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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+13.15%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$706M
AUM Growth
+$42.4M
Cap. Flow
-$25.2M
Cap. Flow %
-3.57%
Top 10 Hldgs %
26.69%
Holding
458
New
77
Increased
110
Reduced
195
Closed
56

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$19.6M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$7.88M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$5.42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$5.18M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$4.01M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$17M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$8.71M
3
MSFT icon
Microsoft
MSFT
+$5.62M
4
HALO icon
Halozyme
HALO
+$3.88M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.56M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.93%
3 Healthcare 2.95%
4 Consumer Discretionary 2.76%
5 Communication Services 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPTI icon
76
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$2.19M 0.31%
66,256
+12,154
+22% +$402K
BGY icon
77
BlackRock Enhanced International Dividend Trust
BGY
$513M
$2.18M 0.31%
371,911
-9,258
-2% -$51.5K
JPM icon
78
JPMorgan Chase
JPM
$950B
$2.15M 0.3%
16,908
-5,522
-25% -$617K
IVV icon
79
iShares Core S&P 500 ETF
IVV
$871B
$2.13M 0.3%
+5,720
New +$2.04M
VO icon
80
Vanguard Mid-Cap ETF
VO
$107B
$2.09M 0.3%
40,396
-6,448
-14% -$312K
BGIO
81
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$2.04M 0.29%
226,067
-1,852
-0.8% -$16.2K
VZ icon
82
Verizon
VZ
$201B
$1.98M 0.28%
33,707
-718
-2% -$42.6K
EMB icon
83
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.93M 0.27%
16,649
+10,169
+157% +$1.15M
GOOG icon
84
Alphabet (Google) Class C
GOOG
$4.07T
$1.9M 0.27%
21,800
-1,340
-6% -$113K
GOOGL icon
85
Alphabet (Google) Class A
GOOGL
$4.08T
$1.86M 0.26%
21,360
-26,560
-55% -$2.23M
WMT icon
86
Walmart Inc
WMT
$900B
$1.84M 0.26%
38,154
+3,495
+10% +$170K
SPIB icon
87
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.82M 0.26%
49,127
+12,639
+35% +$466K
CASY icon
88
Casey's General Stores
CASY
$31.7B
$1.81M 0.26%
10,143
-262
-3% -$47.5K
LQD icon
89
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$1.8M 0.26%
13,092
+2,147
+20% +$292K
HYG icon
90
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$1.76M 0.25%
+20,160
New +$1.73M
MMM icon
91
3M
MMM
$94.1B
$1.73M 0.25%
11,873
-1,322
-10% -$188K
IXJ icon
92
iShares Global Healthcare ETF
IXJ
$4.18B
$1.72M 0.24%
22,496
-1,457
-6% -$107K
IXG icon
93
iShares Global Financials ETF
IXG
$679M
$1.69M 0.24%
26,192
-77
-0.3% -$4.58K
MA icon
94
Mastercard
MA
$497B
$1.66M 0.23%
4,651
-586
-11% -$195K
META icon
95
Meta Platforms (Facebook)
META
$1.51T
$1.64M 0.23%
6,059
-3,277
-35% -$898K
MCO icon
96
Moody's
MCO
$83.9B
$1.62M 0.23%
5,542
-145
-3% -$40.6K
B
97
Barrick Mining
B
$61.5B
$1.6M 0.23%
+70,176
New +$1.78M
AEM icon
98
Agnico Eagle Mines
AEM
$71.9B
$1.59M 0.23%
22,585
-949
-4% -$70.8K
HD icon
99
Home Depot
HD
$343B
$1.58M 0.22%
5,972
-7,335
-55% -$2.02M
JEPI icon
100
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$1.58M 0.22%
+28,351
New +$1.55M
2 3
4
5 6

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Arete Wealth Advisors held 458 positions worth $706M, up 6.4% from $664M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Arete Wealth Advisors withdrew a net $25.2M in Q4 2020, closing 56 positions and reducing 195 holdings. Its most notable exit was Halozyme, an estimated $3.88M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Arete Wealth Advisors opened a new position in State Street Materials Select Sector SPDR ETF worth $5.72M.

  • Arete Wealth Advisors's largest Q4 2020 buy was State Street Materials Select Sector SPDR ETF: 158,246 shares worth $5.72M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2020, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2020 reduction was Vanguard Growth ETF, cutting an estimated $17M.
  • Arete Wealth Advisors fully exited Halozyme in Q4 2020, selling an estimated $3.88M.
  • Arete Wealth Advisors's ten largest holdings make up 27% of its $706M portfolio in Q4 2020.
  • Arete Wealth Advisors opened 77 new positions and closed 56 in Q4 2020.
  • Arete Wealth Advisors's portfolio value rose 6.4% quarter-over-quarter to $706M.

Based on Arete Wealth Advisors's 13F filing for Q4 2020, filed 8 Feb 2021.