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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+9.75%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.31B
AUM Growth
+$734M
Cap. Flow
+$647M
Cap. Flow %
49.35%
Top 10 Hldgs %
23.1%
Holding
778
New
272
Increased
284
Reduced
155
Closed
37

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$55.2M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$31.5M
3
AAPL icon
Apple
AAPL
+$30.8M
4
ABT icon
Abbott
ABT
+$26.8M
5
MSFT icon
Microsoft
MSFT
+$16.2M

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$1.01M
2
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$902K
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$809K
4
TGT icon
Target
TGT
+$806K
5
HOG icon
Harley-Davidson
HOG
+$764K

Sector Composition

Rank Sector Weight
1 Healthcare 10.22%
2 Technology 8.53%
3 Financials 8.14%
4 Consumer Discretionary 4.49%
5 Communication Services 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYA
776
DELISTED
Simplify Tail Risk Strategy ETF
CYA
– –
-500
Closed -$53K
NVTA
777
DELISTED
Invitae Corporation
NVTA
– –
-21,194
Closed -$12.8K
KMF
778
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-126,643
Closed -$902K
28 29 30 31
32

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Arete Wealth Advisors held 778 positions worth $1.31B, up 127% from $578M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Arete Wealth Advisors deployed $647M of net new capital in Q4 2023, opening 272 new positions and adding to 284 existing holdings. Its largest new stake was AbbVie: 378,835 shares worth $58.6M.

By sector, the portfolio is most concentrated in Healthcare at 10% of assets, up from 5.8% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was MidCap Financial Investment, an estimated $1.01M trimmed.

  • Arete Wealth Advisors's largest Q4 2023 buy was AbbVie: 378,835 shares worth $58.6M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $31.5M increase.
  • Arete Wealth Advisors's biggest Q4 2023 reduction was MidCap Financial Investment, cutting an estimated $1.01M.
  • Arete Wealth Advisors fully exited Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q4 2023, selling an estimated $902K.
  • Arete Wealth Advisors's ten largest holdings make up 23% of its $1.31B portfolio in Q4 2023.
  • Arete Wealth Advisors opened 272 new positions and closed 37 in Q4 2023.
  • Arete Wealth Advisors's portfolio value rose 127% quarter-over-quarter to $1.31B.

Based on Arete Wealth Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.