
AUM Growth
+$734M
Cap. Flow
+$647M
Cap. Flow %
49.35%
Top 10 Hldgs %
23.1%
Holding
778
New
272
Increased
284
Reduced
155
Closed
37

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$55.2M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$31.5M
3
AAPL icon
Apple
AAPL
+$30.8M
4
ABT icon
Abbott
ABT
+$26.8M
5
MSFT icon
Microsoft
MSFT
+$16.2M

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$1.01M
2
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$902K
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$809K
4
TGT icon
Target
TGT
+$806K
5
HOG icon
Harley-Davidson
HOG
+$764K

Sector Composition

Rank Sector Weight
1 Healthcare 10.22%
2 Technology 8.53%
3 Financials 8.14%
4 Consumer Discretionary 4.49%
5 Communication Services 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
101
PepsiCo
PEP
$194B
$2.7M 0.21%
15,886
+502
+3% +$83.3K
IWD icon
102
iShares Russell 1000 Value ETF
IWD
$82.2B
$2.67M 0.2%
16,183
+9,491
+142% +$1.47M
REET icon
103
iShares Global REIT ETF
REET
$5.2B
$2.66M 0.2%
110,028
+8,690
+9% +$190K
CASY icon
104
Casey's General Stores
CASY
$31.7B
$2.64M 0.2%
9,610
+16
+0.2% +$4.38K
BX icon
105
Blackstone
BX
$107B
$2.63M 0.2%
20,101
-143
-0.7% -$15.5K
KMI icon
106
Kinder Morgan
KMI
$70.5B
$2.62M 0.2%
148,724
+3,951
+3% +$67.3K
CAT icon
107
Caterpillar
CAT
$387B
$2.59M 0.2%
8,747
+2,269
+35% +$589K
LAD icon
108
Lithia Motors
LAD
$8.15B
$2.58M 0.2%
7,824
+3,612
+86% +$991K
VZ icon
109
Verizon
VZ
$201B
$2.52M 0.19%
66,847
-1,526
-2% -$54K
VNQ icon
110
Vanguard Real Estate ETF
VNQ
$40.2B
$2.5M 0.19%
28,349
+20,308
+253% +$1.61M
IBM icon
111
IBM
IBM
$214B
$2.49M 0.19%
+15,253
New +$2.3M
IXJ icon
112
iShares Global Healthcare ETF
IXJ
$4.18B
$2.49M 0.19%
28,689
+1,077
+4% +$89.3K
MINT icon
113
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$2.48M 0.19%
24,830
+13,065
+111% +$1.31M
MOAT icon
114
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
$2.46M 0.19%
29,017
+25,856
+818% +$2.01M
RWJ icon
115
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
$2.46M 0.19%
59,356
+14,321
+32% +$529K
UPS icon
116
United Parcel Service
UPS
$90.1B
$2.45M 0.19%
15,595
-2,646
-15% -$400K
LMBS icon
117
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$2.43M 0.19%
+50,344
New +$2.39M
DGRO icon
118
iShares Core Dividend Growth ETF
DGRO
$43.3B
$2.41M 0.18%
44,764
+39,240
+710% +$1.99M
IT icon
119
Gartner
IT
$10.5B
$2.39M 0.18%
5,296
-9
-0.2% -$3.6K
UDEC
120
Innovator US Equity Ultra Buffer ETF December
UDEC
$248M
$2.37M 0.18%
+73,900
New +$2.25M
UNH icon
121
UnitedHealth
UNH
$390B
$2.36M 0.18%
+4,489
New +$2.39M
VO icon
122
Vanguard Mid-Cap ETF
VO
$107B
$2.36M 0.18%
40,568
+29,504
+267% +$1.58M
BAC icon
123
Bank of America
BAC
$438B
$2.35M 0.18%
+69,836
New +$2.03M
SPIB icon
124
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$2.35M 0.18%
71,495
+30,913
+76% +$982K
MA icon
125
Mastercard
MA
$496B
$2.3M 0.18%
+5,387
New +$2.16M
3 4
5
6 7

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4WM
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Arete Wealth Advisors held 778 positions worth $1.31B, up 127% from $578M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Arete Wealth Advisors deployed $647M of net new capital in Q4 2023, opening 272 new positions and adding to 284 existing holdings. Its largest new stake was AbbVie: 378,835 shares worth $58.6M.

By sector, the portfolio is most concentrated in Healthcare at 10% of assets, up from 5.8% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was MidCap Financial Investment, an estimated $1.01M trimmed.

  • Arete Wealth Advisors's largest Q4 2023 buy was AbbVie: 378,835 shares worth $58.6M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $31.5M increase.
  • Arete Wealth Advisors's biggest Q4 2023 reduction was MidCap Financial Investment, cutting an estimated $1.01M.
  • Arete Wealth Advisors fully exited Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q4 2023, selling an estimated $902K.
  • Arete Wealth Advisors's ten largest holdings make up 23% of its $1.31B portfolio in Q4 2023.
  • Arete Wealth Advisors opened 272 new positions and closed 37 in Q4 2023.
  • Arete Wealth Advisors's portfolio value rose 127% quarter-over-quarter to $1.31B.

Based on Arete Wealth Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.