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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+3.31%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$307M
AUM Growth
+$56.2M
Cap. Flow
+$50.3M
Cap. Flow %
16.38%
Top 10 Hldgs %
26.29%
Holding
343
New
74
Increased
110
Reduced
112
Closed
30

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.6M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.21M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.91M
4
IBB icon
iShares Biotechnology ETF
IBB
+$5.16M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$5.12M

Top Sells

Rank Stock Value
1
NGD
New Gold Inc
NGD
+$2.42M
2
LGF.B
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
+$2.3M
3
CAT icon
Caterpillar
CAT
+$2.25M
4
X
US Steel
X
+$2.14M
5
LLL
L3 Technologies, Inc.
LLL
+$1.97M

Sector Composition

Rank Sector Weight
1 Financials 11.22%
2 Technology 6.44%
3 Healthcare 5.58%
4 Real Estate 4.89%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSS icon
101
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$847K 0.28%
7,105
+1,297
+22% +$151K
FIZZ icon
102
National Beverage
FIZZ
$2.98B
$845K 0.28%
+17,336
New +$889K
NZF icon
103
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$838K 0.27%
54,962
+5,106
+10% +$77.5K
EFA icon
104
iShares MSCI EAFE ETF
EFA
$77.5B
$837K 0.27%
11,902
-225
-2% -$15.6K
C icon
105
Citigroup
C
$223B
$830K 0.27%
11,152
-952
-8% -$70.4K
DBRG icon
106
DigitalBridge
DBRG
$2.93B
$820K 0.27%
17,958
-1,851
-9% -$90.9K
ABBV icon
107
AbbVie
ABBV
$445B
$812K 0.26%
8,395
-1,875
-18% -$177K
VZ icon
108
Verizon
VZ
$193B
$806K 0.26%
15,236
+1,193
+8% +$58.7K
SABA
109
Saba Capital Income & Opportunities Fund II
SABA
$224M
$789K 0.26%
61,086
+1,624
+3% +$21.4K
GPC icon
110
Genuine Parts
GPC
$17.2B
$782K 0.25%
8,235
-1,145
-12% -$105K
NEA icon
111
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
$764K 0.25%
55,566
+5,804
+12% +$79.6K
DSU icon
112
BlackRock Debt Strategies Fund
DSU
$594M
$761K 0.25%
65,052
+2,796
+4% +$32.6K
BAC.PRL icon
113
Bank of America Series L
BAC.PRL
$3.96B
$754K 0.25%
572
-38
-6% -$50K
MUI
114
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$751K 0.24%
53,918
+5,836
+12% +$82.1K
AFB
115
AllianceBernstein National Municipal Income Fund
AFB
$313M
$741K 0.24%
55,305
+6,039
+12% +$82.6K
NFLX icon
116
Netflix
NFLX
$300B
$732K 0.24%
38,150
+4,790
+14% +$92.2K
TMP icon
117
Tompkins Financial
TMP
$1.41B
$729K 0.24%
8,965
– –
F icon
118
Ford
F
$57.9B
$724K 0.24%
58,005
+40,973
+241% +$504K
PFX icon
119
PhenixFIN
PFX
$720K 0.23%
6,899
+150
+2% +$17.1K
JNK icon
120
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$716K 0.23%
6,502
+367
+6% +$40.7K
VER
121
DELISTED
VEREIT, Inc.
VER
$705K 0.23%
18,107
-1
-0% -$40
BGB
122
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$701K 0.23%
44,608
-2,172
-5% -$34.5K
COR icon
123
Cencora
COR
$60.5B
$700K 0.23%
+7,624
New +$631K
SPIB icon
124
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$700K 0.23%
20,462
+2,671
+15% +$91.8K
EPD icon
125
Enterprise Products Partners
EPD
$81.2B
$696K 0.23%
26,240
-2,235
-8% -$56.6K
3 4
5
6 7

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Arete Wealth Advisors held 343 positions worth $307M, up 22% from $251M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Arete Wealth Advisors deployed $50.3M of net new capital in Q4 2017, opening 74 new positions and adding to 110 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 599,640 shares worth $9.29M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was New Gold Inc, an estimated $2.42M trimmed.

  • Arete Wealth Advisors's largest Q4 2017 buy was Highland Opportunities and Income Fund: 599,640 shares worth $9.29M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2017 reduction was New Gold Inc, cutting an estimated $2.42M.
  • Arete Wealth Advisors fully exited Lions Gate Entertainment Corp. Class B Non-Voting Shares in Q4 2017, selling an estimated $2.3M.
  • Arete Wealth Advisors's ten largest holdings make up 26% of its $307M portfolio in Q4 2017.
  • Arete Wealth Advisors opened 74 new positions and closed 30 in Q4 2017.
  • Arete Wealth Advisors's portfolio value rose 22% quarter-over-quarter to $307M.

Based on Arete Wealth Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.