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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$576M
AUM Growth
+$52.6M
Cap. Flow
+$22.3M
Cap. Flow %
3.87%
Top 10 Hldgs %
25.2%
Holding
440
New
36
Increased
141
Reduced
188
Closed
49

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.35M
2
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$5.4M
3
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.11M
4
MMM icon
3M
MMM
+$3.54M
5
VTV icon
Vanguard Value ETF
VTV
+$3.39M

Top Sells

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$7.29M
2
BAC icon
Bank of America
BAC
+$6.24M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.48M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.12M
5
BGIO
BlackRock 2022 Global Income Opportunity Trust
BGIO
+$2.03M

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.13%
3 Healthcare 5.13%
4 Industrials 4.48%
5 Consumer Discretionary 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
101
American Express
AXP
$223B
$1.4M 0.24%
11,246
-21
-0.2% -$2.51K
BLK icon
102
Blackrock
BLK
$164B
$1.35M 0.23%
2,686
-17
-0.6% -$8.06K
EPAM icon
103
EPAM Systems
EPAM
$4.69B
$1.33M 0.23%
6,263
-64
-1% -$12.6K
NKE icon
104
Nike
NKE
$61.9B
$1.33M 0.23%
13,101
-1,164
-8% -$110K
FLG.PRU
105
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$1.31M 0.23%
25,813
-49
-0.2% -$2.48K
DHR icon
106
Danaher
DHR
$135B
$1.3M 0.23%
9,563
-211
-2% -$26.7K
SPMD icon
107
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$1.27M 0.22%
34,970
+2,293
+7% +$79.9K
HON icon
108
Honeywell
HON
$77.1B
$1.26M 0.22%
7,542
-98
-1% -$16K
HYG icon
109
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.25M 0.22%
14,218
+8,514
+149% +$741K
GOOG icon
110
Alphabet (Google) Class C
GOOG
$3.9T
$1.24M 0.22%
18,600
-4,220
-18% -$272K
WBND
111
DELISTED
Western Asset Total Return ETF
WBND
$1.23M 0.21%
+13,033
New +$1.25M
BA icon
112
Boeing
BA
$165B
$1.19M 0.21%
3,629
-519
-13% -$184K
MCD icon
113
McDonald's
MCD
$188B
$1.18M 0.21%
5,978
+39
+0.7% +$7.74K
IVE icon
114
iShares S&P 500 Value ETF
IVE
$48.9B
$1.18M 0.2%
9,065
+4,694
+107% +$584K
DSM
115
BNY Mellon Strategic Municipal Bond Fund
DSM
$292M
$1.17M 0.2%
144,812
+20,159
+16% +$168K
IEI icon
116
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$1.17M 0.2%
9,271
-1,102
-11% -$139K
TMO icon
117
Thermo Fisher Scientific
TMO
$211B
$1.16M 0.2%
3,579
-17
-0.5% -$5.16K
VV icon
118
Vanguard Large-Cap ETF
VV
$51.9B
$1.16M 0.2%
7,821
-78
-1% -$11K
IWF icon
119
iShares Russell 1000 Growth ETF
IWF
$122B
$1.14M 0.2%
25,880
-2,668
-9% -$111K
LULU icon
120
lululemon athletica
LULU
$13B
$1.13M 0.2%
4,894
+99
+2% +$21.1K
ENB icon
121
Enbridge
ENB
$124B
$1.12M 0.19%
28,172
-128
-0.5% -$4.78K
CPRT icon
122
Copart
CPRT
$25.9B
$1.09M 0.19%
47,956
-392
-0.8% -$8.37K
EVV
123
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$1.09M 0.19%
82,176
+4,733
+6% +$60.7K
AMGN icon
124
Amgen
AMGN
$203B
$1.07M 0.19%
4,436
+2
+0% +$441
VER
125
DELISTED
VEREIT, Inc.
VER
$1.07M 0.19%
23,913
+3,263
+16% +$156K
3 4
5
6 7

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4WM
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AFCM
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BFMH
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NEWAS
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FFW
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CRAM
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Arete Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Arete Wealth Advisors held 440 positions worth $576M, up 10% from $523M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Arete Wealth Advisors deployed $22.3M of net new capital in Q4 2019, opening 36 new positions and adding to 141 existing holdings. Its largest new stake was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Highland Opportunities and Income Fund, an estimated $7.29M trimmed.

  • Arete Wealth Advisors's largest Q4 2019 buy was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $7.35M increase.
  • Arete Wealth Advisors's biggest Q4 2019 reduction was Highland Opportunities and Income Fund, cutting an estimated $7.29M.
  • Arete Wealth Advisors fully exited Bank of America in Q4 2019, selling an estimated $6.24M.
  • Arete Wealth Advisors's ten largest holdings make up 25% of its $576M portfolio in Q4 2019.
  • Arete Wealth Advisors opened 36 new positions and closed 49 in Q4 2019.
  • Arete Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $576M.

Based on Arete Wealth Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.