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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$578M
AUM Growth
-$554M
Cap. Flow
-$529M
Cap. Flow %
-91.61%
Top 10 Hldgs %
24.41%
Holding
758
New
94
Increased
175
Reduced
220
Closed
252

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.61M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.41M
3
GLD icon
SPDR Gold Trust
GLD
+$5.7M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.21M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.99M

Top Sells

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$50.4M
2
AAPL icon
Apple
AAPL
+$35.7M
3
ABT icon
Abbott
ABT
+$28M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$23.6M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$17.7M

Sector Composition

Rank Sector Weight
1 Financials 13.53%
2 Real Estate 6.3%
3 Technology 5.86%
4 Healthcare 5.83%
5 Consumer Discretionary 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DE icon
101
Deere & Co
DE
$173B
$1.28M 0.22%
3,402
-1,087
-24% -$448K
SPIB icon
102
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$1.28M 0.22%
40,582
-63,987
-61% -$2.04M
LAD icon
103
Lithia Motors
LAD
$8.1B
$1.24M 0.22%
+4,212
New +$1.28M
PRU icon
104
Prudential Financial
PRU
$43.2B
$1.23M 0.21%
12,995
+439
+3% +$41.5K
CRM icon
105
Salesforce
CRM
$150B
$1.21M 0.21%
5,973
+835
+16% +$180K
T icon
106
AT&T
T
$169B
$1.2M 0.21%
79,993
-14,252
-15% -$209K
GIS icon
107
General Mills
GIS
$20.1B
$1.2M 0.21%
18,677
-3,765
-17% -$266K
ULST icon
108
State Street Ultra Short Term Bond ETF
ULST
$527M
$1.19M 0.21%
+29,593
New +$1.19M
TIP icon
109
iShares TIPS Bond ETF
TIP
$14.5B
$1.19M 0.21%
11,464
-4,176
-27% -$442K
WPC icon
110
W.P. Carey
WPC
$16.9B
$1.19M 0.21%
22,430
-755
-3% -$48.4K
MINT icon
111
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.18M 0.2%
11,765
+3,292
+39% +$329K
CMCSA icon
112
Comcast
CMCSA
$85.8B
$1.17M 0.2%
26,435
+5,482
+26% +$245K
NEAR icon
113
iShares Short Maturity Bond ETF
NEAR
$4.83B
$1.17M 0.2%
23,373
+5,457
+30% +$271K
JPST icon
114
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$1.16M 0.2%
23,171
+2,828
+14% +$142K
AXP icon
115
American Express
AXP
$227B
$1.13M 0.2%
7,593
+1,028
+16% +$168K
JAAA icon
116
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$1.13M 0.2%
+22,474
New +$1.13M
MU icon
117
Micron Technology
MU
$933B
$1.1M 0.19%
16,206
+11,584
+251% +$776K
SO icon
118
Southern Company
SO
$110B
$1.1M 0.19%
17,011
-6,194
-27% -$430K
NEE icon
119
NextEra Energy
NEE
$188B
$1.09M 0.19%
19,062
-9,815
-34% -$679K
TGT icon
120
Target
TGT
$65.5B
$1.07M 0.18%
9,656
+6,546
+210% +$831K
APO icon
121
Apollo Global Management
APO
$71.9B
$1.07M 0.18%
11,872
-3,558
-23% -$299K
AJG icon
122
Arthur J. Gallagher & Co
AJG
$67B
$1.06M 0.18%
+4,662
New +$1.04M
TXN icon
123
Texas Instruments
TXN
$256B
$1.03M 0.18%
6,480
+2,992
+86% +$510K
BP icon
124
BP
BP
$108B
$1.03M 0.18%
26,495
-4,887
-16% -$181K
FBRT
125
Franklin BSP Realty Trust
FBRT
$604M
$1.02M 0.18%
76,756
-82,153
-52% -$1.14M
3 4
5
6 7

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WA
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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Arete Wealth Advisors held 758 positions worth $578M, down 49% from $1.13B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Arete Wealth Advisors withdrew a net $529M in Q3 2023, closing 252 positions and reducing 220 holdings. Its most notable exit was AbbVie, an estimated $50.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 8% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Arete Wealth Advisors opened a new position in ProShares Short S&P500 worth $9.96M.

  • Arete Wealth Advisors's largest Q3 2023 buy was ProShares Short S&P500: 172,105 shares worth $9.96M.
  • Arete Wealth Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, an estimated $6.41M increase.
  • Arete Wealth Advisors's biggest Q3 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $23.6M.
  • Arete Wealth Advisors fully exited AbbVie in Q3 2023, selling an estimated $50.4M.
  • Arete Wealth Advisors's ten largest holdings make up 24% of its $578M portfolio in Q3 2023.
  • Arete Wealth Advisors opened 94 new positions and closed 252 in Q3 2023.
  • Arete Wealth Advisors's portfolio value fell 49% quarter-over-quarter to $578M.

Based on Arete Wealth Advisors's 13F filing for Q3 2023, filed 30 Oct 2023.