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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+9.75%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.31B
AUM Growth
+$734M
Cap. Flow
+$647M
Cap. Flow %
49.35%
Top 10 Hldgs %
23.1%
Holding
778
New
272
Increased
284
Reduced
155
Closed
37

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$55.2M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$31.5M
3
AAPL icon
Apple
AAPL
+$30.8M
4
ABT icon
Abbott
ABT
+$26.8M
5
MSFT icon
Microsoft
MSFT
+$16.2M

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$1.01M
2
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$902K
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$809K
4
TGT icon
Target
TGT
+$806K
5
HOG icon
Harley-Davidson
HOG
+$764K

Sector Composition

Rank Sector Weight
1 Healthcare 10.22%
2 Technology 8.53%
3 Financials 8.14%
4 Consumer Discretionary 4.49%
5 Communication Services 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCSF icon
76
Bain Capital Specialty
BCSF
$820M
$3.62M 0.28%
240,009
-35,568
-13% -$541K
BGY icon
77
BlackRock Enhanced International Dividend Trust
BGY
$512M
$3.49M 0.27%
661,671
+5,525
+0.8% +$27.8K
SPSB icon
78
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$3.48M 0.27%
116,691
+63,385
+119% +$1.87M
GLDM icon
79
SPDR Gold MiniShares Trust
GLDM
$27.4B
$3.47M 0.26%
84,873
+23,453
+38% +$920K
AVK
80
Advent Convertible and Income Fund
AVK
$534M
$3.46M 0.26%
312,085
+10,555
+4% +$106K
EJAN icon
81
Innovator Emerging Markets Power Buffer ETF January
EJAN
$143M
$3.45M 0.26%
+120,209
New +$3.31M
ZECP icon
82
Zacks Earnings Consistent Portfolio ETF
ZECP
$361M
$3.4M 0.26%
+130,058
New +$3.24M
KO icon
83
Coca-Cola
KO
$386B
$3.33M 0.25%
+56,582
New +$3.21M
COST icon
84
Costco
COST
$435B
$3.32M 0.25%
5,033
+113
+2% +$67K
LLY icon
85
Eli Lilly
LLY
$1.09T
$3.17M 0.24%
5,445
+704
+15% +$411K
SPSM icon
86
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$3.1M 0.24%
+73,591
New +$2.77M
EIM
87
Eaton Vance Municipal Bond Fund
EIM
$492M
$3.1M 0.24%
306,000
-13,000
-4% -$122K
SPYG icon
88
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.9B
$3.08M 0.23%
47,274
+32,630
+223% +$2.01M
IXN icon
89
iShares Global Tech ETF
IXN
$7.97B
$3.06M 0.23%
44,868
+286
+0.6% +$18K
TIP icon
90
iShares TIPS Bond ETF
TIP
$14.5B
$3.04M 0.23%
28,296
+16,832
+147% +$1.76M
IUSB icon
91
iShares Core Universal USD Bond ETF
IUSB
$43B
$2.89M 0.22%
62,803
-52
-0.1% -$2.3K
IXG icon
92
iShares Global Financials ETF
IXG
$675M
$2.83M 0.22%
36,007
+1,067
+3% +$77.9K
VCSH icon
93
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.82M 0.21%
36,397
+29,100
+399% +$2.2M
BXMT icon
94
Blackstone Mortgage Trust
BXMT
$2.83B
$2.77M 0.21%
130,402
+777
+0.6% +$16.8K
BA icon
95
Boeing
BA
$173B
$2.76M 0.21%
+10,632
New +$2.27M
EFA icon
96
iShares MSCI EAFE ETF
EFA
$76.5B
$2.76M 0.21%
36,573
+31,666
+645% +$2.24M
SPHD icon
97
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.44B
$2.74M 0.21%
64,653
+54,705
+550% +$2.18M
QQQX icon
98
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$2.7M 0.21%
116,840
-995
-0.8% -$22.3K
IEMG icon
99
iShares Core MSCI Emerging Markets ETF
IEMG
$146B
$2.7M 0.21%
53,442
+37,443
+234% +$1.81M
RITM icon
100
Rithm Capital
RITM
$5.46B
$2.7M 0.21%
252,995
-73,464
-23% -$731K
2 3
4
5 6

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Arete Wealth Advisors held 778 positions worth $1.31B, up 127% from $578M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Arete Wealth Advisors deployed $647M of net new capital in Q4 2023, opening 272 new positions and adding to 284 existing holdings. Its largest new stake was AbbVie: 378,835 shares worth $58.6M.

By sector, the portfolio is most concentrated in Healthcare at 10% of assets, up from 5.8% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was MidCap Financial Investment, an estimated $1.01M trimmed.

  • Arete Wealth Advisors's largest Q4 2023 buy was AbbVie: 378,835 shares worth $58.6M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $31.5M increase.
  • Arete Wealth Advisors's biggest Q4 2023 reduction was MidCap Financial Investment, cutting an estimated $1.01M.
  • Arete Wealth Advisors fully exited Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q4 2023, selling an estimated $902K.
  • Arete Wealth Advisors's ten largest holdings make up 23% of its $1.31B portfolio in Q4 2023.
  • Arete Wealth Advisors opened 272 new positions and closed 37 in Q4 2023.
  • Arete Wealth Advisors's portfolio value rose 127% quarter-over-quarter to $1.31B.

Based on Arete Wealth Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.