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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$576M
AUM Growth
+$52.6M
Cap. Flow
+$22.3M
Cap. Flow %
3.87%
Top 10 Hldgs %
25.2%
Holding
440
New
36
Increased
141
Reduced
188
Closed
49

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.35M
2
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$5.4M
3
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.11M
4
MMM icon
3M
MMM
+$3.54M
5
VTV icon
Vanguard Value ETF
VTV
+$3.39M

Top Sells

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$7.29M
2
BAC icon
Bank of America
BAC
+$6.24M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.48M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.12M
5
BGIO
BlackRock 2022 Global Income Opportunity Trust
BGIO
+$2.03M

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.13%
3 Healthcare 5.13%
4 Industrials 4.48%
5 Consumer Discretionary 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMBS icon
76
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$1.89M 0.33%
36,537
-5,766
-14% -$299K
MINT icon
77
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.85M 0.32%
+18,196
New +$1.85M
PEP icon
78
PepsiCo
PEP
$186B
$1.84M 0.32%
13,468
+3,775
+39% +$514K
FLDR icon
79
Fidelity Low Duration Bond Factor ETF
FLDR
$1.95B
$1.83M 0.32%
36,216
-4,631
-11% -$235K
CVX icon
80
Chevron
CVX
$388B
$1.83M 0.32%
15,150
-420
-3% -$49.5K
UNH icon
81
UnitedHealth
UNH
$382B
$1.81M 0.31%
6,166
-428
-6% -$112K
D icon
82
Dominion Energy
D
$62.5B
$1.8M 0.31%
21,772
-240
-1% -$19.6K
PG icon
83
Procter & Gamble
PG
$343B
$1.75M 0.3%
14,046
-2,793
-17% -$342K
VEU icon
84
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$1.75M 0.3%
32,468
+153
+0.5% +$7.95K
PFE icon
85
Pfizer
PFE
$140B
$1.74M 0.3%
46,873
-6,278
-12% -$224K
COST icon
86
Costco
COST
$415B
$1.71M 0.3%
5,799
+6
+0.1% +$1.78K
IXN icon
87
iShares Global Tech ETF
IXN
$8.7B
$1.65M 0.29%
47,076
+1,884
+4% +$61.8K
CASY icon
88
Casey's General Stores
CASY
$31.9B
$1.65M 0.29%
10,356
-16
-0.2% -$2.65K
PYPL icon
89
PayPal
PYPL
$49.5B
$1.62M 0.28%
14,968
-4
-0% -$417
NEE icon
90
NextEra Energy
NEE
$187B
$1.57M 0.27%
25,888
-228
-0.9% -$13.3K
AMLP icon
91
Alerian MLP ETF
AMLP
$13B
$1.53M 0.27%
35,931
+7,051
+24% +$296K
ABBV icon
92
AbbVie
ABBV
$458B
$1.53M 0.27%
17,219
+8,022
+87% +$666K
TXN icon
93
Texas Instruments
TXN
$255B
$1.52M 0.26%
11,879
+1,248
+12% +$154K
IXJ icon
94
iShares Global Healthcare ETF
IXJ
$4.11B
$1.51M 0.26%
22,031
+1,152
+6% +$74.7K
ZTS icon
95
Zoetis
ZTS
$31.6B
$1.47M 0.25%
11,072
-128
-1% -$15.9K
CVS icon
96
CVS Health
CVS
$137B
$1.45M 0.25%
19,580
-542
-3% -$38.1K
NDP
97
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.45M 0.25%
41,726
-4,680
-10% -$146K
IBM icon
98
IBM
IBM
$202B
$1.43M 0.25%
11,162
-4,783
-30% -$622K
LMT icon
99
Lockheed Martin
LMT
$134B
$1.43M 0.25%
3,668
+36
+1% +$13.8K
IXG icon
100
iShares Global Financials ETF
IXG
$655M
$1.41M 0.24%
20,452
+1,371
+7% +$91.1K
2 3
4
5 6

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4WM
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BFMH
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Arete Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Arete Wealth Advisors held 440 positions worth $576M, up 10% from $523M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Arete Wealth Advisors deployed $22.3M of net new capital in Q4 2019, opening 36 new positions and adding to 141 existing holdings. Its largest new stake was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Highland Opportunities and Income Fund, an estimated $7.29M trimmed.

  • Arete Wealth Advisors's largest Q4 2019 buy was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $7.35M increase.
  • Arete Wealth Advisors's biggest Q4 2019 reduction was Highland Opportunities and Income Fund, cutting an estimated $7.29M.
  • Arete Wealth Advisors fully exited Bank of America in Q4 2019, selling an estimated $6.24M.
  • Arete Wealth Advisors's ten largest holdings make up 25% of its $576M portfolio in Q4 2019.
  • Arete Wealth Advisors opened 36 new positions and closed 49 in Q4 2019.
  • Arete Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $576M.

Based on Arete Wealth Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.