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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-7.15%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$128M
AUM Growth
-$20.5M
Cap. Flow
-$10.8M
Cap. Flow %
-8.4%
Top 10 Hldgs %
49.99%
Holding
165
New
24
Increased
51
Reduced
34
Closed
37

Top Buys

Rank Stock Value
1
SDS icon
ProShares UltraShort S&P500
SDS
+$4.79M
2
OLN icon
Olin
OLN
+$1.77M
3
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.27M
4
NRF
NorthStar Realty Finance Corp.
NRF
+$1.06M
5
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
+$761K

Top Sells

Rank Stock Value
1
SWKS icon
Skyworks Solutions
SWKS
+$2.71M
2
SBUX icon
Starbucks
SBUX
+$2.59M
3
LNKD
LinkedIn Corporation
LNKD
+$2.24M
4
AMZN icon
Amazon
AMZN
+$2.23M
5
PTC icon
PTC
PTC
+$1.96M

Sector Composition

Rank Sector Weight
1 Financials 33.24%
2 Technology 8.12%
3 Real Estate 7.15%
4 Communication Services 4.45%
5 Consumer Discretionary 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OIA icon
76
Invesco Municipal Income Opportunities Trust
OIA
$293M
$351K 0.27%
51,864
+2,427
+5% +$16.3K
NMA
77
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$350K 0.27%
26,333
+1,276
+5% +$16.8K
MVF
78
DELISTED
BlackRock MuniVest Fund
MVF
$347K 0.27%
36,138
+1,718
+5% +$16.4K
NPM
79
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$337K 0.26%
24,700
+153
+0.6% +$2.06K
CELG
80
DELISTED
Celgene Corp
CELG
$336K 0.26%
3,107
-229
-7% -$28.4K
IXG icon
81
iShares Global Financials ETF
IXG
$679M
$333K 0.26%
6,476
-2,631
-29% -$146K
T icon
82
AT&T
T
$159B
$328K 0.26%
13,329
+1,348
+11% +$34.4K
AMGN icon
83
Amgen
AMGN
$209B
$317K 0.25%
2,290
– –
IGIB icon
84
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$316K 0.25%
5,822
– –
V icon
85
Visa
V
$684B
$315K 0.25%
4,528
+604
+15% +$43.1K
VZ icon
86
Verizon
VZ
$193B
$311K 0.24%
7,147
-7,034
-50% -$325K
TBT icon
87
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$300M
$309K 0.24%
7,134
-566
-7% -$25.9K
HRB icon
88
H&R Block
HRB
$5.61B
$293K 0.23%
8,104
+53
+0.7% +$1.79K
SHV icon
89
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$289K 0.23%
+2,618
New +$289K
CXP
90
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$287K 0.22%
12,369
+35
+0.3% +$821
XOM icon
91
ExxonMobil
XOM
$651B
$277K 0.22%
3,723
+55
+1% +$4.24K
GS icon
92
Goldman Sachs
GS
$302B
$267K 0.21%
1,535
-8
-0.5% -$1.57K
KRE icon
93
State Street SPDR S&P Regional Banking ETF
KRE
$4.49B
$264K 0.21%
6,408
-43,776
-87% -$1.86M
NLY icon
94
Annaly Capital Management
NLY
$17.4B
$264K 0.21%
6,688
+312
+5% +$12.5K
KNOW
95
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$264K 0.21%
7,972
-3,124
-28% -$110K
PFX icon
96
PhenixFIN
PFX
$83.1M
$261K 0.2%
1,753
+400
+30% +$68.1K
RIGS icon
97
ALPS Strategic Income Fund
RIGS
$60.3M
$260K 0.2%
+10,787
New +$267K
ULQ
98
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$255K 0.2%
+5,101
New +$255K
DHR icon
99
Danaher
DHR
$138B
$252K 0.2%
4,394
-372
-8% -$22K
MUB icon
100
iShares National Muni Bond ETF
MUB
$45.2B
$245K 0.19%
+2,234
New +$243K
2 3
4
5 6

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Arete Wealth Advisors held 165 positions worth $128M, down 14% from $148M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Arete Wealth Advisors withdrew a net $10.8M in Q3 2015, closing 37 positions and reducing 34 holdings. Its most notable exit was Skyworks Solutions, an estimated $2.71M position sold in full.

By sector, the portfolio is most concentrated in Financials at 33% of assets, up from 33% a quarter earlier, followed by Technology and Real Estate.

Against the trend, Arete Wealth Advisors opened a new position in ProShares UltraShort S&P500 worth $5.2M.

  • Arete Wealth Advisors's largest Q3 2015 buy was ProShares UltraShort S&P500: 2,232 shares worth $5.2M.
  • Arete Wealth Advisors added most to Eaton Vance Risk-Managed Diversified Equity Income Fund in Q3 2015, an estimated $1.27M increase.
  • Arete Wealth Advisors's biggest Q3 2015 reduction was Amazon, cutting an estimated $2.23M.
  • Arete Wealth Advisors fully exited Skyworks Solutions in Q3 2015, selling an estimated $2.71M.
  • Arete Wealth Advisors's ten largest holdings make up 50% of its $128M portfolio in Q3 2015.
  • Arete Wealth Advisors opened 24 new positions and closed 37 in Q3 2015.
  • Arete Wealth Advisors's portfolio value fell 14% quarter-over-quarter to $128M.

Based on Arete Wealth Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.